| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MASON CAPITAL MANAGEMENT LLC | 2,394,180 | 9,828,401 | +7,434,221 | 0.49 | 2.23 | +1.74 | buy |
| Elequin Capital, LP | 0 | 5,180,098 | +5,180,098 | 0.00 | 0.57 | +0.57 | buy |
| MILLENNIUM MANAGEMENT LLC | 2,194,437 | 5,090,155 | +2,895,718 | 0.00 | 0.01 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 12,328 | 1,401,174 | +1,388,846 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 0 | 1,150,000 | +1,150,000 | 0.00 | 0.02 | +0.02 | buy |
| Invesco Ltd. | 1,516,553 | 2,427,264 | +910,711 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 957,401 | 1,609,516 | +652,115 | 0.10 | 0.09 | -0.01 | buy |
| GAMCO INVESTORS, INC. ET AL | 2,818,500 | 3,429,000 | +610,500 | 0.05 | 0.06 | +0.00 | buy |
| Anson Funds Management LP | 16,765,506 | 17,315,506 | +550,000 | 5.90 | 2.04 | -3.85 | buy |
| CIBC Private Wealth Group LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| Penn Capital Management Company, LLC | 4,731,811 | 5,180,098 | +448,287 | 0.79 | 0.76 | -0.03 | buy |
| D. E. Shaw & Co., Inc. | 742,963 | 1,104,530 | +361,567 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,308,438 | 3,596,902 | +288,464 | 0.01 | 0.01 | -0.00 | buy |
| Verition Fund Management LLC | 162,214 | 422,973 | +260,759 | 0.00 | 0.01 | +0.00 | buy |
| Apollo Management Holdings, L.P. | 0 | 258,218 | +258,218 | 0.00 | 0.01 | +0.01 | buy |
| Conversant Capital LLC | 8,775,256 | 9,025,256 | +250,000 | 6.84 | 3.49 | -3.36 | buy |
| ALGERT GLOBAL LLC | 0 | 221,122 | +221,122 | 0.00 | 0.01 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 543,781 | 754,088 | +210,307 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 7,811,246 | 8,014,133 | +202,887 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 131,424 | 282,052 | +150,628 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 2,135,000 | 2,275,000 | +140,000 | 0.03 | 0.03 | -0.00 | buy |
| CastleKnight Management LP | 0 | 106,605 | +106,605 | 0.00 | 0.03 | +0.03 | buy |
| STATE STREET CORP | 8,353,563 | 8,453,070 | +99,507 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 129,960 | 212,246 | +82,286 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 22,230 | 71,023 | +48,793 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 46,103 | +46,103 | 0.00 | 0.00 | +0.00 | buy |
| Gotham Asset Management, LLC | 0 | 36,206 | +36,206 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 27,730 | 62,138 | +34,408 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 34,332 | +34,332 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 33,350 | +33,350 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 32,076 | +32,076 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 119,918 | 149,930 | +30,012 | 0.00 | 0.00 | +0.00 | buy |
| CCG WEALTH MANAGEMENT, LLC | 0 | 27,634 | +27,634 | 0.00 | 0.03 | +0.03 | buy |
| Russell Investments Group, Ltd. | 267,483 | 290,550 | +23,067 | 0.00 | 0.00 | -0.00 | buy |
| Engineers Gate Manager LP | 0 | 21,450 | +21,450 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 304,699 | 322,600 | +17,901 | 0.00 | 0.00 | -0.00 | buy |
| Legion Partners Asset Management, LLC | 25,936,696 | 25,948,728 | +12,032 | 12.31 | 9.91 | -2.39 | buy |
| FIRST FOUNDATION ADVISORS | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 7,043 | 13,470 | +6,427 | 0.00 | 0.01 | +0.00 | buy |
| ProShare Advisors LLC | 62,098 | 67,404 | +5,306 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 9,653,528 | 9,658,791 | +5,263 | 0.00 | 0.00 | -0.00 | buy |
| Quadrature Capital Ltd | 37,421 | 40,810 | +3,389 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 608,891 | 612,022 | +3,131 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 46,042 | 48,156 | +2,114 | 0.00 | 0.00 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 24,998 | 26,668 | +1,670 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 20,000 | 20,305 | +305 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 510 | 642 | +132 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 95 | +95 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 80 | +80 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 28,400 | 28,432 | +32 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 29 | +29 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 14 | +14 | 0.00 | 0.00 | 0.00 | buy |
| SANDERS MORRIS HARRIS LLC | 15,840 | 15,840 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Ameritas Investment Partners, Inc. | 36,584 | 36,584 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Provident Investment Management, Inc. | 34,073 | 34,073 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 396,290 | 396,290 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRUDENTIAL FINANCIAL INC | 25,283 | 25,283 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 12,110 | 12,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARES MANAGEMENT LLC | 55,829,046 | 55,829,046 | 0 | 2.51 | 2.15 | -0.36 | hold |
| SHENKMAN CAPITAL MANAGEMENT INC | 1,704,589 | 1,704,589 | 0 | 0.22 | 0.20 | -0.02 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,510 | 50,510 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LPL Financial LLC | 41,500 | 41,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital World Investors | 1,043,695 | 1,043,695 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bracebridge Capital, LLC | 756,426 | 756,426 | 0 | 1.10 | 0.24 | -0.86 | hold |
| AEGON USA Investment Management, LLC | 100,713 | 100,713 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Neuberger Berman Group LLC | 3,780,660 | 3,780,660 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MSD Partners, L.P. | 1,215,662 | 1,215,662 | 0 | 0.19 | 0.16 | -0.03 | hold |
| Allianz Asset Management GmbH | 104,872,541 | 104,872,541 | 0 | 0.35 | 0.29 | -0.06 | hold |
| Swiss National Bank | 523,400 | 523,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TCI Wealth Advisors, Inc. | 28,600 | 28,600 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Sequoia Financial Advisors, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacer Advisors, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pacer Advisors, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 34,447 | 34,447 | 0 | 0.00 | 0.00 | -0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 712 | 712 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fore Capital, LLC | 10,000 | 10,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Close Asset Management Ltd | 32,500 | 32,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pictet Asset Management Holding SA | 22,644 | 22,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMMA Investing LLC | 156 | 156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Management Group, LLC | 117 | 117 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KING LUTHER CAPITAL MANAGEMENT CORP | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 230,700 | 230,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FRANKLIN RESOURCES INC | 2,811,813 | 2,811,813 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PINNACLE ASSOCIATES LTD | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 407,623 | 407,623 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PPM AMERICA INC/IL | 713,756 | 713,756 | 0 | 11.48 | 7.86 | -3.61 | hold |
| TUDOR INVESTMENT CORP ET AL | 304,050 | 304,050 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 55,000 | 55,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| JANUS HENDERSON GROUP PLC | 146,946 | 146,904 | -42 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 16,164 | 15,993 | -171 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 2,590 | 2,183 | -407 | 0.00 | 0.00 | -0.00 | sell |
| XPONANCE, INC. | 22,798 | 22,143 | -655 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 348,998 | 348,234 | -764 | 0.02 | 0.02 | -0.01 | sell |
| Arizona State Retirement System | 74,248 | 73,008 | -1,240 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 186,479 | 184,891 | -1,588 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 25,181 | 22,651 | -2,530 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 3,431 | 0 | -3,431 | 0.01 | 0.00 | -0.01 | sell |