| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ | 66,352,123 | 75,546,034 | +9,193,911 | 0.08 | 0.12 | +0.03 | buy |
| BlackRock, Inc. | 38,396,147 | 37,507,091 | -889,056 | 0.01 | 0.01 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 29,907,780 | 34,102,140 | +4,194,360 | 0.52 | 0.62 | +0.10 | buy |
| STATE STREET CORP | 22,521,502 | 25,197,697 | +2,676,195 | 0.01 | 0.01 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 19,665,665 | 23,842,727 | +4,177,062 | 0.19 | 0.24 | +0.05 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 11,449,334 | 12,712,165 | +1,262,831 | 0.01 | 0.01 | +0.00 | buy |
| ALPS ADVISORS INC | 17,462,284 | 9,474,784 | -7,987,500 | 1.19 | 0.60 | -0.59 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 9,112,072 | 8,334,245 | -777,827 | 0.72 | 0.83 | +0.10 | sell |
| ALLIANCEBERNSTEIN L.P. | 542,182 | 6,911,831 | +6,369,649 | 0.00 | 0.03 | +0.02 | buy |
| DIMENSIONAL FUND ADVISORS LP | 5,471,528 | 5,642,038 | +170,510 | 0.01 | 0.02 | +0.00 | buy |
| MORGAN STANLEY | 5,199,199 | 4,906,051 | -293,148 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 4,214,831 | 4,298,750 | +83,919 | 0.01 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 3,309,648 | 4,067,728 | +758,080 | 0.01 | 0.01 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 4,026,004 | 3,955,571 | -70,433 | 0.01 | 0.01 | +0.00 | sell |
| UBS Group AG | 1,893,548 | 3,378,986 | +1,485,438 | 0.00 | 0.01 | +0.00 | buy |
| CAXTON ASSOCIATES LLP | 8,862,693 | 3,375,179 | -5,487,514 | 2.05 | 1.06 | -0.99 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 1,003,614 | 3,275,239 | +2,271,625 | 0.00 | 0.01 | +0.01 | buy |
| Encompass Capital Advisors LLC | 0 | 3,000,000 | +3,000,000 | 0.00 | 1.65 | +1.65 | buy |
| TITAN GLOBAL CAPITAL MANAGEMENT USA LLC | 2,875,810 | 2,254,084 | -621,726 | 4.81 | 4.53 | -0.28 | sell |
| Goehring & Rozencwajg Associates, LLC | 1,821,094 | 2,201,921 | +380,827 | 2.11 | 1.60 | -0.51 | buy |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 1,905,842 | 2,068,113 | +162,271 | 0.01 | 0.01 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 2,280,522 | 1,974,743 | -305,779 | 0.01 | 0.01 | +0.00 | sell |
| TimesSquare Capital Management, LLC | 1,664,320 | 1,781,709 | +117,389 | 0.29 | 0.41 | +0.12 | buy |
| BANK OF AMERICA CORP /DE/ | 2,269,373 | 1,743,853 | -525,520 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 1,315,037 | 1,725,970 | +410,933 | 0.02 | 0.02 | +0.01 | buy |
| FMR LLC | 1,403,628 | 1,657,118 | +253,490 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 882,076 | 1,648,858 | +766,782 | 0.02 | 0.04 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 2,472,224 | 1,614,016 | -858,208 | 0.02 | 0.01 | -0.00 | sell |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 0 | 1,567,772 | +1,567,772 | 0.00 | 0.09 | +0.09 | buy |
| Nuveen, LLC | 1,326,220 | 1,404,439 | +78,219 | 0.00 | 0.01 | +0.00 | buy |
| T. Rowe Price Investment Management, Inc. | 1,419,320 | 1,334,584 | -84,736 | 0.01 | 0.01 | +0.00 | sell |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 1,460,614 | 1,285,796 | -174,818 | 0.03 | 0.03 | +0.00 | sell |
