Stock Transactions — PENUMBRA INC

Total Bought
12,221,930
262 transactions
Total Sold
15,355,878
211 transactions
Net
-3,133,948
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
HBK INVESTMENTS L P01,634,261+1,634,2610.006.76+6.76buy
BALYASNY ASSET MANAGEMENT L.P.161,911762,096+600,1850.090.49+0.40buy
CITIGROUP INC47,650620,943+573,2930.010.13+0.12buy
WHITEBOX ADVISORS LLC0445,001+445,0010.002.07+2.07buy
ExodusPoint Capital Management, LP21,750465,215+443,4650.081.52+1.44buy
AQR Arbitrage LLC0423,073+423,0730.002.28+2.28buy
MILLENNIUM MANAGEMENT LLC677,8321,098,136+420,3040.150.27+0.12buy
TUDOR INVESTMENT CORP ET AL0411,118+411,1180.000.73+0.73buy
UBS Group AG150,372560,335+409,9630.010.03+0.02buy
GOLDMAN SACHS GROUP INC318,154720,575+402,4210.010.03+0.02buy
Hudson Bay Capital Management LP0349,038+349,0380.000.69+0.69buy
Neuberger Berman Group LLC5,043303,621+298,5780.000.08+0.07buy
LMR Partners LLP0295,708+295,7080.000.89+0.89buy
Amundi85,822345,758+259,9360.010.03+0.02buy
Magnetar Financial LLC0251,433+251,4330.000.84+0.84buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP173,846400,160+226,3140.030.07+0.04buy
BANK OF NOVA SCOTIA1,418211,820+210,4020.000.12+0.12buy
SOROS FUND MANAGEMENT LLC0203,434+203,4340.000.92+0.92buy
D. E. Shaw & Co., Inc.7,524201,950+194,4260.000.05+0.05buy
BlackRock, Inc.4,141,2304,330,456+189,2260.020.02+0.00buy
CAXTON ASSOCIATES LLP0184,663+184,6630.001.41+1.41buy
Decagon Asset Management LLP0167,588+167,5880.0014.30+14.30buy
Squarepoint Ops LLC0147,806+147,8060.000.10+0.10buy
ALPINE ASSOCIATES MANAGEMENT INC.0131,950+131,9500.002.55+2.55buy
WATER ISLAND CAPITAL LLC0120,095+120,0950.005.26+5.26buy
NATIXIS0116,229+116,2290.000.15+0.15buy
HSBC HOLDINGS PLC1,527110,173+108,6460.000.02+0.02buy
Capula Management Ltd0101,779+101,7790.000.29+0.29buy
Slotnik Capital, LLC0101,000+101,0000.009.85+9.85buy
Birnam Oak Advisors, LP095,990+95,9900.008.69+8.69buy
GLAZER CAPITAL, LLC094,819+94,8190.000.66+0.66buy
SG Americas Securities, LLC11,111102,035+90,9240.000.04+0.03buy
Sand Grove Capital Management LLP086,758+86,7580.006.66+6.66buy
Empyrean Capital Partners, LP085,000+85,0000.000.93+0.93buy
Melqart Asset Management (UK) Ltd081,822+81,8220.002.65+2.65buy
Alberta Investment Management Corp080,000+80,0000.000.16+0.16buy
PICTON MAHONEY ASSET MANAGEMENT080,000+80,0000.000.27+0.27buy
Westchester Capital Management, LLC076,630+76,6300.001.22+1.22buy
BNP PARIBAS FINANCIAL MARKETS10,76986,433+75,6640.000.02+0.02buy
ALLIANCEBERNSTEIN L.P.158,301226,317+68,0160.020.02+0.01buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND067,850+67,8500.000.04+0.04buy
Calamos Advisors LLC4,66466,882+62,2180.010.08+0.08buy
TIG Advisors, LLC060,082+60,0820.000.94+0.94buy
Sculptor Capital LP057,000+57,0000.000.21+0.21buy
Verition Fund Management LLC11,30068,000+56,7000.020.22+0.20buy
GABELLI FUNDS LLC056,623+56,6230.000.13+0.13buy
ING GROEP NV055,841+55,8410.000.11+0.11buy
GABELLI & Co INVESTMENT ADVISERS, INC.051,692+51,6920.002.52+2.52buy
Nearwater Capital Markets, Ltd050,000+50,0000.000.39+0.39buy
