| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,704,482 | 1,961,828 | -742,654 | 1.11 | 0.85 | -0.26 | sell |
| GUGGENHEIM CAPITAL LLC | 1,889,151 | 1,854,517 | -34,634 | 0.11 | 0.10 | -0.01 | sell |
| LPL Financial LLC | 1,184,073 | 1,307,022 | +122,949 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 1,016,015 | 1,059,166 | +43,151 | 0.34 | 0.32 | -0.02 | buy |
| AMERIPRISE FINANCIAL INC | 758,129 | 889,980 | +131,851 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 806,234 | 806,234 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Invesco Ltd. | 670,454 | 689,926 | +19,472 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 431,732 | 649,447 | +217,715 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 447,310 | 468,370 | +21,060 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 350,261 | 468,029 | +117,768 | 0.00 | 0.00 | +0.00 | buy |
| Gridiron Partners, LLC | 10,869 | 446,306 | +435,437 | 0.05 | 0.05 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 371,572 | 392,987 | +21,415 | 0.00 | 0.00 | +0.00 | buy |
| CENTAURUS FINANCIAL, INC. | 356,600 | 374,078 | +17,478 | 0.15 | 0.13 | -0.02 | buy |
| Consolidated Portfolio Review Corp | 372,691 | 320,266 | -52,425 | 0.38 | 0.31 | -0.08 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 308,727 | 319,586 | +10,859 | 0.81 | 0.83 | +0.02 | buy |
| J.W. COLE ADVISORS, INC. | 256,591 | 271,058 | +14,467 | 0.04 | 0.04 | -0.00 | buy |
| CoreCap Advisors, LLC | 233,915 | 240,290 | +6,375 | 0.07 | 0.07 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 259,049 | 207,754 | -51,295 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE TRUST CO NA | 192,830 | 192,830 | 0 | 0.14 | 0.13 | -0.01 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 256,466 | 191,463 | -65,003 | 0.02 | 0.02 | -0.00 | sell |
| Cetera Investment Advisers | 88,780 | 161,883 | +73,103 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 159,835 | 158,765 | -1,070 | 0.02 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 230,239 | 155,191 | -75,048 | 0.00 | 0.00 | -0.00 | sell |
| Whipplewood Advisors, LLC | 132,698 | 132,859 | +161 | 0.54 | 0.66 | +0.12 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 116,000 | 116,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 102,299 | 106,821 | +4,522 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 251,168 | 94,476 | -156,692 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 67,510 | 90,607 | +23,097 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 91,790 | 88,141 | -3,649 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 54,629 | 81,816 | +27,187 | 0.02 | 0.03 | +0.01 | buy |
| UBS Group AG | 85,143 | 80,072 | -5,071 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 75,535 | 78,362 | +2,827 | 0.00 | 0.00 | -0.00 | buy |
| Rockefeller Capital Management L.P. | 76,565 | 75,905 | -660 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 43,635 | 73,827 | +30,192 | 0.00 | 0.00 | +0.00 | buy |
| HUB Investment Partners, LLC | 78,155 | 72,451 | -5,704 | 0.02 | 0.02 | +0.00 | sell |
| Verity Asset Management, Inc. | 11,695 | 62,050 | +50,355 | 0.04 | 0.15 | +0.11 | buy |
| Compound Planning, Inc. | 51,779 | 58,870 | +7,091 | 0.01 | 0.01 | -0.00 | buy |
| Main Street Financial Solutions, LLC | 56,691 | 57,213 | +522 | 0.03 | 0.03 | -0.00 | buy |
| ROYAL BANK OF CANADA | 58,606 | 55,805 | -2,801 | 0.00 | 0.00 | -0.00 | sell |
| RS CRUM INC. | 55,750 | 55,750 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Mallini Complete Financial Planning LLC | 50,849 | 53,873 | +3,024 | 0.47 | 0.33 | -0.14 | buy |
| Apollon Wealth Management, LLC | 43,642 | 50,488 | +6,846 | 0.01 | 0.01 | +0.00 | buy |
| Addison Capital Co | 51,734 | 49,014 | -2,720 | 0.13 | 0.11 | -0.02 | sell |
| Clear Creek Financial Management, LLC | 49,892 | 48,404 | -1,488 | 0.04 | 0.03 | -0.00 | sell |
| SYNOVUS FINANCIAL CORP | 44,000 | 47,230 | +3,230 | 0.00 | 0.00 | +0.00 | buy |
| Cypress Capital Group | 47,157 | 47,157 | 0 | 0.04 | 0.04 | -0.00 | hold |
| JANE STREET GROUP, LLC | 0 | 46,570 | +46,570 | 0.00 | 0.00 | +0.00 | buy |
| Certified Advisory Corp | 44,637 | 45,078 | +441 | 0.03 | 0.03 | -0.00 | buy |