| Bank of New York Mellon Corp | 1,322,013 | 1,279,026 | -42,987 | 0.00 | 0.00 | +0.00 | sell |
| PINNACLE ASSOCIATES LTD | 1,394,204 | 1,273,817 | -120,387 | 0.21 | 0.22 | +0.01 | sell |
| Vident Advisory, LLC | 969,167 | 1,266,267 | +297,100 | 0.11 | 0.15 | +0.04 | buy |
| SG Americas Securities, LLC | 1,280,011 | 1,210,877 | -69,134 | 0.02 | 0.02 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 1,206,551 | +1,206,551 | 0.00 | 0.04 | +0.04 | buy |
| JPMORGAN CHASE & CO | 1,263,077 | 1,152,097 | -110,980 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 1,105,532 | 1,124,989 | +19,457 | 0.02 | 0.03 | +0.01 | buy |
| JANUS HENDERSON GROUP PLC | 519,642 | 1,056,607 | +536,965 | 0.00 | 0.01 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 1,185,486 | 1,049,994 | -135,492 | 0.00 | 0.00 | +0.00 | sell |
| SAPIENT CAPITAL LLC | 1,861,633 | 993,319 | -868,314 | 0.31 | 0.20 | -0.11 | sell |
| Swiss National Bank | 952,600 | 956,700 | +4,100 | 0.01 | 0.01 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 0 | 906,586 | +906,586 | 0.00 | 0.09 | +0.09 | buy |
| Temasek Holdings (Private) Ltd | 0 | 769,379 | +769,379 | 0.00 | 0.03 | +0.03 | buy |
| SPROTT INC. | 651,839 | 749,241 | +97,402 | 0.27 | 0.31 | +0.03 | buy |
| Neuberger Berman Group LLC | 604,202 | 641,863 | +37,661 | 0.01 | 0.01 | +0.00 | buy |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 0 | 638,511 | +638,511 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 763,856 | 633,059 | -130,797 | 0.00 | 0.00 | -0.00 | sell |
| BNP Paribas Asset Management Holding S.A. | 332,243 | 618,306 | +286,063 | 0.00 | 0.01 | +0.01 | buy |
| Summit Financial, LLC | 612,865 | 613,415 | +550 | 0.11 | 0.11 | +0.00 | buy |
| RHUMBLINE ADVISERS | 617,497 | 598,219 | -19,278 | 0.01 | 0.01 | +0.00 | sell |
| FIRST TRUST ADVISORS LP | 684,545 | 597,650 | -86,895 | 0.01 | 0.01 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 956,469 | 571,938 | -384,531 | 0.02 | 0.01 | -0.01 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 464,677 | 560,574 | +95,897 | 0.01 | 0.01 | +0.00 | buy |
| LPL Financial LLC | 468,867 | 522,065 | +53,198 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 510,002 | 502,752 | -7,250 | 0.02 | 0.02 | +0.00 | sell |
| Lloyd Harbor Capital Management, LLC | 0 | 500,000 | +500,000 | 0.00 | 3.49 | +3.49 | buy |
| Legal & General Group Plc | 532,475 | 463,013 | -69,462 | 0.00 | 0.00 | +0.00 | sell |
| LMR Partners LLP | 0 | 460,000 | +460,000 | 0.00 | 0.06 | +0.06 | buy |
| GENERAL AMERICAN INVESTORS CO INC | 500,000 | 454,890 | -45,110 | 0.36 | 0.41 | +0.04 | sell |
| DEUTSCHE BANK AG\ | 389,100 | 440,450 | +51,350 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 397,439 | 414,694 | +17,255 | 0.00 | 0.00 | +0.00 | buy |
| DnB Asset Management AS | 255,091 | 383,816 | +128,725 | 0.01 | 0.02 | +0.01 | buy |
