Stock Transactions — PIMCO INCOME STRATEGY FD II

Total Bought
1,612,803
57 transactions
Total Sold
1,443,102
37 transactions
Net
+169,701
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Gridiron Partners, LLC10,869446,306+435,4370.050.05+0.00buy
MORGAN STANLEY431,732649,447+217,7150.000.00+0.00buy
AMERIPRISE FINANCIAL INC758,129889,980+131,8510.000.00+0.00buy
LPL Financial LLC1,184,0731,307,022+122,9490.000.00-0.00buy
WELLS FARGO & COMPANY/MN350,261468,029+117,7680.000.00+0.00buy
Cetera Investment Advisers88,780161,883+73,1030.000.00+0.00buy
Verity Asset Management, Inc.11,69562,050+50,3550.040.15+0.11buy
JANE STREET GROUP, LLC046,570+46,5700.000.00+0.00buy
TrueMark Investments, LLC044,181+44,1810.000.06+0.06buy
EverSource Wealth Advisors, LLC1,016,0151,059,166+43,1510.340.32-0.02buy
Kestra Advisory Services, LLC43,63573,827+30,1920.000.00+0.00buy
Moors & Cabot, Inc.54,62981,816+27,1870.020.03+0.01buy
HighTower Advisors, LLC026,649+26,6490.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.67,51090,607+23,0970.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC371,572392,987+21,4150.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC447,310468,370+21,0600.000.00+0.00buy
Invesco Ltd.670,454689,926+19,4720.000.00-0.00buy
CENTAURUS FINANCIAL, INC.356,600374,078+17,4780.150.13-0.02buy
Baird Financial Group, Inc.015,251+15,2510.000.00+0.00buy
J.W. COLE ADVISORS, INC.256,591271,058+14,4670.040.04-0.00buy
Mach-1 Financial Group, LLC011,800+11,8000.000.01+0.01buy
CreativeOne Wealth, LLC011,075+11,0750.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.308,727319,586+10,8590.810.83+0.02buy
Advisory Services Network, LLC09,949+9,9490.000.00+0.00buy
AMERIFLEX GROUP, INC.7,60215,204+7,6020.030.04+0.01buy
Compound Planning, Inc.51,77958,870+7,0910.010.01-0.00buy
Apollon Wealth Management, LLC43,64250,488+6,8460.010.01+0.00buy
CoreCap Advisors, LLC233,915240,290+6,3750.070.07-0.00buy
LEIGH BALDWIN & CO., LLC05,473+5,4730.000.09+0.09buy
BANK OF AMERICA CORP /DE/102,299106,821+4,5220.000.00-0.00buy
SYNOVUS FINANCIAL CORP44,00047,230+3,2300.000.00+0.00buy
Mallini Complete Financial Planning LLC50,84953,873+3,0240.470.33-0.14buy
BNP PARIBAS FINANCIAL MARKETS03,020+3,0200.000.00+0.00buy
NewEdge Advisors, LLC75,53578,362+2,8270.000.00-0.00buy
CX Institutional02,740+2,7400.000.00+0.00buy
Turim 21 Investimentos Ltda.02,649+2,6490.000.01+0.01buy
SeaCrest Wealth Management, LLC23,59425,714+2,1200.020.02+0.00buy
Elm3 Financial Group, LLC40,69042,690+2,0000.250.27+0.02buy
J.Safra Asset Management Corp01,887+1,8870.000.00+0.00buy
CHOREO, LLC41,49343,174+1,6810.000.00-0.00buy
COMERICA BANK3,0004,375+1,3750.000.00+0.00buy
Janney Montgomery Scott LLC31,97532,975+1,0000.000.00-0.00buy
Atlantic Union Bankshares Corp01,000+1,0000.000.00+0.00buy
WEDBUSH SECURITIES INC13,73114,655+9240.000.00+0.00buy
Main Street Financial Solutions, LLC56,69157,213+5220.030.03-0.00buy
Certified Advisory Corp44,63745,078+4410.030.03-0.00buy