| TrueMark Investments, LLC | 0 | 44,181 | +44,181 | 0.00 | 0.06 | +0.06 | buy |
| CHOREO, LLC | 41,493 | 43,174 | +1,681 | 0.00 | 0.00 | -0.00 | buy |
| Elm3 Financial Group, LLC | 40,690 | 42,690 | +2,000 | 0.25 | 0.27 | +0.02 | buy |
| Ameritas Advisory Services, LLC | 43,210 | 42,210 | -1,000 | 0.02 | 0.02 | +0.00 | sell |
| Janney Montgomery Scott LLC | 31,975 | 32,975 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Capital Wealth Advisors | 30,000 | 30,000 | 0 | 0.22 | 0.18 | -0.04 | hold |
| CWM, LLC | 29,350 | 29,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 27,800 | 27,800 | 0 | 0.07 | 0.07 | +0.00 | hold |
| HighTower Advisors, LLC | 0 | 26,649 | +26,649 | 0.00 | 0.00 | +0.00 | buy |
| SHUFRO ROSE & CO LLC | 26,400 | 26,400 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 25,726 | 25,726 | 0 | 0.03 | 0.03 | -0.00 | hold |
| SeaCrest Wealth Management, LLC | 23,594 | 25,714 | +2,120 | 0.02 | 0.02 | +0.00 | buy |
| PINNACLE ASSOCIATES LTD | 26,270 | 25,270 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Aptus Capital Advisors, LLC | 23,378 | 23,058 | -320 | 0.00 | 0.00 | -0.00 | sell |
| Element Wealth, LLC | 21,717 | 21,772 | +55 | 0.07 | 0.07 | -0.00 | buy |
| FIRST FOUNDATION ADVISORS | 19,636 | 19,741 | +105 | 0.01 | 0.01 | +0.00 | buy |
| Lido Advisors, LLC | 19,001 | 19,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 18,129 | 18,129 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Morey & Quinn Wealth Partners, LLC | 17,700 | 17,700 | 0 | 0.10 | 0.10 | -0.01 | hold |
| Private Advisor Group, LLC | 15,948 | 16,295 | +347 | 0.00 | 0.00 | -0.00 | buy |
| Semus Wealth Partners LLC | 24,548 | 15,347 | -9,201 | 0.12 | 0.07 | -0.05 | sell |
| Sonora Investment Management Group, LLC | 28,660 | 15,300 | -13,360 | 0.02 | 0.01 | -0.01 | sell |
| Baird Financial Group, Inc. | 0 | 15,251 | +15,251 | 0.00 | 0.00 | +0.00 | buy |
| AMERIFLEX GROUP, INC. | 7,602 | 15,204 | +7,602 | 0.03 | 0.04 | +0.01 | buy |
| BURNS J W & CO INC/NY | 15,100 | 15,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Financial Alternatives, Inc | 17,203 | 14,955 | -2,248 | 0.08 | 0.07 | -0.01 | sell |
| WEDBUSH SECURITIES INC | 13,731 | 14,655 | +924 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 14,350 | 13,250 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 12,000 | 12,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Mach-1 Financial Group, LLC | 0 | 11,800 | +11,800 | 0.00 | 0.01 | +0.01 | buy |
| Koshinski Asset Management, Inc. | 11,721 | 11,721 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Summit Financial, LLC | 11,377 | 11,473 | +96 | 0.00 | 0.00 | -0.00 | buy |
| Geneos Wealth Management Inc. | 12,580 | 11,300 | -1,280 | 0.00 | 0.00 | -0.00 | sell |
| CreativeOne Wealth, LLC | 0 | 11,075 | +11,075 | 0.00 | 0.00 | +0.00 | buy |
| WILLNER & HELLER, LLC | 11,011 | 11,011 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Amplius Wealth Advisors, LLC | 11,000 | 11,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IBEX WEALTH ADVISORS | 10,988 | 10,988 | 0 | 0.01 | 0.01 | -0.00 | hold |
| World Investment Advisors | 10,776 | 10,776 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focus Partners Wealth | 10,515 | 10,645 | +130 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 9,949 | +9,949 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 5,968 | 5,968 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 5,509 | 5,567 | +58 | 0.00 | 0.00 | -0.00 | buy |
| LEIGH BALDWIN & CO., LLC | 0 | 5,473 | +5,473 | 0.00 | 0.09 | +0.09 | buy |
| Sound Income Strategies, LLC | 4,786 | 4,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 3,000 | 4,375 | +1,375 | 0.00 | 0.00 | +0.00 | buy |
| GPS Wealth Strategies Group, LLC | 4,069 | 4,069 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 6,100 | 3,766 | -2,334 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 3,648 | 3,648 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 3,020 | +3,020 | 0.00 | 0.00 | +0.00 | buy |
| CX Institutional | 0 | 2,740 | +2,740 | 0.00 | 0.00 | +0.00 | buy |
| Turim 21 Investimentos Ltda. | 0 | 2,649 | +2,649 | 0.00 | 0.01 | +0.01 | buy |
| JNBA Financial Advisors | 2,565 | 2,639 | +74 | 0.00 | 0.00 | -0.00 | buy |