| HSBC HOLDINGS PLC | 244,565 | 369,005 | +124,440 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 277,698 | 349,582 | +71,884 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 374,546 | 333,388 | -41,158 | 0.13 | 0.15 | +0.02 | sell |
| NORDEA INVESTMENT MANAGEMENT AB | 343,401 | 332,925 | -10,476 | 0.00 | 0.00 | +0.00 | sell |
| Invesco Ltd. | 569,540 | 332,206 | -237,334 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 171,224 | 324,347 | +153,123 | 0.00 | 0.00 | +0.00 | buy |
| WCM INVESTMENT MANAGEMENT, LLC | 317,289 | 296,254 | -21,035 | 0.01 | 0.01 | +0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 251,590 | 282,100 | +30,510 | 0.01 | 0.01 | +0.00 | buy |
| Creative Planning | 273,310 | 280,053 | +6,743 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 0 | 274,834 | +274,834 | 0.00 | 0.43 | +0.43 | buy |
| MetLife Investment Management, LLC | 263,202 | 261,063 | -2,139 | 0.01 | 0.02 | +0.00 | sell |
| Cresset Asset Management, LLC | 259,796 | 258,211 | -1,585 | 0.01 | 0.02 | +0.00 | sell |
| D. E. Shaw & Co., Inc. | 377,199 | 252,732 | -124,467 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 293,940 | 243,308 | -50,632 | 0.01 | 0.01 | -0.00 | sell |
| Nicholas Investment Partners, LP | 432,292 | 222,702 | -209,590 | 0.37 | 0.22 | -0.15 | sell |
| Holocene Advisors, LP | 30,976 | 214,051 | +183,075 | 0.00 | 0.01 | +0.01 | buy |
| AQR CAPITAL MANAGEMENT LLC | 229,368 | 212,404 | -16,964 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 229,520 | 211,710 | -17,810 | 0.00 | 0.00 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 0 | 204,149 | +204,149 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 159,793 | 192,901 | +33,108 | 0.06 | 0.09 | +0.02 | buy |
| Riggs Asset Managment Co. Inc. | 190,129 | 192,644 | +2,515 | 0.45 | 0.54 | +0.09 | buy |
| Cetera Investment Advisers | 255,014 | 178,703 | -76,311 | 0.00 | 0.00 | -0.00 | sell |
| State of New Jersey Common Pension Fund D | 188,372 | 178,373 | -9,999 | 0.01 | 0.01 | +0.00 | sell |
| Aquatic Capital Management LLC | 0 | 176,287 | +176,287 | 0.00 | 0.07 | +0.07 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 214,219 | 175,511 | -38,708 | 0.00 | 0.00 | -0.00 | sell |
| BOKF, NA | 0 | 172,000 | +172,000 | 0.00 | 0.04 | +0.04 | buy |
| ALGERT GLOBAL LLC | 83,100 | 167,980 | +84,880 | 0.02 | 0.03 | +0.02 | buy |
| FIL Ltd | 180,261 | 167,362 | -12,899 | 0.00 | 0.00 | +0.00 | sell |
| Russell Investments Group, Ltd. | 170,840 | 159,763 | -11,077 | 0.00 | 0.00 | +0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 126,645 | 158,710 | +32,065 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 157,150 | 157,390 | +240 | 0.00 | 0.01 | +0.00 | buy |
| Pacer Advisors, Inc. | 187,464 | 156,876 | -30,588 | 0.00 | 0.00 | -0.00 | sell |
| Handelsbanken Fonder AB | 141,900 | 153,600 | +11,700 | 0.01 | 0.01 | +0.00 | buy |
| Banque Cantonale Vaudoise | 121,277 | 145,891 | +24,614 | 0.05 | 0.07 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 156,411 | 141,981 | -14,430 | 0.00 | 0.00 | +0.00 | sell |
| CenterBook Partners LP | 95,009 | 141,670 | +46,661 | 0.05 | 0.10 | +0.05 | buy |