| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| DAFNA Capital Management LLC | 13,680,554 | 13,680,554 | 0 | 10.51 | 7.31 | -3.20 | hold |
| Lagoda Investment Management, L.P. | 4,707,400 | 4,861,200 | +153,800 | 8.28 | 6.47 | -1.81 | buy |
| BlackRock, Inc. | 3,976,252 | 4,024,583 | +48,331 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 3,441,091 | 3,692,754 | +251,663 | 0.00 | 0.00 | -0.00 | buy |
| Arbiter Partners Capital Management LLC | 2,853,856 | 2,883,856 | +30,000 | 6.08 | 3.57 | -2.52 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,509,691 | 1,565,182 | +55,491 | 0.00 | 0.00 | -0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,598,114 | 1,562,019 | -36,095 | 0.76 | 0.55 | -0.21 | sell |
| Archon Capital Management LLC | 1,226,044 | 1,226,044 | 0 | 2.27 | 1.60 | -0.67 | hold |
| Warberg Asset Management LLC | 1,049,867 | 1,107,657 | +57,790 | 0.92 | 0.77 | -0.16 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 901,252 | 901,252 | 0 | 0.30 | 0.19 | -0.10 | hold |
| STATE STREET CORP | 800,433 | 891,886 | +91,453 | 0.00 | 0.00 | -0.00 | buy |
| Legato Capital Management LLC | 460,299 | 504,506 | +44,207 | 0.16 | 0.10 | -0.06 | buy |
| NORTHERN TRUST CORP | 507,766 | 473,455 | -34,311 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 380,400 | 448,400 | +68,000 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 0 | 248,441 | +248,441 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 225,609 | +225,609 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 141,400 | 221,475 | +80,075 | 0.01 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 193,124 | 206,535 | +13,411 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 208,225 | 203,833 | -4,392 | 0.00 | 0.00 | -0.00 | sell |
| Independent Advisor Alliance | 190,740 | 198,385 | +7,645 | 0.02 | 0.01 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 190,387 | 190,387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 132,674 | 165,681 | +33,007 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 259,116 | 158,849 | -100,267 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 143,184 | 150,246 | +7,062 | 0.00 | 0.00 | -0.00 | buy |
| Kovack Advisors, Inc. | 137,855 | 139,718 | +1,863 | 0.04 | 0.02 | -0.03 | buy |
| RHUMBLINE ADVISERS | 140,824 | 133,715 | -7,109 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 84,986 | 95,221 | +10,235 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 73,990 | 73,990 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH EFFECTS LLC | 75,060 | 69,060 | -6,000 | 0.08 | 0.05 | -0.03 | sell |
| HSBC HOLDINGS PLC | 68,606 | 68,605 | -1 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 361,888 | 67,729 | -294,159 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 38,331 | 66,452 | +28,121 | 0.00 | 0.00 | +0.00 | buy |
| TCFG WEALTH MANAGEMENT, LLC | 61,015 | 65,015 | +4,000 | 0.07 | 0.06 | -0.02 | buy |
| Cherry Creek Investment Advisors, Inc. | 54,665 | 57,567 | +2,902 | 0.07 | 0.06 | -0.02 | buy |
| Qube Research & Technologies Ltd | 94,745 | 52,176 | -42,569 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 46,636 | 51,584 | +4,948 | 0.00 | 0.00 | -0.00 | buy |
| Wellington Shields & Co., LLC | 42,993 | 42,527 | -466 | 0.03 | 0.02 | -0.01 | sell |
| FMR LLC | 21,953 | 41,147 | +19,194 | 0.00 | 0.00 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 40,860 | 40,202 | -658 | 0.02 | 0.01 | -0.01 | sell |
| MARSHALL WACE, LLP | 125,804 | 37,898 | -87,906 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 36,462 | 34,490 | -1,972 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 27,670 | 28,181 | +511 | 0.00 | 0.00 | -0.00 | buy |
| Forum Financial Management, LP | 26,518 | 26,518 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Invesco Ltd. | 26,181 | 26,424 | +243 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 29,573 | 25,792 | -3,781 | 0.00 | 0.00 | -0.00 | sell |
| THOMPSON DAVIS & CO., INC. | 0 | 25,199 | +25,199 | 0.00 | 0.03 | +0.03 | buy |
| Abel Hall, LLC | 0 | 22,957 | +22,957 | 0.00 | 0.01 | +0.01 | buy |
| Summit Asset Management, LLC | 21,000 | 22,500 | +1,500 | 0.01 | 0.01 | -0.00 | buy |
| Verition Fund Management LLC | 22,000 | 22,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 22,749 | 20,593 | -2,156 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 19,033 | 19,043 | +10 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 18,329 | +18,329 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 17,997 | 17,997 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Investors Research Corp | 17,950 | 17,950 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 12,109 | 17,801 | +5,692 | 0.00 | 0.00 | -0.00 | buy |
| Polar Capital Holdings Plc | 17,665 | 17,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 28,119 | 17,181 | -10,938 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 0 | 14,463 | +14,463 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 11,461 | 14,186 | +2,725 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 13,780 | 13,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHOREO, LLC | 12,811 | 13,511 | +700 | 0.00 | 0.00 | -0.00 | buy |
| WealthPLAN Partners, LLC | 0 | 12,665 | +12,665 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 11,664 | 12,360 | +696 | 0.01 | 0.00 | -0.00 | buy |
| ProShare Advisors LLC | 10,506 | 11,065 | +559 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 8,229 | 11,023 | +2,794 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 18,096 | 10,588 | -7,508 | 0.00 | 0.00 | -0.00 | sell |
| Roble, Belko & Company, Inc | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 2,000 | 8,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,600 | 7,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 5,865 | 6,027 | +162 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 5,608 | 5,608 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,370 | 5,370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 4,500 | 4,750 | +250 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,492 | 4,508 | +16 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,975 | 3,732 | -243 | 0.00 | 0.00 | -0.00 | sell |
| Smartleaf Asset Management LLC | 1,181 | 3,511 | +2,330 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 2,622 | 2,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 1,897 | 1,906 | +9 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 2,136 | 1,880 | -256 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 0 | 1,801 | +1,801 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 3,119 | 1,704 | -1,415 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 0 | 1,250 | +1,250 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 750 | 750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 406 | 640 | +234 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 322 | 322 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arax Advisory Partners | 708 | 101 | -607 | 0.00 | 0.00 | -0.00 | sell |
| True Wealth Design, LLC | 56 | 56 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 43 | 43 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 0 | 14 | +14 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 11 | 7 | -4 | 0.00 | 0.00 | -0.00 | sell |
| GMT CAPITAL CORP | 126,581 | 0 | -126,581 | 0.02 | 0.00 | -0.02 | sell |
| MONETA GROUP INVESTMENT ADVISORS LLC | 13,862 | 0 | -13,862 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 17,394 | 0 | -17,394 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 102,829 | 0 | -102,829 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 102,429 | 0 | -102,429 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 95,670 | 0 | -95,670 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 171,600 | 0 | -171,600 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 33,948 | 0 | -33,948 | 0.00 | 0.00 | -0.00 | sell |