| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,699,440 | 2,704,482 | +5,042 | 1.08 | 1.11 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 1,785,900 | 1,889,151 | +103,251 | 0.13 | 0.11 | -0.01 | buy |
| LPL Financial LLC | 1,138,700 | 1,184,073 | +45,373 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 1,001,543 | 1,016,015 | +14,472 | 0.42 | 0.34 | -0.08 | buy |
| COHEN & STEERS, INC. | 806,234 | 806,234 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 681,750 | 758,129 | +76,379 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 643,259 | 670,454 | +27,195 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 457,055 | 447,310 | -9,745 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 442,717 | 431,732 | -10,985 | 0.00 | 0.00 | -0.00 | sell |
| Consolidated Portfolio Review Corp | 368,373 | 372,691 | +4,318 | 0.45 | 0.38 | -0.06 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 355,106 | 371,572 | +16,466 | 0.00 | 0.00 | -0.00 | buy |
| CENTAURUS FINANCIAL, INC. | 106,463 | 356,600 | +250,137 | 0.05 | 0.15 | +0.11 | buy |
| WELLS FARGO & COMPANY/MN | 306,711 | 350,261 | +43,550 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 362,833 | 308,727 | -54,106 | 0.93 | 0.81 | -0.12 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 273,182 | 259,049 | -14,133 | 0.00 | 0.00 | -0.00 | sell |
| J.W. COLE ADVISORS, INC. | 247,918 | 256,591 | +8,673 | 0.06 | 0.04 | -0.02 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 257,327 | 256,466 | -861 | 0.02 | 0.02 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 288,396 | 251,168 | -37,228 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 230,240 | 233,915 | +3,675 | 0.08 | 0.07 | -0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 305,054 | 230,239 | -74,815 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE TRUST CO NA | 196,196 | 192,830 | -3,366 | 0.15 | 0.14 | -0.02 | sell |
| Stratos Wealth Partners, LTD. | 114,056 | 159,835 | +45,779 | 0.01 | 0.02 | +0.00 | buy |
| Whipplewood Advisors, LLC | 0 | 132,698 | +132,698 | 0.00 | 0.54 | +0.54 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 116,000 | 116,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 90,194 | 102,299 | +12,105 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 92,585 | 91,790 | -795 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 90,394 | 88,780 | -1,614 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 88,781 | 85,143 | -3,638 | 0.00 | 0.00 | -0.00 | sell |
| HUB Investment Partners, LLC | 101,122 | 78,155 | -22,967 | 0.03 | 0.02 | -0.01 | sell |
| Keudell/Morrison Wealth Management | 0 | 77,556 | +77,556 | 0.00 | 0.13 | +0.13 | buy |
| Rockefeller Capital Management L.P. | 77,884 | 76,565 | -1,319 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 81,420 | 75,535 | -5,885 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 66,755 | 67,510 | +755 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 59,785 | 58,606 | -1,179 | 0.00 | 0.00 | -0.00 | sell |
| Main Street Financial Solutions, LLC | 50,223 | 56,691 | +6,468 | 0.03 | 0.03 | -0.00 | buy |
| RS CRUM INC. | 55,750 | 55,750 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Moors & Cabot, Inc. | 54,604 | 54,629 | +25 | 0.02 | 0.02 | -0.00 | buy |
| Compound Planning, Inc. | 51,779 | 51,779 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Addison Capital Co | 51,734 | 51,734 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Shaker Financial Services, LLC | 0 | 51,718 | +51,718 | 0.00 | 0.14 | +0.14 | buy |
| Mallini Complete Financial Planning LLC | 44,608 | 50,849 | +6,241 | 0.32 | 0.47 | +0.15 | buy |
| Clear Creek Financial Management, LLC | 74,193 | 49,892 | -24,301 | 0.06 | 0.04 | -0.02 | sell |
| Cypress Capital Group | 0 | 47,157 | +47,157 | 0.00 | 0.04 | +0.04 | buy |
| Certified Advisory Corp | 44,936 | 44,637 | -299 | 0.04 | 0.03 | -0.00 | sell |
| SYNOVUS FINANCIAL CORP | 44,300 | 44,000 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Apollon Wealth Management, LLC | 74,249 | 43,642 | -30,607 | 0.01 | 0.01 | -0.01 | sell |
| Kestra Advisory Services, LLC | 34,403 | 43,635 | +9,232 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Advisory Services, LLC | 27,065 | 43,210 | +16,145 | 0.01 | 0.02 | +0.01 | buy |
