| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 25,304,663 | 29,610,903 | +4,306,240 | 29.40 | 26.02 | -3.38 | buy |
| VANGUARD GROUP INC | 22,222,813 | 22,761,516 | +538,703 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 20,271,305 | 21,641,716 | +1,370,411 | 0.01 | 0.01 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 22,943,719 | 17,993,332 | -4,950,387 | 0.30 | 0.11 | -0.18 | sell |
| ALPS ADVISORS INC | 16,671,937 | 16,713,048 | +41,111 | 0.84 | 0.80 | -0.04 | buy |
| NORGES BANK | 15,000,000 | 15,246,153 | +246,153 | 0.02 | 0.02 | -0.00 | buy |
| FMR LLC | 8,269,372 | 13,698,575 | +5,429,203 | 0.00 | 0.01 | +0.00 | buy |
| JPMORGAN CHASE & CO | 12,366,028 | 12,096,529 | -269,499 | 0.01 | 0.01 | -0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 8,981,181 | 9,057,450 | +76,269 | 0.69 | 0.61 | -0.08 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 8,154,467 | 8,550,919 | +396,452 | 0.01 | 0.01 | -0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 0 | 5,006,788 | +5,006,788 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 2,669,485 | 4,390,888 | +1,721,403 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 3,758,545 | 3,723,843 | -34,702 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3,006,974 | 3,114,362 | +107,388 | 0.00 | 0.00 | -0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 50,822 | 2,624,800 | +2,573,978 | 0.00 | 0.02 | +0.02 | buy |
| MARSHALL WACE, LLP | 6,401,315 | 2,381,978 | -4,019,337 | 0.08 | 0.03 | -0.05 | sell |
| Vident Advisory, LLC | 1,803,050 | 1,905,000 | +101,950 | 0.29 | 0.27 | -0.02 | buy |
| Fourth Sail Capital LP | 0 | 1,880,748 | +1,880,748 | 0.00 | 3.79 | +3.79 | buy |
| Philadelphia Financial Management of San Francisco, LLC | 1,408,373 | 1,742,390 | +334,017 | 2.23 | 2.46 | +0.23 | buy |
| VAN ECK ASSOCIATES CORP | 1,355,172 | 1,690,235 | +335,063 | 0.02 | 0.02 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 886,999 | 1,601,072 | +714,073 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,474,810 | 1,547,530 | +72,720 | 2.28 | 2.26 | -0.02 | buy |
| Rokos Capital Management LLP | 0 | 1,537,901 | +1,537,901 | 0.00 | 0.27 | +0.27 | buy |
| JANUS HENDERSON GROUP PLC | 1,643,844 | 1,476,524 | -167,320 | 0.01 | 0.01 | -0.00 | sell |
| Bank of New York Mellon Corp | 1,398,506 | 1,309,093 | -89,413 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 1,263,051 | 1,291,930 | +28,879 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 2,906,015 | 1,216,871 | -1,689,144 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 422,534 | 1,175,084 | +752,550 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 996,345 | 1,140,219 | +143,874 | 0.00 | 0.00 | -0.00 | buy |
| GeoSphere Capital Management, LLC | 361,995 | 1,090,000 | +728,005 | 2.69 | 6.14 | +3.45 | buy |
| Murchinson Ltd. | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.75 | +0.75 | buy |
| Engineers Gate Manager LP | 282,166 | 975,893 | +693,727 | 0.05 | 0.17 | +0.12 | buy |
| Praetorian PR LLC | 850,000 | 875,000 | +25,000 | 2.69 | 1.89 | -0.80 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 790,782 | +790,782 | 0.00 | 0.07 | +0.07 | buy |
| PINNACLE ASSOCIATES LTD | 0 | 786,775 | +786,775 | 0.00 | 0.08 | +0.08 | buy |
| Swiss National Bank | 722,400 | 737,200 | +14,800 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 709,021 | 691,341 | -17,680 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 188,106 | 669,775 | +481,669 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 685,237 | 634,253 | -50,984 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 1,150,548 | 619,603 | -530,945 | 0.03 | 0.02 | -0.02 | sell |
| Qube Research & Technologies Ltd | 0 | 616,552 | +616,552 | 0.00 | 0.01 | +0.01 | buy |
| Uniplan Investment Counsel, Inc. | 725,677 | 567,917 | -157,760 | 0.35 | 0.30 | -0.05 | sell |
| Squarepoint Ops LLC | 222,972 | 554,201 | +331,229 | 0.01 | 0.02 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 751,000 | 521,711 | -229,289 | 0.13 | 0.09 | -0.04 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 370,690 | 510,535 | +139,845 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.09 | +0.09 | buy |
| ALLIANCEBERNSTEIN L.P. | 372,930 | 457,930 | +85,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 590,291 | 438,239 | -152,052 | 0.01 | 0.00 | -0.00 | sell |
| State of New Jersey Common Pension Fund D | 0 | 435,643 | +435,643 | 0.00 | 0.01 | +0.01 | buy |