Private Advisor Group, LLC15,94816,295+3470.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0330+3300.000.00+0.00buy
Whipplewood Advisors, LLC132,698132,859+1610.540.66+0.12buy
Focus Partners Wealth10,51510,645+1300.000.00-0.00buy
FIRST FOUNDATION ADVISORS19,63619,741+1050.010.01+0.00buy
Summit Financial, LLC11,37711,473+960.000.00-0.00buy
JNBA Financial Advisors2,5652,639+740.000.00-0.00buy
Allworth Financial LP5,5095,567+580.000.00-0.00buy
Element Wealth, LLC21,71721,772+550.070.07-0.00buy
HARBOUR INVESTMENTS, INC.1,3251,363+380.000.00-0.00buy
Concord Wealth Partners957986+290.000.00+0.00buy
BURNS J W & CO INC/NY15,10015,10000.010.01-0.00hold
PIN OAK INVESTMENT ADVISORS INC505000.000.00+0.00hold
HOLLENCREST CAPITAL MANAGEMENT5,9685,96800.000.00-0.00hold
PRIVATE TRUST CO NA192,830192,83000.140.13-0.01hold
COHEN & STEERS, INC.806,234806,23400.010.01+0.00hold
CIBC Private Wealth Group LLC313100.000.00-0.00hold
Cypress Capital Group47,15747,15700.040.04-0.00hold
RS CRUM INC.55,75055,75000.100.09-0.00hold
B. Riley Wealth Advisors, Inc.18,12918,12900.010.01+0.00hold
CWM, LLC29,35029,35000.000.00-0.00hold
MARK SHEPTOFF FINANCIAL PLANNING, LLC30030000.000.00-0.00hold
Koshinski Asset Management, Inc.11,72111,72100.010.01-0.00hold
Lido Advisors, LLC19,00119,00100.000.00-0.00hold
World Investment Advisors10,77610,77600.000.00-0.00hold
IBEX WEALTH ADVISORS10,98810,98800.010.01-0.00hold
GS Investments, Inc.1,0001,00000.000.00+0.00hold
Vanguard Capital Wealth Advisors30,00030,00000.220.18-0.04hold
Sound Income Strategies, LLC4,7864,78600.000.00-0.00hold
GPS Wealth Strategies Group, LLC4,0694,06900.000.00-0.00hold
Wealth Alliance Advisory Group, LLC12,00012,00000.020.02-0.00hold
FNY Investment Advisers, LLC1,2001,20000.000.00-0.00hold
Salomon & Ludwin, LLC1,4501,45000.000.00-0.00hold
Key FInancial Inc54854800.000.00-0.00hold
Luminist Capital LLC75175100.010.00-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC27,80027,80000.070.07+0.00hold
Newbridge Financial Services Group, Inc.25,72625,72600.030.03-0.00hold
Amplius Wealth Advisors, LLC11,00011,00000.010.01-0.00hold
WILLNER & HELLER, LLC11,01111,01100.070.06-0.00hold
Murphy & Mullick Capital Management Corp50050000.000.00-0.00hold
Morey & Quinn Wealth Partners, LLC17,70017,70000.100.10-0.01hold
THRIVENT FINANCIAL FOR LUTHERANS116,000116,00000.000.00-0.00hold
US BANCORP \DE\3,6483,64800.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV88588500.000.00-0.00hold
SHUFRO ROSE & CO LLC26,40026,40000.020.02+0.00hold
Aptus Capital Advisors, LLC23,37823,058-3200.000.00-0.00sell
Colonial Trust Advisors1,9001,500-4000.000.00-0.00sell
Spire Wealth Management4090-4090.000.00-0.00sell
Rockefeller Capital Management L.P.76,56575,905-6600.000.00-0.00sell
Beaird Harris Wealth Management, LLC8000-8000.000.00-0.00sell
TRUST CO OF VERMONT9750-9750.000.00-0.00sell
Ameritas Advisory Services, LLC43,21042,210-1,0000.020.02+0.00sell
PINNACLE ASSOCIATES LTD26,27025,270-1,0000.000.00-0.00sell
Stratos Wealth Partners, LTD.159,835158,765-1,0700.020.01-0.00sell
Page 1 of 2