| CHOREO, LLC | 83,948 | 41,493 | -42,455 | 0.01 | 0.00 | -0.01 | sell |
| Elm3 Financial Group, LLC | 38,642 | 40,690 | +2,048 | 0.26 | 0.25 | -0.01 | buy |
| Herold Advisors, Inc. | 0 | 40,250 | +40,250 | 0.00 | 0.06 | +0.06 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 12,048 | 38,604 | +26,556 | 0.00 | 0.00 | +0.00 | buy |
| SMITH CHAS P & ASSOCIATES PA CPAS | 34,909 | 33,458 | -1,451 | 0.02 | 0.01 | -0.00 | sell |
| Janney Montgomery Scott LLC | 32,975 | 31,975 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Capital Wealth Advisors | 30,000 | 30,000 | 0 | 0.28 | 0.22 | -0.06 | hold |
| CWM, LLC | 29,350 | 29,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sonora Investment Management Group, LLC | 28,660 | 28,660 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 27,800 | 27,800 | 0 | 0.07 | 0.07 | -0.01 | hold |
| SHUFRO ROSE & CO LLC | 27,400 | 26,400 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| PINNACLE ASSOCIATES LTD | 26,270 | 26,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Newbridge Financial Services Group, Inc. | 0 | 25,726 | +25,726 | 0.00 | 0.03 | +0.03 | buy |
| Semus Wealth Partners LLC | 24,487 | 24,548 | +61 | 0.13 | 0.12 | -0.01 | buy |
| SeaCrest Wealth Management, LLC | 23,398 | 23,594 | +196 | 0.02 | 0.02 | -0.00 | buy |
| Aptus Capital Advisors, LLC | 23,378 | 23,378 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Element Wealth, LLC | 21,692 | 21,717 | +25 | 0.09 | 0.07 | -0.01 | buy |
| FIRST FOUNDATION ADVISORS | 19,405 | 19,636 | +231 | 0.01 | 0.01 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 19,405 | +19,405 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 19,001 | 19,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 17,222 | 18,129 | +907 | 0.00 | 0.01 | +0.00 | buy |
| Morey & Quinn Wealth Partners, LLC | 17,700 | 17,700 | 0 | 0.11 | 0.10 | -0.01 | hold |
| TWO SIGMA SECURITIES, LLC | 0 | 17,292 | +17,292 | 0.00 | 0.02 | +0.02 | buy |
| Financial Alternatives, Inc | 17,866 | 17,203 | -663 | 0.10 | 0.08 | -0.01 | sell |
| Private Advisor Group, LLC | 27,845 | 15,948 | -11,897 | 0.00 | 0.00 | -0.00 | sell |
| BURNS J W & CO INC/NY | 15,598 | 15,100 | -498 | 0.02 | 0.01 | -0.00 | sell |
| StoneX Group Inc. | 25,303 | 14,685 | -10,618 | 0.01 | 0.01 | -0.01 | sell |
| D.A. DAVIDSON & CO. | 17,728 | 14,518 | -3,210 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 13,250 | 14,350 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 14,698 | 13,731 | -967 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 0 | 13,279 | +13,279 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 11,300 | 12,580 | +1,280 | 0.00 | 0.00 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 12,000 | 12,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Koshinski Asset Management, Inc. | 11,721 | 11,721 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verity Asset Management, Inc. | 0 | 11,695 | +11,695 | 0.00 | 0.04 | +0.04 | buy |
| Summit Financial, LLC | 0 | 11,377 | +11,377 | 0.00 | 0.00 | +0.00 | buy |
| WILLNER & HELLER, LLC | 10,945 | 11,011 | +66 | 0.08 | 0.07 | -0.01 | buy |
| Amplius Wealth Advisors, LLC | 11,000 | 11,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IBEX WEALTH ADVISORS | 10,988 | 10,988 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gridiron Partners, LLC | 0 | 10,869 | +10,869 | 0.00 | 0.05 | +0.05 | buy |
| World Investment Advisors | 10,776 | 10,776 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focus Partners Wealth | 0 | 10,515 | +10,515 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 10,327 | 10,327 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERIFLEX GROUP, INC. | 7,602 | 7,602 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Steward Partners Investment Advisory, LLC | 6,100 | 6,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 5,968 | 5,968 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 1,970 | 5,509 | +3,539 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 4,786 | 4,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 4,069 | 4,069 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 18,698 | 3,648 | -15,050 | 0.00 | 0.00 | -0.00 | sell |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 3,066 | 3,156 | +90 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |