Stock Transactions — EATON VANCE FLOATING RATE IN

Total Bought
492,268
19 transactions
Total Sold
588,951
39 transactions
Net
-96,683
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MAI Capital Management0119,385+119,3850.000.01+0.01buy
OSAIC HOLDINGS, INC.299,083412,117+113,0340.010.01+0.00buy
Advisors Asset Management, Inc.420,836496,886+76,0500.100.12+0.02buy
GUGGENHEIM CAPITAL LLC558,706604,100+45,3940.050.06+0.01buy
Joel Isaacson & Co., LLC041,152+41,1520.000.02+0.02buy
READYSTATE ASSET MANAGEMENT LP022,894+22,8940.000.01+0.01buy
StoneX Group Inc.014,596+14,5960.000.01+0.01buy
Focus Partners Wealth012,688+12,6880.000.00+0.00buy
Morse Asset Management, Inc26,45037,772+11,3220.070.11+0.04buy
REGIONS FINANCIAL CORP135,000145,000+10,0000.010.01+0.00buy
AMERIPRISE FINANCIAL INC63,83170,100+6,2690.000.00+0.00buy
LPL Financial LLC159,941165,572+5,6310.000.00-0.00buy
VIRTUS ADVISERS, LLC50,02355,087+5,0640.300.29-0.01buy
Elequin Capital, LP03,236+3,2360.000.00+0.00buy
WELLS FARGO & COMPANY/MN57,36159,771+2,4100.000.00+0.00buy
HBK Sorce Advisory LLC29,10931,450+2,3410.010.01+0.00buy
Gould Capital, LLC3891,000+6110.000.01+0.01buy
Tower Research Capital LLC (TRC)0186+1860.000.00+0.00buy
Garner Asset Management Corp70,68970,694+50.410.41+0.00buy
ORLEANS CAPITAL MANAGEMENT CORP/LA10,00010,00000.070.07+0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC12,00012,00000.000.00-0.00hold
BARD ASSOCIATES INC15,19215,19200.070.07-0.00hold
PRINCIPAL SECURITIES, INC.85085000.000.00-0.00hold
PRIVATE TRUST CO NA4,8004,80000.010.01+0.00hold
Ballentine Partners, LLC27,84627,84600.010.01-0.00hold
Marble Harbor Investment Counsel, LLC84,85084,85000.120.12+0.00hold
CWM, LLC404000.000.00-0.00hold
Allworth Financial LP1,0001,00000.000.00-0.00hold
NewEdge Advisors, LLC2,0002,00000.000.00-0.00hold
Lido Advisors, LLC45,00045,00000.000.00-0.00hold
WESCAP Management Group, Inc.10,21710,21700.030.03-0.00hold
Parallel Advisors, LLC5,5755,57500.000.00-0.00hold
Rockefeller Capital Management L.P.22,02422,02400.000.00-0.00hold
ATTICUS WEALTH MANAGEMENT, LLC2,1602,16000.010.01-0.00hold
Key FInancial Inc32532500.000.00+0.00hold
Spire Wealth Management33033000.000.00-0.00hold
Concurrent Investment Advisors, LLC12,70612,70600.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.75075000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.6,0006,00000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
ROTHSCHILD INVESTMENT LLC60960900.000.00-0.00hold
Wilmington Savings Fund Society, FSB1,0001,00000.000.00-0.00hold
COMERICA BANK7,3397,33900.000.00+0.00hold
TRUIST FINANCIAL CORP14,54014,54000.000.00-0.00hold
Steward Partners Investment Advisory, LLC310-310.000.00-0.00sell
Addison Advisors LLC240100-1400.000.00-0.00sell
CHOREO, LLC30,35030,000-3500.010.01-0.00sell
BENJAMIN EDWARDS INC28,47528,075-4000.010.01-0.00sell
FEDERATED HERMES, INC.6200-6200.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC11,05110,295-7560.000.00-0.00sell
Dynamic Advisor Solutions LLC16,88415,813-1,0710.010.01+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC14,22312,937-1,2860.000.00-0.00sell
PFG Investments, LLC13,32611,862-1,4640.010.01-0.00sell
MeadowBrook Investment Advisors LLC5,2503,450-1,8000.060.04-0.02sell
Cambridge Investment Research Advisors, Inc.62,38960,058-2,3310.000.00-0.00sell
Keystone Financial Group2,6450-2,6450.020.00-0.02sell
Invesco Ltd.398,102395,377-2,7250.000.00-0.00sell
Cetera Investment Advisers37,93634,959-2,9770.000.00-0.00sell
Koshinski Asset Management, Inc.93,64790,618-3,0290.100.10-0.00sell
Private Advisor Group, LLC20,52816,107-4,4210.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.6,0001,551-4,4490.000.00-0.00sell
NBC SECURITIES, INC.4,5504-4,5460.000.01+0.00sell
Apollon Wealth Management, LLC138,595133,557-5,0380.050.04-0.01sell
MELFA WEALTH MANAGEMENT, INC.30,66325,319-5,3440.260.22-0.04sell
CoreCap Advisors, LLC12,9146,400-6,5140.010.00-0.00sell
WT Wealth Management22,73513,961-8,7740.090.06-0.04sell
Calamos Advisors LLC11,7140-11,7140.000.00-0.00sell
STIFEL FINANCIAL CORP54,34642,477-11,8690.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.125,374112,930-12,4440.080.07-0.01sell
Asset Allocation & Management Company, LLC13,0000-13,0000.100.00-0.10sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.13,7840-13,7840.020.00-0.02sell
COHEN & STEERS, INC.101,24087,240-14,0000.000.00-0.00sell
SHUFRO ROSE & CO LLC14,9800-14,9800.020.00-0.02sell
BANK OF AMERICA CORP /DE/1,349,5511,334,088-15,4630.000.00+0.00sell
ROYAL BANK OF CANADA244,281228,461-15,8200.000.00-0.00sell
Shaker Financial Services, LLC54,75235,985-18,7670.270.18-0.09sell
Walleye Capital LLC21,4070-21,4070.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC24,9810-24,9810.010.00-0.01sell
Waverly Advisors, LLC25,0700-25,0700.010.00-0.01sell
WOLVERINE ASSET MANAGEMENT LLC28,2140-28,2140.010.00-0.01sell
UBS Group AG183,627152,498-31,1290.000.00-0.00sell
MORGAN STANLEY1,451,4951,378,966-72,5290.000.00-0.00sell
GraniteShares Advisors LLC183,0690-183,0691.600.00-1.60sell
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