| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 25,267,429 | 32,339,550 | +7,072,121 | 0.00 | 0.00 | +0.00 | buy |
| ARK Investment Management LLC | 36,273,288 | 29,781,416 | -6,491,872 | 0.37 | 0.32 | -0.05 | sell |
| SOFTBANK GROUP CORP. | 20,451,570 | 20,451,570 | 0 | 0.24 | 0.19 | -0.05 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 6,975,266 | 7,606,518 | +631,252 | 0.00 | 0.00 | +0.00 | buy |
| Sumitomo Mitsui Trust Group, Inc. | 7,037,987 | 6,009,715 | -1,028,272 | 0.01 | 0.01 | -0.00 | sell |
| Nikko Asset Management Americas, Inc. | 7,037,987 | 6,009,715 | -1,028,272 | 0.13 | 0.13 | -0.00 | sell |
| STATE STREET CORP | 6,121,716 | 5,961,175 | -160,541 | 0.00 | 0.00 | +0.00 | sell |
| Point72 Asset Management, L.P. | 285,700 | 4,787,300 | +4,501,600 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 3,509,613 | 4,242,599 | +732,986 | 0.00 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 3,637,547 | 4,208,146 | +570,599 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 4,892,318 | 3,962,442 | -929,876 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 988,467 | 3,229,887 | +2,241,420 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 1,576,051 | 2,845,903 | +1,269,852 | 0.00 | 0.00 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 2,652,298 | +2,652,298 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 2,405,496 | 2,652,298 | +246,802 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 2,130,788 | 2,352,786 | +221,998 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,719,165 | 2,129,263 | +410,098 | 0.00 | 0.00 | +0.00 | buy |
| Longaeva Partners L.P. | 0 | 2,118,231 | +2,118,231 | 0.00 | 0.10 | +0.10 | buy |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | 1,788,393 | 1,694,546 | -93,847 | 0.18 | 0.18 | +0.00 | sell |
| Birchview Capital, LP | 1,500,000 | 1,350,000 | -150,000 | 1.13 | 1.06 | -0.07 | sell |
| BANK OF AMERICA CORP /DE/ | 1,666,706 | 1,348,131 | -318,575 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 1,468,148 | 1,297,091 | -171,057 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 759,492 | 1,296,684 | +537,192 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 2,950,929 | 1,023,113 | -1,927,816 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 2,489,100 | 966,200 | -1,522,900 | 0.01 | 0.00 | -0.00 | sell |
| BOURNE LENT ASSET MANAGEMENT INC | 951,055 | 943,055 | -8,000 | 0.46 | 0.55 | +0.09 | sell |
| HHLR ADVISORS, LTD. | 918,892 | 918,892 | 0 | 0.07 | 0.19 | +0.11 | hold |
| UBS Group AG | 1,640,099 | 893,140 | -746,959 | 0.00 | 0.00 | -0.00 | sell |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 808,700 | 808,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ACADIAN ASSET MANAGEMENT LLC | 418,791 | 793,332 | +374,541 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 813,406 | 767,567 | -45,839 | 0.00 | 0.00 | +0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 899,550 | 759,783 | -139,767 | 0.00 | 0.00 | -0.00 | sell |
| Casdin Capital, LLC | 723,767 | 723,767 | 0 | 0.07 | 0.06 | -0.01 | hold |
| TUDOR INVESTMENT CORP ET AL | 684,707 | 684,707 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XTX Topco Ltd | 244,764 | 638,882 | +394,118 | 0.01 | 0.01 | +0.01 | buy |
| Numerai GP LLC | 0 | 621,469 | +621,469 | 0.00 | 0.09 | +0.09 | buy |
| CARRET ASSET MANAGEMENT, LLC | 559,140 | 600,140 | +41,000 | 0.07 | 0.09 | +0.02 | buy |
| Man Group plc | 0 | 597,334 | +597,334 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 469,875 | 582,990 | +113,115 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 260,538 | 564,339 | +303,801 | 0.00 | 0.00 | +0.00 | buy |
| PEAK6 LLC | 599,022 | 555,552 | -43,470 | 0.02 | 0.02 | -0.00 | sell |
| Vestmark Advisory Solutions, Inc. | 550,089 | 478,205 | -71,884 | 0.01 | 0.01 | -0.00 | sell |
| ArrowMark Colorado Holdings LLC | 468,382 | 468,382 | 0 | 0.02 | 0.03 | +0.02 | hold |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 336,257 | 441,639 | +105,382 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 387,060 | 387,060 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RHUMBLINE ADVISERS | 348,942 | 356,996 | +8,054 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 348,324 | +348,324 | 0.00 | 0.00 | +0.00 | buy |
| Mirador Capital Partners LP | 604,884 | 342,482 | -262,402 | 0.11 | 0.07 | -0.04 | sell |
