Stock Transactions

PIMCO INCOME STRATEGY FD II COM

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Shaker Financial Services, LLC105,800375,630+269,8300.250.91+0.65buy
RIVERNORTH CAPITAL MANAGEMENT, LLC803,507838,080+34,5730.280.29+0.00buy
Keudell/Morrison Wealth Management93,690108,906+15,2160.150.15+0.01buy
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC27,80041,300+13,5000.070.08+0.02buy
FIRST FOUNDATION ADVISORS19,53322,555+3,0220.010.01+0.00buy
Moors & Cabot, Inc.103,698105,732+2,0340.030.03-0.00buy
PINNACLE ASSOCIATES LTD24,97026,970+2,0000.000.00-0.00buy
Element Wealth, LLC20,65421,251+5970.060.06-0.00buy
Mallini Complete Financial Planning LLC54,48955,073+5840.330.30-0.03buy
Addison Capital Co36,26436,214-500.070.04-0.02sell
JNBA Financial Advisors2,8622,796-660.000.00-0.00sell
SILVER OAK SECURITIES, INCORPORATED18,85218,752-1000.010.01-0.00sell
SeaCrest Wealth Management, LLC25,45624,273-1,1830.020.02-0.00sell
B. Riley Wealth Advisors, Inc.27,12925,629-1,5000.010.01+0.00sell
Certified Advisory Corp46,13143,941-2,1900.030.03-0.00sell
SMITH CHAS P & ASSOCIATES PA CPAS32,15128,069-4,0820.010.01-0.00sell
Verity Asset Management, Inc.67,74656,004-11,7420.220.16-0.06sell
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