| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | 106,463 | 356,600 | +250,137 | 0.05 | 0.15 | +0.11 | buy |
| Main Street Financial Solutions, LLC | 50,223 | 56,691 | +6,468 | 0.03 | 0.03 | -0.00 | buy |
| Mallini Complete Financial Planning LLC | 44,608 | 50,849 | +6,241 | 0.32 | 0.47 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,699,440 | 2,704,482 | +5,042 | 1.08 | 1.11 | +0.03 | buy |
| Consolidated Portfolio Review Corp | 368,373 | 372,691 | +4,318 | 0.45 | 0.38 | -0.06 | buy |
| Elm3 Financial Group, LLC | 38,642 | 40,690 | +2,048 | 0.26 | 0.25 | -0.01 | buy |
| JNBA Financial Advisors | 2,288 | 2,565 | +277 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 19,405 | 19,636 | +231 | 0.01 | 0.01 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 23,398 | 23,594 | +196 | 0.02 | 0.02 | -0.00 | buy |
| WILLNER & HELLER, LLC | 10,945 | 11,011 | +66 | 0.08 | 0.07 | -0.01 | buy |
| Semus Wealth Partners LLC | 24,487 | 24,548 | +61 | 0.13 | 0.12 | -0.01 | buy |
| Concord Wealth Partners | 929 | 957 | +28 | 0.00 | 0.00 | -0.00 | buy |
| Element Wealth, LLC | 21,692 | 21,717 | +25 | 0.09 | 0.07 | -0.01 | buy |
| Moors & Cabot, Inc. | 54,604 | 54,629 | +25 | 0.02 | 0.02 | -0.00 | buy |
| Certified Advisory Corp | 44,936 | 44,637 | -299 | 0.04 | 0.03 | -0.00 | sell |
| SYNOVUS FINANCIAL CORP | 44,300 | 44,000 | -300 | 0.00 | 0.00 | -0.00 | sell |
| BURNS J W & CO INC/NY | 15,598 | 15,100 | -498 | 0.02 | 0.01 | -0.00 | sell |
| Financial Alternatives, Inc | 17,866 | 17,203 | -663 | 0.10 | 0.08 | -0.01 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 257,327 | 256,466 | -861 | 0.02 | 0.02 | +0.00 | sell |
| SHUFRO ROSE & CO LLC | 27,400 | 26,400 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| SMITH CHAS P & ASSOCIATES PA CPAS | 34,909 | 33,458 | -1,451 | 0.02 | 0.01 | -0.00 | sell |
| HUB Investment Partners, LLC | 101,122 | 78,155 | -22,967 | 0.03 | 0.02 | -0.01 | sell |
| Clear Creek Financial Management, LLC | 74,193 | 49,892 | -24,301 | 0.06 | 0.04 | -0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 362,833 | 308,727 | -54,106 | 0.93 | 0.81 | -0.12 | sell |