| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Warberg Asset Management LLC | 333,622 | 1,201,500 | +867,878 | 0.16 | 0.62 | +0.46 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 788,652 | 1,139,252 | +350,600 | 0.20 | 0.29 | +0.08 | buy |
| Lagoda Investment Management, L.P. | 4,380,450 | 4,687,900 | +307,450 | 4.91 | 5.63 | +0.72 | buy |
| ROYAL BANK OF CANADA | 155,918 | 263,410 | +107,492 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 45,997 | 148,913 | +102,916 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 98,938 | +98,938 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 3,791,464 | 3,885,561 | +94,097 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 103,974 | 143,907 | +39,933 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 153,321 | 189,197 | +35,876 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 0 | 35,795 | +35,795 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 11,234 | 33,321 | +22,087 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 5,212 | 21,778 | +16,566 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,464,310 | 1,478,201 | +13,891 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 10,780 | +10,780 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 10,335 | +10,335 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 7,647 | 17,154 | +9,507 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 8,229 | +8,229 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 80,012 | 84,986 | +4,974 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 3,313 | 5,551 | +2,238 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 44,350 | 46,183 | +1,833 | 0.00 | 0.00 | +0.00 | buy |
| Summit Asset Management, LLC | 19,700 | 21,000 | +1,300 | 0.01 | 0.01 | +0.00 | buy |
| CWM, LLC | 744 | 1,740 | +996 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 11,102 | 12,081 | +979 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 750 | +750 | 0.00 | 0.00 | +0.00 | buy |
| Smartleaf Asset Management LLC | 0 | 501 | +501 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 100 | 331 | +231 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 133,782 | 133,960 | +178 | 0.02 | 0.03 | +0.00 | buy |
| Sterling Capital Management LLC | 126 | 196 | +70 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 28,082 | 28,119 | +37 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 46 | 56 | +10 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 5,370 | 5,370 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,972 | 3,972 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GMT CAPITAL CORP | 126,581 | 126,581 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 141,400 | 141,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CIBC Private Wealth Group LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAFNA Capital Management LLC | 13,680,554 | 13,680,554 | 0 | 6.83 | 8.01 | +1.18 | hold |
| Archon Capital Management LLC | 1,283,897 | 1,283,897 | 0 | 2.38 | 2.23 | -0.15 | hold |
| Verition Fund Management LLC | 22,000 | 22,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arbiter Partners Capital Management LLC | 2,853,856 | 2,853,856 | 0 | 6.11 | 5.37 | -0.74 | hold |
| TCFG WEALTH MANAGEMENT, LLC | 68,415 | 68,415 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Roble, Belko & Company, Inc | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Investors Research Corp | 17,950 | 17,950 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SBI Securities Co., Ltd. | 267 | 267 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nuveen, LLC | 73,990 | 73,990 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Forum Financial Management, LP | 26,518 | 26,518 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 17,997 | 17,997 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Compass Planning Associates Inc | 244 | 244 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 5,955 | 5,955 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,600 | 7,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 1,897 | 1,897 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GROUP ONE TRADING LLC | 1,439 | 1,439 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 46,636 | 46,636 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Invesco Ltd. | 26,025 | 25,971 | -54 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 32,849 | 32,759 | -90 | 0.00 | 0.00 | +0.00 | sell |
| Russell Investments Group, Ltd. | 1,335 | 1,232 | -103 | 0.00 | 0.00 | +0.00 | sell |
| ProShare Advisors LLC | 12,232 | 11,743 | -489 | 0.00 | 0.00 | +0.00 | sell |
| HSBC HOLDINGS PLC | 42,538 | 41,547 | -991 | 0.00 | 0.00 | +0.00 | sell |
| SIGNATUREFD, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Legato Capital Management LLC | 461,427 | 460,299 | -1,128 | 0.11 | 0.12 | +0.01 | sell |
| Banque Transatlantique SA | 1,160 | 0 | -1,160 | 0.00 | 0.00 | -0.00 | sell |
| Wellington Shields & Co., LLC | 44,793 | 42,993 | -1,800 | 0.02 | 0.03 | +0.00 | sell |
| Independent Advisor Alliance | 191,695 | 188,695 | -3,000 | 0.01 | 0.01 | +0.00 | sell |
| NORTHERN TRUST CORP | 486,098 | 483,030 | -3,068 | 0.00 | 0.00 | +0.00 | sell |
| Bank of New York Mellon Corp | 193,670 | 190,572 | -3,098 | 0.00 | 0.00 | +0.00 | sell |
| WEALTH EFFECTS LLC | 78,560 | 75,060 | -3,500 | 0.06 | 0.06 | +0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 28,095 | 23,104 | -4,991 | 0.00 | 0.00 | -0.00 | sell |
| Cherry Creek Investment Advisors, Inc. | 40,866 | 35,866 | -5,000 | 0.04 | 0.04 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 41,959 | 31,943 | -10,016 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 39,106 | 28,737 | -10,369 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 40,117 | 28,789 | -11,328 | 0.00 | 0.00 | -0.00 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,556,094 | 1,544,756 | -11,338 | 0.57 | 0.60 | +0.02 | sell |
| CIBC WORLD MARKETS CORP | 12,538 | 0 | -12,538 | 0.00 | 0.00 | -0.00 | sell |
| Polar Capital Holdings Plc | 35,800 | 17,665 | -18,135 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 40,628 | 21,025 | -19,603 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 19,975 | 0 | -19,975 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 20,148 | 0 | -20,148 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 20,873 | 0 | -20,873 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 107,246 | 81,644 | -25,602 | 0.22 | 0.09 | -0.13 | sell |
| WELLS FARGO & COMPANY/MN | 27,522 | 0 | -27,522 | 0.00 | 0.00 | -0.00 | sell |
| Corebridge Financial, Inc. | 27,680 | 0 | -27,680 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 839,683 | 804,224 | -35,459 | 0.00 | 0.00 | +0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 122,109 | 43,800 | -78,309 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 471,080 | 392,567 | -78,513 | 0.11 | 0.10 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 200,050 | 111,980 | -88,070 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 89,937 | 0 | -89,937 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 97,903 | 0 | -97,903 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 3,534,291 | 3,302,609 | -231,682 | 0.00 | 0.00 | +0.00 | sell |