| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARK Investment Management LLC | 37,264,228 | 36,273,288 | -990,940 | 0.46 | 0.37 | -0.09 | sell |
| BlackRock, Inc. | 23,344,970 | 25,267,429 | +1,922,459 | 0.00 | 0.00 | -0.00 | buy |
| SOFTBANK GROUP CORP. | 20,451,570 | 20,451,570 | 0 | 0.25 | 0.24 | -0.01 | hold |
| Sumitomo Mitsui Trust Group, Inc. | 7,808,580 | 7,037,987 | -770,593 | 0.01 | 0.01 | -0.00 | sell |
| Nikko Asset Management Americas, Inc. | 7,808,580 | 7,037,987 | -770,593 | 0.17 | 0.13 | -0.04 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 7,078,744 | 6,975,266 | -103,478 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 5,912,223 | 6,121,716 | +209,493 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 4,344,569 | 4,892,318 | +547,749 | 0.01 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 4,438,273 | 3,637,547 | -800,726 | 0.01 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 2,877,184 | 3,509,613 | +632,429 | 0.01 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 848,219 | 2,950,929 | +2,102,710 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 3,850,600 | 2,489,100 | -1,361,500 | 0.01 | 0.01 | -0.01 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 2,465,853 | 2,405,496 | -60,357 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 2,046,839 | 2,130,788 | +83,949 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 2,410,540 | 1,840,461 | -570,079 | 0.00 | 0.00 | -0.00 | sell |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 1,894,931 | 1,788,393 | -106,538 | 0.24 | 0.18 | -0.07 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,611,543 | 1,719,165 | -892,378 | 0.01 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 1,854,814 | 1,666,706 | -188,108 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 3,171,546 | 1,640,099 | -1,531,447 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 3,166,241 | 1,576,051 | -1,590,190 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 500,000 | 1,500,000 | +1,000,000 | 0.55 | 1.13 | +0.58 | buy |
| Invesco Ltd. | 1,433,011 | 1,468,148 | +35,137 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 1,500,518 | 1,390,070 | -110,448 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 1,363,577 | 1,265,535 | -98,042 | 0.01 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 0 | 1,184,975 | +1,184,975 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,378,872 | 988,467 | -390,405 | 0.00 | 0.00 | -0.00 | sell |
| BOURNE LENT ASSET MANAGEMENT INC | 967,055 | 951,055 | -16,000 | 0.60 | 0.46 | -0.14 | sell |
| HHLR ADVISORS, LTD. | 918,892 | 918,892 | 0 | 0.06 | 0.07 | +0.02 | hold |
| DIMENSIONAL FUND ADVISORS LP | 323,749 | 899,550 | +575,801 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 834,573 | 813,406 | -21,167 | 0.00 | 0.00 | -0.00 | sell |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 808,700 | 808,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR CAPITAL MANAGEMENT LLC | 86,964 | 759,492 | +672,528 | 0.00 | 0.00 | +0.00 | buy |
| Casdin Capital, LLC | 4,223,767 | 723,767 | -3,500,000 | 0.49 | 0.07 | -0.42 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 684,707 | +684,707 | 0.00 | 0.00 | +0.00 | buy |
| Mirador Capital Partners LP | 591,005 | 604,884 | +13,879 | 0.15 | 0.11 | -0.04 | buy |
| PEAK6 LLC | 0 | 599,022 | +599,022 | 0.00 | 0.02 | +0.02 | buy |
| CARRET ASSET MANAGEMENT, LLC | 470,000 | 559,140 | +89,140 | 0.08 | 0.07 | -0.01 | buy |
| Vestmark Advisory Solutions, Inc. | 550,344 | 550,089 | -255 | 0.01 | 0.01 | -0.01 | sell |
| PANAGORA ASSET MANAGEMENT INC | 0 | 502,663 | +502,663 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 23,900 | 469,875 | +445,975 | 0.00 | 0.00 | +0.00 | buy |
| ArrowMark Colorado Holdings LLC | 468,382 | 468,382 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ACADIAN ASSET MANAGEMENT LLC | 441,250 | 418,791 | -22,459 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 387,060 | 387,060 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GROUP ONE TRADING LLC | 460,250 | 365,021 | -95,229 | 0.03 | 0.02 | -0.01 | sell |
| CAXTON ASSOCIATES LLP | 641,724 | 353,130 | -288,594 | 0.02 | 0.01 | -0.01 | sell |
