| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | 4,593,497 | 4,949,619 | +356,122 | 1.43 | 1.45 | +0.02 | buy |
| Invesco Ltd. | 2,567,443 | 2,560,781 | -6,662 | 0.02 | 0.02 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,544,211 | 1,609,112 | +64,901 | 0.16 | 0.16 | -0.00 | buy |
| Pallas Capital Advisors LLC | 1,481,980 | 1,481,980 | 0 | 3.02 | 2.95 | -0.07 | hold |
| MORGAN STANLEY | 512,717 | 631,067 | +118,350 | 0.00 | 0.00 | +0.00 | buy |
| Hartree Partners, LP | 708,080 | 508,080 | -200,000 | 9.47 | 8.81 | -0.66 | sell |
| GOLDMAN SACHS GROUP INC | 257,112 | 442,162 | +185,050 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 398,730 | 247,948 | -150,782 | 0.00 | 0.00 | -0.00 | sell |
| Fractal Investments LLC | 195,234 | 195,234 | 0 | 1.54 | 1.39 | -0.15 | hold |
| UBS Group AG | 137,309 | 157,640 | +20,331 | 0.00 | 0.00 | -0.00 | buy |
| Blackstone Inc. | 158,909 | 152,104 | -6,805 | 0.03 | 0.03 | -0.00 | sell |
| NATIXIS | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 173,303 | 147,743 | -25,560 | 0.00 | 0.00 | -0.00 | sell |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | 141,147 | 141,147 | 0 | 0.93 | 0.88 | -0.05 | hold |
| Proficio Capital Partners LLC | 125,000 | 125,000 | 0 | 0.58 | 0.45 | -0.13 | hold |
| JPMORGAN CHASE & CO | 70,464 | 108,357 | +37,893 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 52,343 | 104,824 | +52,481 | 0.00 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 87,164 | 76,767 | -10,397 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 84,146 | 74,471 | -9,675 | 0.00 | 0.00 | -0.00 | sell |
| NBW CAPITAL LLC | 0 | 52,225 | +52,225 | 0.00 | 0.45 | +0.45 | buy |
| CASCADE INVESTMENT GROUP, INC. | 52,035 | 49,185 | -2,850 | 1.78 | 1.64 | -0.14 | sell |
| WELCH & FORBES LLC | 37,420 | 37,420 | 0 | 0.02 | 0.02 | +0.00 | hold |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 35,014 | 35,014 | 0 | 0.04 | 0.04 | -0.00 | hold |
| CITADEL ADVISORS LLC | 12,590 | 34,100 | +21,510 | 0.00 | 0.00 | +0.00 | buy |
| ING GROEP NV | 0 | 33,000 | +33,000 | 0.00 | 0.01 | +0.01 | buy |
| Gilman Hill Asset Management, LLC | 31,461 | 31,461 | 0 | 0.24 | 0.25 | +0.01 | hold |
| Cambridge Investment Research Advisors, Inc. | 32,208 | 30,971 | -1,237 | 0.01 | 0.00 | -0.00 | sell |
| EXCHANGE TRADED CONCEPTS, LLC | 33,256 | 30,890 | -2,366 | 0.04 | 0.03 | -0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 77,262 | 29,332 | -47,930 | 0.00 | 0.00 | -0.00 | sell |
| AVANTAX ADVISORY SERVICES, INC. | 27,164 | 27,144 | -20 | 0.01 | 0.01 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 28,221 | 26,816 | -1,405 | 0.04 | 0.04 | +0.00 | sell |
| Moors & Cabot, Inc. | 25,775 | 24,941 | -834 | 0.06 | 0.06 | -0.00 | sell |
| TORTOISE CAPITAL ADVISORS, L.L.C. | 24,362 | 24,362 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 22,911 | 22,258 | -653 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 0 | 22,113 | +22,113 | 0.00 | 0.00 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 22,000 | 22,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| HRT FINANCIAL LP | 62,876 | 21,626 | -41,250 | 0.01 | 0.01 | -0.01 | sell |
| NewEdge Wealth, LLC | 21,541 | 21,549 | +8 | 0.02 | 0.02 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 31,750 | 18,980 | -12,770 | 0.00 | 0.00 | -0.00 | sell |
| Lee Financial Co | 18,800 | 18,800 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 18,000 | 18,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| AMERICAN FINANCIAL GROUP INC | 17,500 | 17,500 | 0 | 0.35 | 0.37 | +0.02 | hold |
| Cetera Investment Advisers | 17,906 | 17,496 | -410 | 0.00 | 0.00 | -0.00 | sell |
| Bramshill Investments, LLC | 27,318 | 17,165 | -10,153 | 0.14 | 0.13 | -0.01 | sell |
| BALDWIN WEALTH PARTNERS LLC/MA | 17,000 | 17,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| SANDERS MORRIS HARRIS LLC | 16,500 | 16,500 | 0 | 0.13 | 0.12 | -0.01 | hold |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 15,238 | 15,464 | +226 | 0.01 | 0.01 | +0.00 | buy |
