| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| DAFNA Capital Management LLC | 13,680,554 | 13,680,554 | 0 | 7.31 | 5.73 | -1.58 | hold |
| Lagoda Investment Management, L.P. | 4,861,200 | 4,350,400 | -510,800 | 6.47 | 4.94 | -1.54 | sell |
| BlackRock, Inc. | 4,024,583 | 3,956,243 | -68,340 | 0.00 | 0.00 | -0.00 | sell |
| Arbiter Partners Capital Management LLC | 2,883,856 | 2,883,856 | 0 | 3.57 | 3.60 | +0.03 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 1,565,182 | 1,675,408 | +110,226 | 0.00 | 0.00 | -0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,562,019 | 1,590,101 | +28,082 | 0.55 | 0.46 | -0.08 | buy |
| Archon Capital Management LLC | 1,226,044 | 1,226,044 | 0 | 1.60 | 1.27 | -0.33 | hold |
| Warberg Asset Management LLC | 1,107,657 | 1,094,123 | -13,534 | 0.77 | 0.59 | -0.18 | sell |
| STATE STREET CORP | 891,886 | 957,768 | +65,882 | 0.00 | 0.00 | -0.00 | buy |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | 540,529 | +540,529 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 248,441 | 518,884 | +270,443 | 0.00 | 0.00 | +0.00 | buy |
| Legato Capital Management LLC | 504,506 | 497,523 | -6,983 | 0.10 | 0.08 | -0.02 | sell |
| NORTHERN TRUST CORP | 473,455 | 496,926 | +23,471 | 0.00 | 0.00 | -0.00 | buy |
| Sequoia Financial Advisors, LLC | 0 | 380,652 | +380,652 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 448,400 | 372,600 | -75,800 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 206,535 | 269,046 | +62,511 | 0.00 | 0.00 | -0.00 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 901,252 | 237,495 | -663,757 | 0.19 | 0.04 | -0.15 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 221,475 | 221,475 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 0 | 221,020 | +221,020 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 198,385 | 200,985 | +2,600 | 0.01 | 0.00 | -0.01 | buy |
| Bank of New York Mellon Corp | 203,833 | 195,976 | -7,857 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 190,387 | 172,747 | -17,640 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 158,849 | 161,183 | +2,334 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 165,681 | 135,772 | -29,909 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 133,715 | 132,353 | -1,362 | 0.00 | 0.00 | -0.00 | sell |
| GMT CAPITAL CORP | 0 | 126,581 | +126,581 | 0.00 | 0.01 | +0.01 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 95,221 | 116,921 | +21,700 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 139,718 | 108,904 | -30,814 | 0.02 | 0.01 | -0.00 | sell |
| Nuveen, LLC | 73,990 | 73,990 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 68,616 | +68,616 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 68,605 | 68,605 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH EFFECTS LLC | 69,060 | 68,500 | -560 | 0.05 | 0.04 | -0.01 | sell |
| BARCLAYS PLC | 150,246 | 67,826 | -82,420 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 34,490 | 65,271 | +30,781 | 0.00 | 0.00 | +0.00 | buy |
| TCFG WEALTH MANAGEMENT, LLC | 65,015 | 64,015 | -1,000 | 0.06 | 0.04 | -0.01 | sell |
| XTX Topco Ltd | 0 | 44,576 | +44,576 | 0.00 | 0.00 | +0.00 | buy |
| Wellington Shields & Co., LLC | 42,527 | 40,079 | -2,448 | 0.02 | 0.02 | -0.01 | sell |
| Cherry Creek Investment Advisors, Inc. | 57,567 | 36,216 | -21,351 | 0.06 | 0.03 | -0.03 | sell |
| Wealthspire Advisors, LLC | 0 | 31,500 | +31,500 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 25,199 | 29,999 | +4,800 | 0.03 | 0.04 | +0.00 | buy |
| FMR LLC | 41,147 | 28,960 | -12,187 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 28,181 | 28,901 | +720 | 0.00 | 0.00 | -0.00 | buy |
| Qube Research & Technologies Ltd | 52,176 | 28,015 | -24,161 | 0.00 | 0.00 | -0.00 | sell |
| Forum Financial Management, LP | 26,518 | 26,518 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Invesco Ltd. | 26,424 | 26,418 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 0 | 23,908 | +23,908 | 0.00 | 0.00 | +0.00 | buy |
| Summit Asset Management, LLC | 22,500 | 22,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 22,000 | 22,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 20,593 | 19,267 | -1,326 | 0.00 | 0.00 | -0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 17,997 | 17,997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 17,950 | 17,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Capital Holdings Plc | 17,665 | 17,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 17,181 | 17,181 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTECH INVESTMENT MANAGEMENT LLC | 25,792 | 16,768 | -9,024 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 14,186 | 14,434 | +248 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 13,780 | 13,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthPLAN Partners, LLC | 12,665 | 13,665 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Tradewinds Capital Management, LLC | 8,000 | 13,600 | +5,600 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 13,511 | 13,480 | -31 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 4,508 | 12,158 | +7,650 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 22,957 | 10,826 | -12,131 | 0.01 | 0.00 | -0.01 | sell |
| Benin Management CORP | 0 | 10,500 | +10,500 | 0.00 | 0.00 | +0.00 | buy |
| Roble, Belko & Company, Inc | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,600 | 7,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 6,027 | 5,865 | -162 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 5,370 | 5,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 1,880 | 4,988 | +3,108 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 5,608 | 4,733 | -875 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 4,750 | 4,450 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 0 | 3,851 | +3,851 | 0.00 | 0.00 | +0.00 | buy |
| Smartleaf Asset Management LLC | 3,511 | 3,480 | -31 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,704 | 3,339 | +1,635 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,732 | 3,282 | -450 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 11,023 | 2,794 | -8,229 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 10,588 | 2,742 | -7,846 | 0.00 | 0.00 | -0.00 | sell |
| Clayton Financial Group LLC | 0 | 2,700 | +2,700 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 2,622 | 2,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hickory Point Bank & Trust | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 1,261 | +1,261 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 51,584 | 1,016 | -50,568 | 0.00 | 0.00 | -0.00 | sell |
| Avion Wealth | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 750 | 750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 640 | 501 | -139 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 322 | 310 | -12 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 14 | 246 | +232 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 1,801 | 98 | -1,703 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 1,250 | 68 | -1,182 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 56 | 52 | -4 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 0 | 46 | +46 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 43 | 43 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 7 | 5 | -2 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 67,729 | 0 | -67,729 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 14,463 | 0 | -14,463 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 37,898 | 0 | -37,898 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 11,065 | 0 | -11,065 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 12,360 | 0 | -12,360 | 0.00 | 0.00 | -0.00 | sell |