Stock Transactions — VOYA GLBL ADV & PREM OPP FD

Total Bought
463,825
22 transactions
Total Sold
1,272,635
12 transactions
Net
-808,810
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GUGGENHEIM CAPITAL LLC503,782664,084+160,3020.040.05+0.01buy
Shaker Financial Services, LLC24,428142,531+118,1030.080.44+0.36buy
WOLVERINE ASSET MANAGEMENT LLC2,57954,581+52,0020.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC341,793374,887+33,0940.000.00+0.00buy
Kovack Advisors, Inc.47,95471,006+23,0520.040.03-0.01buy
LPL Financial LLC164,812183,451+18,6390.000.00+0.00buy
AMERIPRISE FINANCIAL INC015,057+15,0570.000.00+0.00buy
Cetera Investment Advisers38,26151,646+13,3850.000.00+0.00buy
OSAIC HOLDINGS, INC.93,792101,063+7,2710.000.00+0.00buy
Invesco Ltd.279,861287,018+7,1570.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC36,14341,932+5,7890.000.00+0.00buy
Camelot Portfolios, LLC04,803+4,8030.000.03+0.03buy
Baird Financial Group, Inc.90,44792,051+1,6040.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC37,06238,038+9760.220.22-0.01buy
WELLS FARGO & COMPANY/MN50,39551,027+6320.000.00-0.00buy
Global Assets Advisory, LLC21,12721,627+5000.060.06-0.00buy
Dunhill Financial, LLC0500+5000.000.00+0.00buy
CWM, LLC0346+3460.000.00+0.00buy
DecisionPoint Financial, LLC0207+2070.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.19,40619,599+1930.000.00-0.00buy
Steward Partners Investment Advisory, LLC7,0077,160+1530.000.00-0.00buy
CITIGROUP INC5,2875,347+600.000.00-0.00buy
Rockefeller Capital Management L.P.1,1301,13000.000.00-0.00hold
Global Retirement Partners, LLC16416400.000.00-0.00hold
Geneos Wealth Management Inc.1,5001,50000.000.00-0.00hold
Marks Group Wealth Management, Inc199,864199,86400.180.19+0.00hold
Round Rock Advisors, LLC47,16847,16800.070.07-0.01hold
HIGHLINE WEALTH PARTNERS LLC20020000.000.00+0.00hold
COMMONWEALTH EQUITY SERVICES, LLC17,47117,47100.000.00+0.00hold
US BANCORP \DE\45545500.000.00-0.00hold
HAZLETT, BURT & WATSON, INC.1,0001,00000.000.00-0.00hold
J.Safra Asset Management Corp8480-8480.000.00-0.00sell
Pathway Financial Advisers, LLC1,8000-1,8000.010.00-0.01sell
Advisory Services Network, LLC3,4000-3,4000.000.00-0.00sell
NWF Advisory Services Inc.23,95018,950-5,0000.030.02-0.01sell
ROYAL BANK OF CANADA98,19289,779-8,4130.000.00-0.00sell
Walleye Capital LLC11,4780-11,4780.000.00-0.00sell
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC13,5310-13,5310.030.00-0.03sell
Integrated Wealth Concepts LLC133,046118,805-14,2410.010.01+0.00sell
UBS Group AG129,601105,742-23,8590.000.00-0.00sell
Advisors Asset Management, Inc.958,805863,164-95,6410.160.14-0.02sell
MORGAN STANLEY286,404149,304-137,1000.000.00-0.00sell
Advisors Asset Management, Inc.958,8051,481-957,3240.160.00-0.16sell
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