| Creative Planning | 15,088 | 14,988 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Leo Wealth, LLC | 14,500 | 14,500 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MISSION WEALTH MANAGEMENT, LP | 13,504 | 13,402 | -102 | 0.02 | 0.01 | -0.00 | sell |
| FMR LLC | 12,450 | 12,450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 14,344 | 12,384 | -1,960 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 0 | 12,098 | +12,098 | 0.00 | 0.00 | +0.00 | buy |
| Cerity Partners LLC | 0 | 11,339 | +11,339 | 0.00 | 0.00 | +0.00 | buy |
| Apollon Wealth Management, LLC | 10,829 | 10,829 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Adams Asset Advisors, LLC | 9,860 | 9,860 | 0 | 0.06 | 0.06 | -0.00 | hold |
| WEALTH EFFECTS LLC | 9,000 | 9,000 | 0 | 0.15 | 0.15 | +0.00 | hold |
| FIDUCIENT ADVISORS LLC | 10,177 | 8,177 | -2,000 | 0.05 | 0.05 | -0.01 | sell |
| BBR PARTNERS, LLC | 0 | 7,250 | +7,250 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 7,130 | 7,157 | +27 | 0.00 | 0.00 | -0.00 | buy |
| SVB WEALTH LLC | 0 | 7,080 | +7,080 | 0.00 | 0.01 | +0.01 | buy |
| Tradition Wealth Management, LLC | 7,000 | 7,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| XTX Topco Ltd | 0 | 6,491 | +6,491 | 0.00 | 0.03 | +0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 12,218 | 6,478 | -5,740 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 6,526 | 6,288 | -238 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 0 | 6,180 | +6,180 | 0.00 | 0.02 | +0.02 | buy |
| BROWN ADVISORY INC | 6,000 | 6,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| G&S Capital LLC | 5,982 | 5,982 | 0 | 0.12 | 0.11 | -0.00 | hold |
| ALBERT D MASON INC | 4,865 | 5,440 | +575 | 0.15 | 0.17 | +0.02 | buy |
| Granite Bay Wealth Management, LLC | 5,000 | 5,000 | 0 | 0.13 | 0.09 | -0.04 | hold |
| Stratos Wealth Advisors, LLC | 4,826 | 4,871 | +45 | 0.01 | 0.01 | +0.00 | buy |
| First Horizon Advisors, Inc. | 4,500 | 4,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SPINNAKER TRUST | 4,450 | 4,450 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Connecticut Wealth Management, LLC | 4,325 | 4,325 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Operose Advisors LLC | 4,000 | 4,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Geneos Wealth Management Inc. | 2,245 | 2,245 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Van Hulzen Asset Management, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.01 | +0.01 | buy |
| Steward Partners Investment Advisory, LLC | 1,800 | 1,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 925 | 1,425 | +500 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 1,360 | 1,106 | -254 | 0.01 | 0.01 | -0.00 | sell |
| Manchester Capital Management LLC | 1,019 | 1,034 | +15 | 0.01 | 0.01 | +0.00 | buy |
| Compass Wealth Management LLC | 1,000 | 1,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CITIGROUP INC | 26,714 | 790 | -25,924 | 0.00 | 0.00 | -0.00 | sell |
| ARMSTRONG ADVISORY GROUP, INC | 537 | 537 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 0 | 507 | +507 | 0.00 | 0.00 | +0.00 | buy |
| Avion Wealth | 500 | 500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Spire Wealth Management | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 0 | 499 | +499 | 0.00 | 0.00 | +0.00 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 420 | 420 | 0 | 0.02 | 0.02 | +0.00 | hold |
| RESOURCES MANAGEMENT CORP /CT/ /ADV | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWM, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| HHM Wealth Advisors, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 83 | 83 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 53 | 53 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Founders Capital Management | 8 | 8 | 0 | 0.00 | 0.00 | +0.00 | hold |