Stock TransactionsBLACKROCK ENHANCED EQUITY DI

Total Bought
296,286
13 transactions
Total Sold
711,964
10 transactions
Net
-415,678
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
LPL Financial LLC1,750,9561,907,801+156,8450.000.00+0.00buy
GUGGENHEIM CAPITAL LLC2,332,1562,373,919+41,7630.160.15-0.01buy
WEDBUSH SECURITIES INC24,20363,434+39,2310.010.02+0.01buy
MAI Capital Management6,65329,052+22,3990.000.00+0.00buy
Pekin Hardy Strauss, Inc.36,85149,878+13,0270.030.04+0.01buy
ENVESTNET ASSET MANAGEMENT INC35,35742,098+6,7410.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO06,365+6,3650.000.00+0.00buy
Calamos Advisors LLC64,72569,348+4,6230.000.00+0.00buy
KEYBANK NATIONAL ASSOCIATION/OH11,00014,584+3,5840.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.119,344120,542+1,1980.000.00-0.00buy
PARK AVENUE SECURITIES LLC80,96081,270+3100.010.00-0.00buy
First Heartland Consultants, Inc.11,51411,707+1930.010.01-0.00buy
Mariner, LLC33,94533,952+70.000.00-0.00buy
Avantax Planning Partners, Inc.49,63549,63500.010.01+0.00hold
NORTH STAR ASSET MANAGEMENT INC10,23810,23800.000.00+0.00hold
OLD POINT TRUST & FINANCIAL SERVICES N A1,9541,95400.010.01+0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV18,94618,94600.010.01+0.00hold
AQR CAPITAL MANAGEMENT LLC16,11616,11600.000.00-0.00hold
REGIONS FINANCIAL CORP65,00065,00000.000.00+0.00hold
North Star Investment Management Corp.7,2667,26600.000.00-0.00hold
ASSETMARK, INC464600.000.00-0.00hold
BROWN ADVISORY INC36,56636,56600.000.00+0.00hold
Investment Partners Asset Management, Inc.47,36247,36200.250.25+0.00hold
AdvisorNet Financial, Inc1,4661,46600.000.00-0.00hold
WealthTrust Axiom LLC97,20697,20600.210.21+0.00hold
Dana Investment Advisors, Inc.10,33010,33000.000.00-0.00hold
Plante Moran Financial Advisors, LLC3010-3010.000.00-0.00sell
D.A. DAVIDSON & CO.43,64342,643-1,0000.000.00-0.00sell
PRINCIPAL SECURITIES, INC.19,07717,332-1,7450.000.00-0.00sell
&PARTNERS131,070126,772-4,2980.010.00-0.00sell
MILLENNIUM MANAGEMENT LLC12,0350-12,0350.000.00-0.00sell
Janney Montgomery Scott LLC630,998618,636-12,3620.010.01-0.00sell
WOLVERINE ASSET MANAGEMENT LLC144,50193,359-51,1420.020.01-0.01sell
ROYAL BANK OF CANADA873,561801,250-72,3110.000.00-0.00sell
Advisors Asset Management, Inc.295,881120,382-175,4990.040.02-0.02sell
SOL Capital Management CO381,2710-381,2711.540.00-1.54sell
Page 1 of 1