| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,212,964 | 1,556,094 | +343,130 | 0.50 | 0.57 | +0.07 | buy |
| Warberg Asset Management LLC | 57,838 | 333,622 | +275,784 | 0.04 | 0.16 | +0.12 | buy |
| Lagoda Investment Management, L.P. | 4,126,135 | 4,380,450 | +254,315 | 5.09 | 4.91 | -0.18 | buy |
| Legato Capital Management LLC | 360,291 | 461,427 | +101,136 | 0.11 | 0.11 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 97,903 | +97,903 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,399,498 | 1,464,310 | +64,812 | 0.00 | 0.00 | -0.00 | buy |
| Arbiter Partners Capital Management LLC | 2,791,068 | 2,853,856 | +62,788 | 9.42 | 6.11 | -3.31 | buy |
| VANGUARD GROUP INC | 3,475,776 | 3,534,291 | +58,515 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 783,912 | 839,683 | +55,771 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 46,636 | +46,636 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 61,075 | 89,937 | +28,862 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 28,095 | +28,095 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 20,873 | +20,873 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 19,975 | +19,975 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 25,318 | 40,117 | +14,799 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 12,538 | +12,538 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 95,161 | 107,246 | +12,085 | 0.15 | 0.22 | +0.08 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 11,234 | +11,234 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 32,170 | 41,959 | +9,789 | 0.01 | 0.01 | +0.00 | buy |
| Independent Advisor Alliance | 185,795 | 191,695 | +5,900 | 0.01 | 0.01 | +0.01 | buy |
| Cherry Creek Investment Advisors, Inc. | 35,041 | 40,866 | +5,825 | 0.04 | 0.04 | -0.00 | buy |
| NORTHERN TRUST CORP | 480,577 | 486,098 | +5,521 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 1,678 | 5,212 | +3,534 | 0.00 | 0.00 | +0.00 | buy |
| TCFG WEALTH MANAGEMENT, LLC | 64,915 | 68,415 | +3,500 | 0.07 | 0.06 | -0.01 | buy |
| Tower Research Capital LLC (TRC) | 4,764 | 7,647 | +2,883 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 43,234 | 45,997 | +2,763 | 0.00 | 0.00 | -0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 31,445 | 32,849 | +1,404 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 1,335 | +1,335 | 0.00 | 0.00 | +0.00 | buy |
| Banque Transatlantique SA | 0 | 1,160 | +1,160 | 0.00 | 0.00 | +0.00 | buy |
| Summit Asset Management, LLC | 18,700 | 19,700 | +1,000 | 0.01 | 0.01 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 26,915 | 27,522 | +607 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 193,109 | 193,670 | +561 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 409 | 744 | +335 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 153,037 | 153,321 | +284 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 28,000 | 28,082 | +82 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 65 | 126 | +61 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 5,370 | 5,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,972 | 3,972 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GMT CAPITAL CORP | 126,581 | 126,581 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAFNA Capital Management LLC | 13,680,554 | 13,680,554 | 0 | 7.93 | 6.83 | -1.10 | hold |
| Archon Capital Management LLC | 1,283,897 | 1,283,897 | 0 | 3.52 | 2.38 | -1.14 | hold |
| SIGNATUREFD, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellington Shields & Co., LLC | 44,793 | 44,793 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Roble, Belko & Company, Inc | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 17,950 | 17,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Capital Holdings Plc | 35,800 | 35,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Forum Financial Management, LP | 26,518 | 26,518 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 17,997 | 17,997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Compass Planning Associates Inc | 244 | 244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 44,350 | 44,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 5,955 | 5,955 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 80,012 | 80,012 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,600 | 7,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 1,897 | 1,897 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kovack Advisors, Inc. | 133,792 | 133,782 | -10 | 0.03 | 0.02 | -0.01 | sell |
| HSBC HOLDINGS PLC | 42,581 | 42,538 | -43 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 334 | 267 | -67 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 11,255 | 11,102 | -153 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 252 | 0 | -252 | 0.00 | 0.00 | -0.00 | sell |
| Corebridge Financial, Inc. | 28,092 | 27,680 | -412 | 0.00 | 0.00 | -0.00 | sell |
| Smartleaf Asset Management LLC | 863 | 0 | -863 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 26,996 | 26,025 | -971 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 157,266 | 155,918 | -1,348 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 15,913 | 12,232 | -3,681 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 45,346 | 40,628 | -4,718 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 8,583 | 3,313 | -5,270 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 26,360 | 20,148 | -6,212 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH EFFECTS LLC | 86,060 | 78,560 | -7,500 | 0.07 | 0.06 | -0.01 | sell |
| BARCLAYS PLC | 113,039 | 103,974 | -9,065 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 35,000 | 22,000 | -13,000 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 16,825 | 1,439 | -15,386 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 23,847 | 0 | -23,847 | 0.01 | 0.00 | -0.01 | sell |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 823,652 | 788,652 | -35,000 | 0.25 | 0.20 | -0.05 | sell |
| GOLDMAN SACHS GROUP INC | 250,587 | 200,050 | -50,537 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 193,500 | 141,400 | -52,100 | 0.01 | 0.01 | -0.00 | sell |
| State of Wyoming | 536,698 | 471,080 | -65,618 | 0.16 | 0.11 | -0.05 | sell |
| JPMORGAN CHASE & CO | 134,822 | 39,106 | -95,716 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 3,897,885 | 3,791,464 | -106,421 | 0.00 | 0.00 | -0.00 | sell |
| Traynor Capital Management, Inc. | 160,509 | 0 | -160,509 | 0.03 | 0.00 | -0.03 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 406,200 | 122,109 | -284,091 | 0.00 | 0.00 | -0.00 | sell |
| Redmile Group, LLC | 1,799,465 | 0 | -1,799,465 | 0.29 | 0.00 | -0.29 | sell |