| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rokos Capital Management LLP | 1,537,901 | 3,999,679 | +2,461,778 | 0.05 | 0.15 | +0.10 | buy |
| MMCAP International Inc. SPC | 29,610,903 | 31,569,652 | +1,958,749 | 26.02 | 26.38 | +0.37 | buy |
| ALPS ADVISORS INC | 16,713,048 | 18,198,956 | +1,485,908 | 0.80 | 0.75 | -0.05 | buy |
| Philadelphia Financial Management of San Francisco, LLC | 1,742,390 | 3,102,898 | +1,360,508 | 2.01 | 3.27 | +1.26 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 2,624,800 | 3,511,245 | +886,445 | 0.02 | 0.02 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 619,603 | 184,749 | +434,854 | 0.02 | 0.00 | -0.01 | sell |
| Vident Advisory, LLC | 1,905,000 | 2,255,671 | +350,671 | 0.27 | 0.38 | 0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,547,530 | 1,713,030 | +165,500 | 2.26 | 2.04 | -0.22 | buy |
| JANUS HENDERSON GROUP PLC | 1,476,524 | 1,358,151 | +118,373 | 0.01 | 0.00 | 0.00 | sell |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 200,000 | 300,000 | +100,000 | 0.30 | 1.00 | +0.70 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 9,057,450 | 9,147,972 | +90,522 | 0.61 | 0.53 | -0.08 | buy |
| ROYCE & ASSOCIATES LP | 77,000 | 130,000 | +53,000 | 0.00 | 0.01 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 327,872 | 369,803 | +41,931 | 0.20 | 0.18 | 0.00 | buy |
| Per Stirling Capital Management, LLC. | 20,500 | 40,553 | +20,053 | 0.02 | 0.04 | +0.02 | buy |
| CenterBook Partners LP | 150,118 | 164,164 | +14,046 | 0.07 | 0.06 | -0.01 | buy |
| SPROTT INC. | 241,624 | 250,689 | +9,065 | 0.12 | 0.11 | -0.01 | buy |
| Ballentine Partners, LLC | 12,830 | 20,181 | +7,351 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 9,454 | 13,958 | +4,504 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Capital Wealth Advisors | 10,000 | 14,000 | +4,000 | 0.05 | 0.06 | +0.01 | buy |
| Chicago Partners Investment Group LLC | 22,746 | 25,620 | +2,874 | 0.01 | 0.01 | -0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 192,982 | 193,662 | +680 | 0.00 | 0.00 | 0.00 | buy |
| Rathbones Group PLC | 58,025 | 58,675 | +650 | 0.00 | 0.00 | -0.00 | buy |
| Freedom Investment Management, Inc. | 89,204 | 89,785 | +581 | 0.05 | 0.04 | -0.00 | buy |
| Gainplan LLC | 15,775 | 16,264 | +489 | 0.05 | 0.05 | -0.00 | buy |
| Millburn Ridgefield LLC /DE/ | 3,142 | 3,329 | +187 | 0.00 | 0.00 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 3,142 | 3,329 | +187 | 0.00 | 0.00 | -0.00 | buy |
| Banque Cantonale Vaudoise | 6,338 | 6,516 | +178 | 0.00 | 0.00 | -0.00 | buy |
| Arlington Capital Management, Inc. | 222,936 | 222,752 | -184 | 1.25 | 1.16 | -0.09 | sell |
| THOMPSON DAVIS & CO., INC. | 19,250 | 18,750 | -500 | 0.09 | 0.10 | +0.01 | sell |
| Forum Financial Management, LP | 12,887 | 12,294 | -593 | 0.00 | 0.00 | -0.00 | sell |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 80,504 | 79,045 | -1,459 | 0.01 | 0.01 | -0.00 | sell |
| NAVELLIER & ASSOCIATES INC | 84,625 | 82,780 | -1,845 | 0.07 | 0.06 | -0.01 | sell |
| Magnetar Financial LLC | 91,565 | 87,786 | -3,779 | 0.01 | 0.01 | -0.00 | sell |
| Stonebridge Capital Advisors LLC | 20,000 | 16,000 | -4,000 | 0.01 | 0.01 | -0.00 | sell |
| Uniplan Investment Counsel, Inc. | 567,917 | 562,049 | -5,868 | 0.30 | 0.31 | +0.01 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 47,850 | 41,252 | -6,598 | 0.01 | 0.01 | -0.00 | sell |
| BOSUN ASSET MANAGEMENT, LLC | 18,749 | 11,674 | -7,075 | 0.07 | 0.04 | -0.03 | sell |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 62,575 | 52,775 | -9,800 | 0.01 | 0.01 | -0.00 | sell |
| Ausbil Investment Management Ltd | 140,000 | 130,000 | -10,000 | 0.50 | 0.36 | -0.14 | sell |
| PINNACLE ASSOCIATES LTD | 786,775 | 774,399 | -12,376 | 0.08 | 0.07 | -0.01 | sell |
| Alpine Global Management, LLC | 150,000 | 75,000 | -75,000 | 0.20 | 0.08 | -0.12 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 140,000 | 47,536 | -92,464 | 0.07 | 0.02 | -0.04 | sell |
| Polar Asset Management Partners Inc. | 521,711 | 420,281 | -101,430 | 0.06 | 0.05 | -0.01 | sell |
| Murchinson Ltd. | 1,000,000 | 889,974 | -110,026 | 0.75 | 1.15 | +0.39 | sell |
| GeoSphere Capital Management, LLC | 1,090,000 | 460,000 | -630,000 | 5.23 | 1.37 | -3.86 | sell |