| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 3,956,243 | 4,396,835 | +440,592 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,675,408 | 1,895,243 | +219,835 | 0.00 | 0.00 | -0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 144,166 | +144,166 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 65,271 | 196,622 | +131,351 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 1,016 | 67,537 | +66,521 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 496,926 | 529,695 | +32,769 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 3,339 | 31,998 | +28,659 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 116,921 | 140,702 | +23,781 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 195,976 | 211,641 | +15,665 | 0.00 | 0.00 | -0.00 | buy |
| Legato Capital Management LLC | 497,523 | 512,907 | +15,384 | 0.08 | 0.07 | -0.01 | buy |
| Warberg Asset Management LLC | 1,094,123 | 1,108,889 | +14,766 | 0.59 | 0.57 | -0.02 | buy |
| R Squared Ltd | 0 | 13,727 | +13,727 | 0.00 | 0.01 | +0.01 | buy |
| Cerity Partners LLC | 0 | 13,572 | +13,572 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 22,000 | 35,000 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 26,418 | 38,570 | +12,152 | 0.00 | 0.00 | -0.00 | buy |
| Quadrature Capital Ltd | 0 | 10,706 | +10,706 | 0.00 | 0.00 | +0.00 | buy |
| Pasadena Private Wealth, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 13,780 | 21,780 | +8,000 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 200,985 | 208,485 | +7,500 | 0.00 | 0.01 | +0.00 | buy |
| Cherry Creek Investment Advisors, Inc. | 36,216 | 42,602 | +6,386 | 0.03 | 0.03 | -0.00 | buy |
| ROYAL BANK OF CANADA | 161,183 | 165,363 | +4,180 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 4,733 | 7,819 | +3,086 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 2,880 | +2,880 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 28,901 | 31,393 | +2,492 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 16,768 | 19,239 | +2,471 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 1,420 | +1,420 | 0.00 | 0.00 | +0.00 | buy |
| Sequoia Financial Advisors, LLC | 380,652 | 381,355 | +703 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 4,450 | 4,950 | +500 | 0.00 | 0.00 | -0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 467 | +467 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 246 | 590 | +344 | 0.00 | 0.00 | +0.00 | buy |
| Rossby Financial, LCC | 0 | 312 | +312 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 3,851 | 4,097 | +246 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 2,742 | 2,936 | +194 | 0.00 | 0.00 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 17,181 | 17,304 | +123 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Family Office, LLC | 0 | 84 | +84 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 46 | 103 | +57 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 2 | 28 | +26 | 0.00 | 0.00 | +0.00 | buy |
| Clearstead Advisors, LLC | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 3 | 11 | +8 | 0.00 | 0.00 | +0.00 | buy |
| JPL Wealth Management, LLC | 0 | 8 | +8 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 1 | 4 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Bank Julius Baer & Co. Ltd, Zurich | 540,529 | 540,530 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Investment Partners, Inc. | 5,370 | 5,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GMT CAPITAL CORP | 126,581 | 126,581 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 237,495 | 237,495 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Benin Management CORP | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAFNA Capital Management LLC | 13,680,554 | 13,680,554 | 0 | 5.73 | 4.49 | -1.24 | hold |
| Archon Capital Management LLC | 1,226,044 | 1,226,044 | 0 | 1.27 | 0.86 | -0.42 | hold |
| Wellington Shields & Co., LLC | 40,079 | 40,079 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Summit Asset Management, LLC | 22,500 | 22,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Arbiter Partners Capital Management LLC | 2,883,856 | 2,883,856 | 0 | 3.60 | 2.75 | -0.85 | hold |
| WealthPLAN Partners, LLC | 13,665 | 13,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Roble, Belko & Company, Inc | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 17,950 | 17,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Larson Financial Group LLC | 2,622 | 2,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avion Wealth | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 73,990 | 73,990 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH EFFECTS LLC | 68,500 | 68,500 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Forum Financial Management, LP | 26,518 | 26,518 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 3,480 | 3,480 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hickory Point Bank & Trust | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 17,997 | 17,997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,600 | 7,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 1,261 | 1,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HSBC HOLDINGS PLC | 68,605 | 68,605 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 2,794 | 2,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 310 | 275 | -35 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 52 | 0 | -52 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 68 | 0 | -68 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 98 | 0 | -98 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 501 | 184 | -317 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 13,480 | 13,058 | -422 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 12,158 | 11,593 | -565 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 67,826 | 66,940 | -886 | 0.00 | 0.00 | -0.00 | sell |
| THOMPSON DAVIS & CO., INC. | 29,999 | 27,999 | -2,000 | 0.04 | 0.03 | -0.01 | sell |
| RHUMBLINE ADVISERS | 132,353 | 130,042 | -2,311 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,282 | 871 | -2,411 | 0.00 | 0.00 | -0.00 | sell |
| Clayton Financial Group LLC | 2,700 | 0 | -2,700 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 14,434 | 11,153 | -3,281 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 28,960 | 24,800 | -4,160 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 5,865 | 0 | -5,865 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspire Advisors, LLC | 31,500 | 24,000 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| Kovack Advisors, Inc. | 108,904 | 101,113 | -7,791 | 0.01 | 0.01 | -0.00 | sell |
| Abel Hall, LLC | 10,826 | 0 | -10,826 | 0.00 | 0.00 | -0.00 | sell |
| Tradewinds Capital Management, LLC | 13,600 | 0 | -13,600 | 0.00 | 0.00 | -0.00 | sell |
| Polar Capital Holdings Plc | 17,665 | 0 | -17,665 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 19,267 | 0 | -19,267 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 23,908 | 0 | -23,908 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 28,015 | 0 | -28,015 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 172,747 | 144,166 | -28,581 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 269,046 | 234,971 | -34,075 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 957,768 | 916,780 | -40,988 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 135,772 | 91,578 | -44,194 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 44,576 | 0 | -44,576 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 221,475 | 173,775 | -47,700 | 0.01 | 0.01 | -0.00 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,590,101 | 1,521,966 | -68,135 | 0.46 | 0.34 | -0.12 | sell |
| MILLENNIUM MANAGEMENT LLC | 68,616 | 0 | -68,616 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 221,020 | 0 | -221,020 | 0.00 | 0.00 | -0.00 | sell |