Stock Transactions — DUKE ENERGY CORP

Total Bought
65,498,513
1,183 transactions
Total Sold
43,119,153
876 transactions
Net
+22,379,360
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Ghisallo Capital Management LLC035,000,000+35,000,0000.000.97+0.97buy
SSI INVESTMENT MANAGEMENT LLC03,668,000+3,668,0001.620.28-1.34buy
JANUS HENDERSON GROUP PLC51,0952,735,816+2,684,7210.000.17+0.17buy
FRANKLIN RESOURCES INC8,236,89310,370,071+2,133,1780.240.33+0.10buy
Sarasin & Partners LLP01,112,513+1,112,5130.001.78+1.78buy
GOLDMAN SACHS GROUP INC4,256,2435,361,692+1,105,4490.070.09+0.02buy
MARSHALL WACE, LLP4,325892,169+887,8440.000.13+0.12buy
GEODE CAPITAL MANAGEMENT, LLC19,292,63320,047,801+755,1680.140.16+0.02buy
JANE STREET GROUP, LLC50,359711,767+661,4080.010.10+0.09buy
JONES FINANCIAL COMPANIES LLLP882,6681,512,595+629,9270.060.09+0.03buy
BANK OF AMERICA CORP /DE/8,743,2189,348,566+605,3480.070.09+0.01buy
BNP PARIBAS FINANCIAL MARKETS651,6731,252,046+600,3730.050.11+0.06buy
JPMORGAN CHASE & CO3,440,8994,036,727+595,8280.030.04+0.01buy
STATE STREET CORP43,953,40044,532,642+579,2420.170.20+0.03buy
Assenagon Asset Management S.A.315,223894,066+578,8430.060.19+0.13buy
BARCLAYS PLC2,077,5912,635,465+557,8740.100.12+0.03buy
TWO SIGMA INVESTMENTS, LP137,499669,148+531,6490.020.07+0.05buy
VOYA INVESTMENT MANAGEMENT LLC1,339,3061,840,222+500,9160.150.25+0.10buy
Nuveen, LLC5,949,3076,437,513+488,2060.180.23+0.05buy
BlackRock, Inc.68,890,64069,323,870+433,2300.140.16+0.02buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND256,742662,844+406,1020.050.14+0.09buy
CANADA PENSION PLAN INVESTMENT BOARD983,7371,346,043+362,3060.080.11+0.04buy
MORGAN STANLEY12,340,63012,679,831+339,2010.090.10+0.01buy
CITADEL ADVISORS LLC2,169,4092,498,977+329,5680.170.23+0.06buy
Investment Management Corp of Ontario74,461392,800+318,3390.120.66+0.55buy
FIFTH THIRD BANCORP479,284725,882+246,5980.180.17-0.00buy
Connor, Clark & Lunn Investment Management Ltd.216,347460,063+243,7160.070.14+0.07buy
Quantinno Capital Management LP358,740592,879+234,1390.080.13+0.05buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0230,113+230,1130.000.05+0.05buy
Squarepoint Ops LLC27,323255,284+227,9610.010.07+0.07buy
VICTORY CAPITAL MANAGEMENT INC577,270780,485+203,2150.040.07+0.03buy
VIRGINIA RETIREMENT SYSTEMS ET Al513,905713,205+199,3000.360.69+0.33buy
OSSIAM2,069189,517+187,4480.000.44+0.43buy
FEDERATED HERMES, INC.3,633,2043,817,183+183,9790.710.81+0.10buy
AMERICAN CENTURY COMPANIES INC3,117,6103,291,616+174,0060.180.22+0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC8,931,1279,104,608+173,4810.160.18+0.02buy
Invesco Ltd.4,662,7604,830,084+167,3240.070.08+0.01buy
ACADIAN ASSET MANAGEMENT LLC86,272238,383+152,1110.020.04+0.03buy
Swiss National Bank2,130,9412,282,341+151,4000.150.17+0.02buy
XTX Topco Ltd0150,199+150,1990.000.34+0.34buy
Mitsubishi UFJ Trust & Banking Corp2,531,1812,663,985+132,8040.700.86+0.16buy
OSAIC HOLDINGS, INC.443,449571,832+128,3830.080.11+0.03buy
Focus Partners Wealth1,021,9961,147,807+125,8110.140.17+0.03buy
WELLS FARGO & COMPANY/MN3,760,3993,886,189+125,7900.090.10+0.02buy
LPL Financial LLC2,362,0522,481,110+119,0580.080.09+0.01buy
Mitsubishi UFJ Asset Management Co., Ltd.1,653,9401,767,941+114,0010.130.16+0.02buy
ENVESTNET ASSET MANAGEMENT INC2,512,8172,621,662+108,8450.090.09+0.00buy
CIBC WORLD MARKET INC.19,408123,276+103,8680.000.03+0.02buy
COMMERCE BANK232,770331,827+99,0570.150.21+0.06buy