AMERICAN CENTURY COMPANIES INC20,45169,994+49,5430.000.01+0.01buy
FIRST TRUST ADVISORS LP25,83675,223+49,3870.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP045,531+45,5310.000.02+0.02buy
PRELUDE CAPITAL MANAGEMENT, LLC2,73147,958+45,2270.061.21+1.14buy
PSquared Asset Management AG042,785+42,7850.004.89+4.89buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC041,700+41,7000.000.02+0.02buy
Quarry LP039,345+39,3450.002.60+2.60buy
Woodline Partners LP202,982241,597+38,6150.240.30+0.06buy
CSS LLC/IL036,140+36,1400.000.66+0.66buy
Ursa Fund Management, LLC035,000+35,0000.0035.16+35.16buy
TWO SIGMA INVESTMENTS, LP24,86058,219+33,3590.010.02+0.00buy
GEODE CAPITAL MANAGEMENT, LLC766,510795,448+28,9380.010.02+0.00buy
STATE STREET CORP1,157,4171,185,811+28,3940.010.01+0.00buy
SummitTX Capital, L.P.028,022+28,0220.000.29+0.29buy
Nuveen, LLC73,876100,740+26,8640.010.01+0.00buy
CREDIT INDUSTRIEL ET COMMERCIAL025,817+25,8170.001.35+1.35buy
Mint Tower Capital Management B.V.025,500+25,5000.000.77+0.77buy
Aquatic Capital Management LLC49425,975+25,4810.000.25+0.24buy
MOORE CAPITAL MANAGEMENT, LP025,000+25,0000.000.30+0.30buy
Capital World Investors426,456450,815+24,3590.020.02+0.00buy
NINE MASTS CAPITAL Ltd023,743+23,7430.001.20+1.20buy
Lighthouse Investment Partners, LLC023,443+23,4430.000.29+0.29buy
NATIONAL BANK OF CANADA /FI/022,000+22,0000.000.01+0.01buy
GARDNER LEWIS ASSET MANAGEMENT L P022,000+22,0000.001.56+1.56buy
Tidal Investments LLC2,85623,646+20,7900.000.02+0.02buy
TPG GP A, LLC020,000+20,0000.000.18+0.18buy
Greenland Capital Management LP019,750+19,7500.001.30+1.30buy
BOOTHBAY FUND MANAGEMENT, LLC019,342+19,3420.000.15+0.15buy
HRT FINANCIAL LP018,854+18,8540.000.02+0.02buy
Boussard & Gavaudan Investment Management LLP018,147+18,1470.000.57+0.57buy
HARVEST MANAGEMENT LLC018,000+18,0000.003.14+3.14buy
JONES FINANCIAL COMPANIES LLLP60018,478+17,8780.000.00+0.00buy
SIMPLEX TRADING, LLC13017,719+17,5890.000.18+0.18buy
Skandinaviska Enskilda Banken AB (publ)016,000+16,0000.000.12+0.12buy
NEW YORK LIFE INVESTMENT MANAGEMENT LLC3,21318,520+15,3070.010.05+0.04buy
Centiva Capital, LP015,026+15,0260.000.23+0.23buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC307,500322,416+14,9160.010.02+0.00buy
Fortress Investment Group LLC014,680+14,6800.001.23+1.23buy
ABC ARBITRAGE SA012,877+12,8770.000.56+0.56buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM48,31360,421+12,1080.010.01+0.00buy
OCCUDO QUANTITATIVE STRATEGIES LP011,554+11,5540.000.21+0.21buy
CANADA PENSION PLAN INVESTMENT BOARD3,18014,500+11,3200.000.00+0.00buy
Athos Capital Ltd011,160+11,1600.001.13+1.13buy
Sagefield Capital LP011,060+11,0600.000.26+0.26buy
Quantbot Technologies LP5510,818+10,7630.000.15+0.14buy
NORTHERN TRUST CORP310,659320,853+10,1940.010.01+0.00buy
FIFTH THIRD BANCORP3069,467+9,1610.000.01+0.01buy
Bridgewater Associates, LP1,19110,038+8,8470.000.01+0.01buy
Oak Thistle LLC08,429+8,4290.000.27+0.27buy
Gotham Asset Management, LLC7388,875+8,1370.000.01+0.01buy
OSSIAM08,076+8,0760.000.05+0.05buy
Page 1 of 6