Stock TransactionsGladstone Investment Corp.

Total Bought
216,394
9 transactions
Total Sold
232,049
8 transactions
Net
-15,655
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
MARSHALL WACE, LLP0116,693+116,6930.000.00+0.00buy
CITADEL ADVISORS LLC037,593+37,5930.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC036,982+36,9820.000.01+0.01buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
CANADA LIFE ASSURANCE Co43,42552,264+8,8390.000.00+0.00buy
GREENWOOD GEARHART INC17,90022,400+4,5000.010.02+0.00buy
ALBERT D MASON INC67,93669,455+1,5190.620.61-0.01buy
ROYAL BANK OF CANADA58,17958,446+2670.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS1415+10.000.00-0.00buy
North Star Investment Management Corp.5,0005,00000.000.00-0.00hold
NOMURA ASSET MANAGEMENT CO LTD1,4671,218-2490.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC12,01511,555-4600.000.00-0.00sell
ASSETMARK, INC622117-5050.000.00-0.00sell
MAI Capital Management1,4070-1,4070.000.00-0.00sell
LPL Financial LLC187,438185,176-2,2620.000.00-0.00sell
Janney Montgomery Scott LLC18,51116,236-2,2750.000.00-0.00sell
Advisors Asset Management, Inc.108,973104,239-4,7340.030.02-0.00sell
TWO SIGMA INVESTMENTS, LP804,263584,106-220,1570.010.01-0.00sell
Page 1 of 1