Stock TransactionsPIMCO INCOME STRATEGY FD II

Total Bought
1,197,203
40 transactions
Total Sold
1,126,159
45 transactions
Net
+71,044
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
J.W. COLE ADVISORS, INC.0258,574+258,5740.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0223,785+223,7850.000.00+0.00buy
UBS Group AG82,539175,291+92,7520.000.00+0.00buy
Simplicity Wealth,LLC80,427171,386+90,9590.030.04+0.01buy
Shaker Financial Services, LLC375,630464,551+88,9210.911.05+0.14buy
IMC-Chicago, LLC084,734+84,7340.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC119,529197,168+77,6390.000.00+0.00buy
AMERIPRISE FINANCIAL INC1,071,8581,138,750+66,8920.000.00-0.00buy
WELLS FARGO & COMPANY/MN576,176638,598+62,4220.000.00-0.00buy
OSAIC HOLDINGS, INC.166,341209,183+42,8420.000.00+0.00buy
&PARTNERS024,395+24,3950.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS137,000153,000+16,0000.000.00+0.00buy
Cetera Investment Advisers198,548212,512+13,9640.000.00-0.00buy
RAYMOND JAMES FINANCIAL INC302,963316,657+13,6940.000.00-0.00buy
Kovack Advisors, Inc.12,26620,289+8,0230.000.01+0.00buy
Main Street Financial Solutions, LLC53,36758,678+5,3110.030.03+0.00buy
Keudell/Morrison Wealth Management108,906113,772+4,8660.150.15-0.00buy
Bogart Wealth, LLC03,000+3,0000.000.00+0.00buy
Kestra Advisory Services, LLC91,00593,514+2,5090.000.00-0.00buy
Ameritas Advisory Services, LLC38,22440,324+2,1000.010.01-0.00buy
CreativeOne Wealth, LLC17,34519,200+1,8550.000.00+0.00buy
TrueMark Investments, LLC48,26849,909+1,6410.060.04-0.02buy
HUB Investment Partners, LLC37,29638,773+1,4770.010.01-0.00buy
Compound Planning, Inc.80,37581,700+1,3250.020.02-0.00buy
BNP PARIBAS FINANCIAL MARKETS2,5893,749+1,1600.000.00+0.00buy
Gridiron Partners, LLC10,77811,907+1,1290.050.04-0.00buy
Mallini Complete Financial Planning LLC55,07356,195+1,1220.300.29-0.01buy
Stratos Wealth Partners, LTD.119,350120,470+1,1200.010.01-0.00buy
Luminist Capital LLC0751+7510.000.01+0.01buy
Element Wealth, LLC21,25121,767+5160.060.06-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,26612,661+3950.000.00-0.00buy
Advisory Services Network, LLC10,48410,785+3010.000.00-0.00buy
Apollon Wealth Management, LLC51,93752,223+2860.010.00-0.00buy
Focus Partners Wealth26,21526,361+1460.000.00-0.00buy
Pinnacle Wealth Planning Services, Inc.4,4584,596+1380.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC3,7303,835+1050.010.01-0.00buy
JFS WEALTH ADVISORS, LLC0102+1020.000.00+0.00buy
WEDBUSH SECURITIES INC13,67413,773+990.000.00-0.00buy
JNBA Financial Advisors2,7962,882+860.000.00-0.00buy
Allworth Financial LP5,6905,757+670.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC191,463191,46300.010.02+0.00hold
HOLLENCREST CAPITAL MANAGEMENT5,9685,96800.000.00+0.00hold
COHEN & STEERS, INC.806,234806,23400.010.01-0.00hold
Cypress Capital Group47,15747,15700.040.03-0.01hold
RS CRUM INC.55,75055,75000.070.07+0.00hold
HighTower Advisors, LLC29,02429,02400.000.00-0.00hold
Colonial Trust Advisors1,5001,50000.000.00-0.00hold
World Investment Advisors18,93818,93800.000.00+0.00hold
GS Investments, Inc.1,0001,00000.000.01+0.00hold