| LPL Financial LLC | 299,597 | 337,502 | +37,905 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 327,360 | 322,990 | -4,370 | 0.00 | 0.00 | +0.00 | sell |
| Qube Research & Technologies Ltd | 1,184,975 | 297,951 | -887,024 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 365,021 | 290,860 | -74,161 | 0.02 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 131,214 | 283,099 | +151,885 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 248,477 | 280,306 | +31,829 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 222,347 | 276,988 | +54,641 | 0.00 | 0.00 | +0.00 | buy |
| WATER ISLAND CAPITAL LLC | 272,040 | 273,666 | +1,626 | 0.05 | 0.05 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 244,769 | 267,386 | +22,617 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 188,043 | 231,783 | +43,740 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 112,503 | 185,654 | +73,151 | 0.00 | 0.00 | +0.00 | buy |
| Green Alpha Advisors, LLC | 182,618 | 178,655 | -3,963 | 0.24 | 0.20 | -0.04 | sell |
| OSAIC HOLDINGS, INC. | 0 | 164,522 | +164,522 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 81,300 | 163,642 | +82,342 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 164,558 | 159,749 | -4,809 | 0.00 | 0.00 | +0.00 | sell |
| MetLife Investment Management, LLC | 127,090 | 157,198 | +30,108 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 142,057 | 152,122 | +10,065 | 0.01 | 0.01 | +0.00 | buy |
| Main Street Research LLC | 152,100 | 152,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 138,504 | 145,948 | +7,444 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 33,099 | 139,424 | +106,325 | 0.00 | 0.00 | +0.00 | buy |
| Voleon Capital Management LP | 0 | 134,834 | +134,834 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 148,961 | 132,926 | -16,035 | 0.00 | 0.00 | +0.00 | sell |
| IEQ CAPITAL, LLC | 112,698 | 123,782 | +11,084 | 0.00 | 0.00 | +0.00 | buy |
| Koa Wealth Management, LLC | 120,000 | 120,000 | 0 | 0.11 | 0.14 | +0.02 | hold |
| BENJAMIN EDWARDS INC | 115,549 | 107,715 | -7,834 | 0.00 | 0.00 | +0.00 | sell |
| KAVAR CAPITAL PARTNERS GROUP, LLC | 93,319 | 103,319 | +10,000 | 0.02 | 0.02 | +0.01 | buy |
| Bridgewater Associates, LP | 0 | 102,761 | +102,761 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cerity Partners LLC | 21,421 | 98,511 | +77,090 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 84,825 | 84,825 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 79,955 | 79,955 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 74,844 | 75,341 | +497 | 0.00 | 0.00 | +0.00 | buy |
| HUB Investment Partners, LLC | 67,000 | 75,000 | +8,000 | 0.00 | 0.00 | +0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 71,941 | 71,941 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARTLINE INVESTMENT CORP/ | 69,000 | 69,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| STIFEL FINANCIAL CORP | 70,026 | 68,249 | -1,777 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 101,371 | 67,410 | -33,961 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 109,016 | 65,659 | -43,357 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 166,823 | 59,230 | -107,593 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 50,142 | 57,145 | +7,003 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 44,320 | 56,461 | +12,141 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 43,661 | 54,981 | +11,320 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 51,359 | 54,663 | +3,304 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 55,529 | 54,267 | -1,262 | 0.01 | 0.01 | +0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 34,673 | 51,769 | +17,096 | 0.00 | 0.00 | +0.00 | buy |
| Abacus Planning Group, Inc. | 51,238 | 51,238 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Evolution Wealth Advisors, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| China Universal Asset Management Co., Ltd. | 53,592 | 49,432 | -4,160 | 0.01 | 0.00 | -0.00 | sell |
| Wealth Architects, LLC | 48,725 | 48,725 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 65,398 | 48,539 | -16,859 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 43,487 | 47,487 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 53,535 | 47,184 | -6,351 | 0.00 | 0.00 | +0.00 | sell |