| RHUMBLINE ADVISERS | 360,963 | 348,942 | -12,021 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 325,139 | 336,257 | +11,118 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 519,726 | 327,360 | -192,366 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 274,247 | 299,597 | +25,350 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asset Management, L.P. | 2,957,400 | 285,700 | -2,671,700 | 0.01 | 0.00 | -0.01 | sell |
| HIMENSION CAPITAL (SINGAPORE) PTE. LTD. | 0 | 276,532 | +276,532 | 0.00 | 0.03 | +0.03 | buy |
| WATER ISLAND CAPITAL LLC | 0 | 272,040 | +272,040 | 0.00 | 0.05 | +0.05 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 260,538 | +260,538 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 52,708 | 248,477 | +195,769 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 218,981 | 244,769 | +25,788 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 628,222 | 244,764 | -383,458 | 0.03 | 0.01 | -0.03 | sell |
| JENNISON ASSOCIATES LLC | 0 | 229,794 | +229,794 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 472,108 | 222,347 | -249,761 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 163,527 | 188,043 | +24,516 | 0.00 | 0.00 | -0.00 | buy |
| Green Alpha Advisors, LLC | 183,466 | 182,618 | -848 | 0.31 | 0.24 | -0.08 | sell |
| SEI INVESTMENTS CO | 0 | 166,823 | +166,823 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 183,278 | 164,558 | -18,720 | 0.00 | 0.00 | -0.00 | sell |
| Main Street Research LLC | 0 | 152,100 | +152,100 | 0.00 | 0.01 | +0.01 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 104,621 | 148,961 | +44,340 | 0.00 | 0.00 | -0.00 | buy |
| AdvisorNet Financial, Inc | 133,767 | 142,057 | +8,290 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 456,908 | 138,504 | -318,404 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 305,177 | 137,332 | -167,845 | 0.05 | 0.01 | -0.04 | sell |
| FARALLON CAPITAL MANAGEMENT LLC | 135,000 | 135,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 314,014 | 131,214 | -182,800 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 116,188 | 127,090 | +10,902 | 0.00 | 0.00 | -0.00 | buy |
| Koa Wealth Management, LLC | 120,000 | 120,000 | 0 | 0.15 | 0.11 | -0.04 | hold |
| BENJAMIN EDWARDS INC | 121,926 | 115,549 | -6,377 | 0.00 | 0.00 | -0.00 | sell |
| IEQ CAPITAL, LLC | 0 | 112,698 | +112,698 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 206,410 | 112,503 | -93,907 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 0 | 109,016 | +109,016 | 0.00 | 0.00 | +0.00 | buy |
| CANADA PENSION PLAN INVESTMENT BOARD | 0 | 107,800 | +107,800 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 123,936 | 101,371 | -22,565 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KAVAR CAPITAL PARTNERS GROUP, LLC | 0 | 93,319 | +93,319 | 0.00 | 0.02 | +0.02 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 84,825 | 84,825 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARSHALL WACE, LLP | 0 | 81,300 | +81,300 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 79,955 | 79,955 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 82,527 | 74,844 | -7,683 | 0.00 | 0.00 | -0.00 | sell |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 71,941 | 71,941 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 70,860 | 70,026 | -834 | 0.00 | 0.00 | -0.00 | sell |
| HARTLINE INVESTMENT CORP/ | 31,000 | 69,000 | +38,000 | 0.01 | 0.01 | +0.00 | buy |
| HUB Investment Partners, LLC | 61,900 | 67,000 | +5,100 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 66,055 | 65,398 | -657 | 0.00 | 0.00 | -0.00 | sell |
| State of Wyoming | 7,274 | 55,529 | +48,255 | 0.00 | 0.01 | +0.01 | buy |
| CWM, LLC | 6,203 | 53,794 | +47,591 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 49,196 | 53,592 | +4,396 | 0.01 | 0.01 | -0.00 | buy |
| ProShare Advisors LLC | 63,799 | 53,535 | -10,264 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 21,471 | 52,289 | +30,818 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 48,943 | 51,359 | +2,416 | 0.00 | 0.00 | -0.00 | buy |
| Abacus Planning Group, Inc. | 100,000 | 51,238 | -48,762 | 0.02 | 0.01 | -0.02 | sell |
| Tower Research Capital LLC (TRC) | 7,932 | 50,517 | +42,585 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 51,548 | 50,142 | -1,406 | 0.00 | 0.00 | -0.00 | sell |
| Evolution Wealth Advisors, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 51,200 | 49,600 | -1,600 | 0.00 | 0.00 | -0.00 | sell |
| Wealth Architects, LLC | 48,725 | 48,725 | 0 | 0.01 | 0.01 | -0.00 | hold |