Vanguard Capital Wealth Advisors30,00030,00000.190.14-0.05hold
Wealth Alliance Advisory Group, LLC12,00012,00000.010.01-0.00hold
FNY Investment Advisers, LLC1,2001,20000.000.00-0.00hold
Geneos Wealth Management Inc.11,30011,30000.000.00-0.00hold
Salomon & Ludwin, LLC1,4501,45000.000.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC41,30041,30000.080.07-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,0001,00000.000.00-0.00hold
Amplius Wealth Advisors, LLC11,00011,00000.010.01-0.00hold
WILLNER & HELLER, LLC11,01111,01100.060.05-0.01hold
Burford Brothers, Inc.40,76040,76000.120.11-0.01hold
Savvy Advisors, Inc.19,34719,34700.000.00-0.00hold
Morey & Quinn Wealth Partners, LLC17,70017,70000.090.08-0.01hold
AMERIFLEX GROUP, INC.7,6027,60200.030.02-0.00hold
US BANCORP \DE\3,6483,64800.000.00-0.00hold
PINNACLE ASSOCIATES LTD26,97026,97000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.1,4651,46500.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV88588500.000.00-0.00hold
JOHNSON INVESTMENT COUNSEL INC10,50010,50000.000.00-0.00hold
FIFTH THIRD BANCORP7,7407,736-40.000.00-0.00sell
FIRST FOUNDATION ADVISORS22,55522,330-2250.010.01-0.00sell
SeaCrest Wealth Management, LLC24,27323,864-4090.020.02+0.00sell
Key FInancial Inc5480-5480.000.00-0.00sell
CoreCap Advisors, LLC246,620245,845-7750.060.05-0.01sell
Addison Capital Co36,21435,314-9000.040.04-0.00sell
Moors & Cabot, Inc.105,732104,769-9630.030.03-0.00sell
Private Advisor Group, LLC16,29515,295-1,0000.000.00-0.00sell
EverSource Wealth Advisors, LLC54,84353,514-1,3290.010.01+0.00sell
BOOTHBAY FUND MANAGEMENT, LLC13,98812,611-1,3770.000.00-0.00sell
Whipplewood Advisors, LLC136,256134,055-2,2010.490.64+0.16sell
TWO SIGMA SECURITIES, LLC20,41918,126-2,2930.020.01-0.01sell
Verity Asset Management, Inc.56,00453,697-2,3070.160.14-0.02sell
SILVER OAK SECURITIES, INCORPORATED18,75215,917-2,8350.010.01-0.00sell
NewEdge Advisors, LLC74,60971,627-2,9820.000.00-0.00sell
Janney Montgomery Scott LLC34,27531,275-3,0000.000.00-0.00sell
Golden State Equity Partners3,0000-3,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC185,859182,349-3,5100.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.88,08184,109-3,9720.000.00-0.00sell
B. Riley Wealth Advisors, Inc.25,62921,629-4,0000.010.01-0.00sell
Western Wealth Management, LLC4,0690-4,0690.000.00-0.00sell
STIFEL FINANCIAL CORP91,05986,774-4,2850.000.00-0.00sell
Sound Income Strategies, LLC4,7860-4,7860.000.00-0.00sell
NOMURA HOLDINGS INC26,30020,000-6,3000.000.00-0.00sell
Elm3 Financial Group, LLC37,69630,996-6,7000.220.15-0.07sell
Steward Partners Investment Advisory, LLC49,50442,228-7,2760.000.00-0.00sell
Rockefeller Capital Management L.P.76,24267,614-8,6280.000.00-0.00sell
Virtu Financial LLC25,41314,998-10,4150.010.00-0.00sell
Mariner, LLC13,3560-13,3560.000.00-0.00sell
Summit Financial, LLC14,4110-14,4110.000.00-0.00sell
XTX Topco Ltd88,22773,149-15,0780.010.01-0.00sell
PRIVATE TRUST CO NA173,756158,006-15,7500.110.09-0.02sell
RIVERNORTH CAPITAL MANAGEMENT, LLC838,080819,721-18,3590.290.28-0.01sell
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