EDGAR LOMAX CO/VA277,161375,886+98,7252.473.51+1.04buy
HFR Wealth Management, LLC097,721+97,7210.003.14+3.14buy
FIL Ltd635,291731,702+96,4110.060.07+0.02buy
Vestcor Inc184,418279,762+95,3440.621.01+0.39buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main29,201122,304+93,1030.000.01+0.01buy
MACKENZIE FINANCIAL CORP2,604,7362,697,624+92,8880.360.42+0.06buy
Baird Financial Group, Inc.616,355706,338+89,9830.110.14+0.03buy
Qsemble Capital Management, LP086,443+86,4430.000.86+0.86buy
L & S Advisors Inc085,899+85,8990.001.42+1.42buy
FIRST CITIZENS BANK & TRUST CO98,162183,947+85,7850.240.51+0.27buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND083,650+83,6500.000.06+0.06buy
NATIXIS ADVISORS, LLC878,130960,771+82,6410.150.17+0.03buy
TEACHER RETIREMENT SYSTEM OF TEXAS211,710292,328+80,6180.090.16+0.07buy
Cerity Partners LLC361,974440,326+78,3520.060.08+0.02buy
Creative Planning367,918443,982+76,0640.030.04+0.01buy
Magellan Asset Management Ltd336,279402,505+66,2260.480.68+0.20buy
Aventail Capital Group, LP102,447167,929+65,4820.691.06+0.37buy
Empower Advisory Group, LLC1,295,1901,358,766+63,5760.410.46+0.05buy
Envestnet Portfolio Solutions, Inc.147,762210,438+62,6760.060.15+0.09buy
Capital Wealth Planning, LLC2,678,6962,740,814+62,1182.031.98-0.06buy
DIMENSIONAL FUND ADVISORS LP2,033,3172,092,284+58,9670.050.06+0.01buy
Canal Capital Management, LLC2,02756,520+54,4930.031.00+0.97buy
SHELTON CAPITAL MANAGEMENT34,77287,830+53,0580.080.25+0.17buy
CAPITAL & PLANNING, LLC052,141+52,1410.004.14+4.14buy
Hudson Bay Capital Management LP136,504188,498+51,9940.090.15+0.06buy
PARSONS CAPITAL MANAGEMENT INC/RI8,42857,825+49,3970.050.35+0.29buy
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC049,193+49,1930.000.35+0.35buy
NOMURA HOLDINGS INC048,489+48,4890.000.05+0.05buy
Sterling Capital Management LLC38,03185,875+47,8440.070.21+0.14buy
Zurcher Kantonalbank (Zurich Cantonalbank)374,313422,053+47,7400.090.12+0.03buy
Capital Investment Counsel, LLC047,089+47,0890.000.84+0.84buy
MILLENNIUM MANAGEMENT LLC48,97195,149+46,1780.000.01+0.01buy
iA Global Asset Management Inc.101,918147,797+45,8790.150.27+0.12buy
AMERIPRISE FINANCIAL INC930,852975,656+44,8040.020.03+0.00buy
BI Asset Management Fondsmaeglerselskab A/S48,26992,861+44,5920.050.13+0.08buy
SPIREPOINT PRIVATE CLIENT, LLC1,78043,788+42,0080.020.55+0.53buy
Virtu Financial LLC4,51644,832+40,3160.020.24+0.22buy
EXCHANGE TRADED CONCEPTS, LLC359,829399,585+39,7560.350.40+0.05buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM610,265649,924+39,6590.140.17+0.03buy
STEPHENS INC /AR/307,179345,684+38,5050.450.57+0.12buy
Rockefeller Capital Management L.P.233,089270,288+37,1990.050.06+0.01buy
IFM Investors Pty Ltd187,425224,461+37,0360.180.25+0.06buy
Prime Capital Investment Advisors, LLC34,77971,001+36,2220.050.11+0.06buy
Treasurer of the State of North Carolina590,587626,213+35,6260.220.26+0.04buy
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT035,000+35,0000.000.23+0.23buy
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO20,36454,903+34,5390.341.05+0.71buy
Davidson Capital Management Inc.7933,789+33,7100.000.80+0.80buy
Vident Advisory, LLC31,83864,965+33,1270.040.07+0.04buy
Beacon Pointe Advisors, LLC39,44972,561+33,1120.030.05+0.02buy
Andra AP-fonden031,300+31,3000.000.05+0.05buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.165,024195,845+30,8210.030.03+0.01buy
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