| Invesco Ltd. | 264,353 | 396,127 | +131,774 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 388,735 | 375,180 | -13,555 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 349,290 | 367,859 | +18,569 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 471,461 | 360,074 | -111,387 | 0.01 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 615,774 | 345,892 | -269,882 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 0 | 327,872 | +327,872 | 0.00 | 0.18 | +0.18 | buy |
| SPROTT INC. | 290,673 | 241,624 | -49,049 | 0.17 | 0.12 | -0.05 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 224,740 | 240,466 | +15,726 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 294,105 | 237,306 | -56,799 | 0.06 | 0.06 | -0.00 | sell |
| Arlington Capital Management, Inc. | 194,119 | 222,936 | +28,817 | 1.13 | 1.25 | +0.12 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 140,922 | 212,161 | +71,239 | 0.00 | 0.00 | +0.00 | buy |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 200,000 | 200,000 | 0 | 1.29 | 1.14 | -0.14 | hold |
| Point72 Asset Management, L.P. | 759,700 | 197,173 | -562,527 | 0.01 | 0.00 | -0.01 | sell |
| Tower Research Capital LLC (TRC) | 72,892 | 197,120 | +124,228 | 0.01 | 0.03 | +0.03 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 200,401 | 192,982 | -7,419 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 188,056 | 189,900 | +1,844 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 194,155 | 189,753 | -4,402 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 0 | 184,142 | +184,142 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 94,553 | 182,002 | +87,449 | 0.00 | 0.01 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 188,013 | 176,940 | -11,073 | 0.01 | 0.01 | -0.00 | sell |
| Resolute Capital Asset Partners LLC | 0 | 175,000 | +175,000 | 0.00 | 0.62 | +0.62 | buy |
| HSBC HOLDINGS PLC | 172,000 | 164,732 | -7,268 | 0.00 | 0.00 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 160,500 | 160,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANE STREET GROUP, LLC | 784,471 | 159,727 | -624,744 | 0.01 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 154,007 | 154,368 | +361 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 158,482 | 153,593 | -4,889 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 150,530 | 150,587 | +57 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 0 | 150,118 | +150,118 | 0.00 | 0.07 | +0.07 | buy |
| Alpine Global Management, LLC | 130,000 | 150,000 | +20,000 | 0.23 | 0.20 | -0.03 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 140,000 | +140,000 | 0.00 | 0.06 | +0.06 | buy |
| Ausbil Investment Management Ltd | 220,000 | 140,000 | -80,000 | 0.76 | 0.50 | -0.27 | sell |
| SHELL ASSET MANAGEMENT CO | 151,785 | 135,639 | -16,146 | 0.04 | 0.04 | -0.01 | sell |
| AMERICAN CENTURY COMPANIES INC | 461,133 | 131,935 | -329,198 | 0.00 | 0.00 | -0.00 | sell |
| Financial Security Advisor, Inc. | 127,533 | 127,533 | 0 | 0.32 | 0.30 | -0.02 | hold |
| IMC-Chicago, LLC | 0 | 127,513 | +127,513 | 0.00 | 0.03 | +0.03 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 149,053 | 124,647 | -24,406 | 0.00 | 0.00 | -0.00 | sell |
| Connective Capital Management, LLC | 124,007 | 124,007 | 0 | 0.67 | 1.32 | +0.65 | hold |
| CITIGROUP INC | 92,697 | 105,077 | +12,380 | 0.00 | 0.00 | -0.00 | buy |
| Greenwich Wealth Management LLC | 104,001 | 104,001 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Arizona State Retirement System | 102,468 | 102,600 | +132 | 0.00 | 0.00 | -0.00 | buy |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 105,040 | 101,250 | -3,790 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 111,159 | 99,297 | -11,862 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 179,246 | 98,208 | -81,038 | 0.02 | 0.02 | -0.01 | sell |
| Advisory Services Network, LLC | 96,096 | 95,289 | -807 | 0.02 | 0.01 | -0.00 | sell |
| SG Americas Securities, LLC | 66,662 | 93,638 | +26,976 | 0.00 | 0.00 | -0.00 | buy |
| Magnetar Financial LLC | 0 | 91,565 | +91,565 | 0.00 | 0.01 | +0.01 | buy |
| Freedom Investment Management, Inc. | 89,634 | 89,204 | -430 | 0.05 | 0.05 | +0.00 | sell |
| Handelsbanken Fonder AB | 86,900 | 86,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 83,069 | 85,417 | +2,348 | 0.00 | 0.00 | -0.00 | buy |
| NAVELLIER & ASSOCIATES INC | 76,641 | 84,625 | +7,984 | 0.07 | 0.07 | -0.00 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 83,091 | 80,504 | -2,587 | 0.01 | 0.01 | -0.00 | sell |