Stock Transactions — PIMCO INCOME STRATEGY FD II

Total Bought
1,709,509
48 transactions
Total Sold
3,560,963
44 transactions
Net
-1,851,454
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROYAL BANK OF CANADA74,971378,002+303,0310.000.00+0.00buy
BANK OF AMERICA CORP /DE/116,672400,642+283,9700.000.00+0.00buy
Shaker Financial Services, LLC105,800375,630+269,8300.250.91+0.65buy
Logan Stone Capital, LLC0116,449+116,4490.000.22+0.22buy
JANE STREET GROUP, LLC77,014186,732+109,7180.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC207,211302,963+95,7520.000.00+0.00buy
XTX Topco Ltd088,227+88,2270.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC63,180119,529+56,3490.000.00+0.00buy
Shay Capital LLC050,420+50,4200.000.05+0.05buy
Burford Brothers, Inc.040,760+40,7600.000.12+0.12buy
RIVERNORTH CAPITAL MANAGEMENT, LLC803,507838,080+34,5730.280.29+0.00buy
NOMURA HOLDINGS INC026,300+26,3000.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC022,834+22,8340.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS116,000137,000+21,0000.000.00+0.00buy
Invesco Ltd.674,383692,318+17,9350.000.00-0.00buy
Stratos Wealth Partners, LTD.101,678119,350+17,6720.010.01+0.00buy
Keudell/Morrison Wealth Management93,690108,906+15,2160.150.15+0.01buy
OSAIC HOLDINGS, INC.151,184166,341+15,1570.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC013,988+13,9880.000.00+0.00buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC27,80041,300+13,5000.070.08+0.02buy
Mariner, LLC013,356+13,3560.000.00+0.00buy
Kovack Advisors, Inc.012,266+12,2660.000.00+0.00buy
Virtu Financial LLC14,77025,413+10,6430.000.01+0.00buy
JOHNSON INVESTMENT COUNSEL INC010,500+10,5000.000.00+0.00buy
Cetera Investment Advisers189,394198,548+9,1540.000.00-0.00buy
FIFTH THIRD BANCORP07,740+7,7400.000.00+0.00buy
Western Wealth Management, LLC04,069+4,0690.000.00+0.00buy
FIRST FOUNDATION ADVISORS19,53322,555+3,0220.010.01+0.00buy
Golden State Equity Partners03,000+3,0000.000.00+0.00buy
CoreCap Advisors, LLC244,065246,620+2,5550.060.06-0.01buy
TrueMark Investments, LLC45,82048,268+2,4480.070.06-0.00buy
Whipplewood Advisors, LLC133,917136,256+2,3390.650.49-0.16buy
Cambridge Investment Research Advisors, Inc.85,82188,081+2,2600.000.00-0.00buy
Rockefeller Capital Management L.P.74,11776,242+2,1250.000.00-0.00buy
CreativeOne Wealth, LLC15,22517,345+2,1200.000.00+0.00buy
Moors & Cabot, Inc.103,698105,732+2,0340.030.03-0.00buy
PINNACLE ASSOCIATES LTD24,97026,970+2,0000.000.00-0.00buy
HighTower Advisors, LLC27,42429,024+1,6000.000.00-0.00buy
Compound Planning, Inc.79,16080,375+1,2150.020.02-0.00buy
Element Wealth, LLC20,65421,251+5970.060.06-0.00buy
Mallini Complete Financial Planning LLC54,48955,073+5840.330.30-0.03buy
Apollon Wealth Management, LLC51,60451,937+3330.010.01-0.00buy
Advisory Services Network, LLC10,20110,484+2830.000.00-0.00buy
CENTAURUS FINANCIAL, INC.79,97380,127+1540.030.03-0.00buy
Focus Partners Wealth26,07726,215+1380.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.4,3304,458+1280.000.00-0.00buy
HARBOUR INVESTMENTS, INC.1,3631,465+1020.000.00-0.00buy
