| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 24,462,626 | 28,807,111 | +4,344,485 | 0.36 | 0.42 | +0.06 | buy |
| ALPS ADVISORS INC | 18,198,956 | 18,967,289 | +768,333 | 0.75 | 0.79 | +0.04 | buy |
| Vident Advisory, LLC | 2,255,671 | 2,594,555 | +338,884 | 0.38 | 0.42 | 0.00 | buy |
| SHELL ASSET MANAGEMENT CO | 135,639 | 341,600 | +205,961 | 0.04 | 0.09 | 0.00 | buy |
| JANUS HENDERSON GROUP PLC | 1,358,151 | 1,204,373 | +153,778 | 0.00 | 0.00 | 0.00 | sell |
| Uniplan Investment Counsel, Inc. | 562,049 | 685,001 | +122,952 | 0.31 | 0.37 | +0.06 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,713,030 | 1,802,484 | +89,454 | 2.04 | 2.28 | +0.24 | buy |
| Vanguard Capital Wealth Advisors | 14,000 | 75,500 | +61,500 | 0.06 | 0.49 | +0.44 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 3,511,245 | 3,554,149 | +42,904 | 0.02 | 0.02 | +0.00 | buy |
| Freedom Investment Management, Inc. | 89,785 | 106,194 | +16,409 | 0.04 | 0.05 | +0.01 | buy |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 79,045 | 82,252 | +3,207 | 0.01 | 0.01 | -0.00 | buy |
| FIDUCIARY TRUST CO | 21,041 | 23,660 | +2,619 | 0.00 | 0.00 | +0.00 | buy |
| Greenwich Wealth Management LLC | 104,001 | 104,901 | +900 | 0.05 | 0.04 | -0.00 | buy |
| Millburn Ridgefield LLC /DE/ | 3,329 | 3,857 | +528 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Capital Advisors LLC | 3,329 | 3,857 | +528 | 0.00 | 0.00 | +0.00 | buy |
| Rathbones Group PLC | 58,675 | 59,201 | +526 | 0.00 | 0.00 | -0.00 | buy |
| New Harbor Financial Group, LLC | 29,000 | 29,525 | +525 | 0.05 | 0.05 | -0.01 | buy |
| Brendel Financial Advisors LLC | 14,407 | 14,906 | +499 | 0.06 | 0.05 | -0.00 | buy |
| Forum Financial Management, LP | 12,294 | 12,296 | +2 | 0.00 | 0.00 | -0.00 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 41,252 | 38,010 | -3,242 | 0.01 | 0.01 | -0.00 | sell |
| Financial Security Advisor, Inc. | 127,533 | 123,495 | -4,038 | 0.26 | 0.19 | -0.07 | sell |
| SPROTT INC. | 250,689 | 245,992 | -4,697 | 0.11 | 0.10 | -0.01 | sell |
| Ballentine Partners, LLC | 20,181 | 15,384 | -4,797 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 47,536 | 40,720 | -6,816 | 0.02 | 0.02 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 25,620 | 18,486 | -7,134 | 0.01 | 0.01 | -0.00 | sell |
| NAVELLIER & ASSOCIATES INC | 82,780 | 65,269 | -17,511 | 0.06 | 0.05 | -0.00 | sell |
| Per Stirling Capital Management, LLC. | 40,553 | 20,053 | -20,500 | 0.04 | 0.02 | -0.02 | sell |
| Ausbil Investment Management Ltd | 130,000 | 97,000 | -33,000 | 0.36 | 0.21 | -0.15 | sell |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 52,775 | 12,700 | -40,075 | 0.01 | 0.00 | -0.01 | sell |
| GARNET EQUITY CAPITAL HOLDINGS, INC. | 300,000 | 250,000 | -50,000 | 1.00 | 0.45 | -0.55 | sell |
| Alpine Global Management, LLC | 75,000 | 25,000 | -50,000 | 0.08 | 0.04 | -0.04 | sell |
| Alberta Investment Management Corp | 252,109 | 88,675 | -163,434 | 0.02 | 0.00 | -0.01 | sell |
| GeoSphere Capital Management, LLC | 460,000 | 250,000 | -210,000 | 1.37 | 1.17 | -0.20 | sell |
| Philadelphia Financial Management of San Francisco, LLC | 3,102,898 | 2,676,145 | -426,753 | 3.27 | 2.64 | -0.63 | sell |
| Bridgewater Associates, LP | 4,036,326 | 3,534,536 | -501,790 | 0.13 | 0.12 | -0.00 | sell |
| Murchinson Ltd. | 889,974 | 225,000 | -664,974 | 1.15 | 0.57 | -0.58 | sell |
| MMCAP International Inc. SPC | 31,569,652 | 30,516,940 | -1,052,712 | 26.38 | 26.36 | -0.02 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 9,147,972 | 6,240,138 | -2,907,834 | 0.53 | 0.33 | -0.20 | sell |