Allworth Financial LP5,6275,690+630.000.00-0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC191,463191,46300.020.01-0.01hold
HOLLENCREST CAPITAL MANAGEMENT5,9685,96800.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS2,5892,58900.000.00-0.00hold
COHEN & STEERS, INC.806,234806,23400.010.01-0.00hold
Janney Montgomery Scott LLC34,27534,27500.000.00-0.00hold
Cypress Capital Group47,15747,15700.040.04-0.00hold
RS CRUM INC.55,75055,75000.080.07-0.01hold
Private Advisor Group, LLC16,29516,29500.000.00-0.00hold
Colonial Trust Advisors1,5001,50000.000.00-0.00hold
Lido Advisors, LLC19,00119,00100.000.00-0.00hold
World Investment Advisors18,93818,93800.000.00-0.00hold
GS Investments, Inc.1,0001,00000.000.00-0.00hold
Vanguard Capital Wealth Advisors30,00030,00000.180.19+0.01hold
Sound Income Strategies, LLC4,7864,78600.000.00-0.00hold
Wealth Alliance Advisory Group, LLC12,00012,00000.020.01-0.00hold
FNY Investment Advisers, LLC1,2001,20000.000.00+0.00hold
Geneos Wealth Management Inc.11,30011,30000.000.00-0.00hold
Salomon & Ludwin, LLC1,4501,45000.000.00-0.00hold
Key FInancial Inc54854800.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,0001,00000.000.00-0.00hold
Amplius Wealth Advisors, LLC11,00011,00000.010.01-0.00hold
Simplicity Wealth,LLC80,42780,42700.040.03-0.00hold
WILLNER & HELLER, LLC11,01111,01100.060.06-0.00hold
Savvy Advisors, Inc.19,34719,34700.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC3,7303,73000.010.01-0.00hold
Morey & Quinn Wealth Partners, LLC17,70017,70000.100.09-0.01hold
AMERIFLEX GROUP, INC.7,6027,60200.030.03-0.00hold
US BANCORP \DE\3,6483,64800.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV88588500.000.00-0.00hold
Atlantic Union Bankshares Corp60060000.000.00-0.00hold
SHUFRO ROSE & CO LLC26,20026,20000.010.01-0.00hold
Addison Capital Co36,26436,214-500.070.04-0.02sell
Tower Research Capital LLC (TRC)640-640.000.00-0.00sell
JNBA Financial Advisors2,8622,796-660.000.00-0.00sell
SILVER OAK SECURITIES, INCORPORATED18,85218,752-1000.010.01-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,37112,266-1050.000.00+0.00sell
Elm3 Financial Group, LLC37,89037,696-1940.240.22-0.02sell
CWM, LLC29,35029,081-2690.000.00-0.00sell
MARK SHEPTOFF FINANCIAL PLANNING, LLC3000-3000.000.00-0.00sell
Summit Financial, LLC14,76214,411-3510.000.00-0.00sell
Murphy & Mullick Capital Management Corp5000-5000.000.00-0.00sell
Luminist Capital LLC7510-7510.010.00-0.01sell
WEDBUSH SECURITIES INC14,74213,674-1,0680.000.00-0.00sell
Gridiron Partners, LLC11,90710,778-1,1290.050.05-0.01sell
SeaCrest Wealth Management, LLC25,45624,273-1,1830.020.02-0.00sell
STIFEL FINANCIAL CORP92,34191,059-1,2820.000.00-0.00sell
Kestra Advisory Services, LLC92,31891,005-1,3130.000.00-0.00sell
B. Riley Wealth Advisors, Inc.27,12925,629-1,5000.010.01+0.00sell
Certified Advisory Corp46,13143,941-2,1900.030.03-0.00sell
Turim 21 Investimentos Ltda.2,3900-2,3900.010.00-0.01sell
NewEdge Advisors, LLC77,07774,609-2,4680.000.00-0.00sell
Ameritas Advisory Services, LLC41,11038,224-2,8860.010.01-0.00sell
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