| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Diameter Capital Partners LP | 437,307 | 10,104,095 | +9,666,788 | 0.15 | 2.63 | +2.48 | buy |
| READYSTATE ASSET MANAGEMENT LP | 2,723,598 | 4,544,130 | +1,820,532 | 0.23 | 0.26 | +0.03 | buy |
| SHENKMAN CAPITAL MANAGEMENT INC | 2,204,589 | 2,954,589 | +750,000 | 0.27 | 0.36 | +0.08 | buy |
| JPMORGAN CHASE & CO | 6,761,198 | 7,371,308 | +610,110 | 0.00 | 0.00 | -0.00 | buy |
| State of Wyoming | 1,144,464 | 1,594,464 | +450,000 | 0.26 | 0.28 | +0.02 | buy |
| GAMCO INVESTORS, INC. ET AL | 5,230,500 | 5,636,000 | +405,500 | 0.09 | 0.08 | -0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Fore Capital, LLC | 10,000 | 368,650 | +358,650 | 0.03 | 0.62 | +0.59 | buy |
| Permanent Capital Management, LP | 0 | 348,234 | +348,234 | 0.00 | 0.15 | +0.15 | buy |
| BANK OF AMERICA CORP /DE/ | 1,034,679 | 1,374,918 | +340,239 | 0.00 | 0.00 | +0.00 | buy |
| Voleon Capital Management LP | 0 | 221,064 | +221,064 | 0.00 | 0.02 | +0.02 | buy |
| CITADEL ADVISORS LLC | 680,625 | 896,078 | +215,453 | 0.00 | 0.00 | -0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 646,483 | 853,179 | +206,696 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 0 | 176,000 | +176,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 237,612 | 413,230 | +175,618 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 0 | 166,000 | +166,000 | 0.00 | 0.00 | +0.00 | buy |
| Empowered Funds, LLC | 0 | 157,793 | +157,793 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 8,275,022 | 8,423,863 | +148,841 | 0.00 | 0.00 | -0.00 | buy |
| Pacer Advisors, Inc. | 0 | 145,000 | +145,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 259,979 | 389,376 | +129,397 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 3,087,586 | 3,205,102 | +117,516 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 334,918 | 445,413 | +110,495 | 0.00 | 0.00 | +0.00 | buy |
| ClearAlpha Technologies LP | 0 | 98,590 | +98,590 | 0.00 | 0.12 | +0.12 | buy |
| Focus Partners Wealth | 0 | 95,127 | +95,127 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 66,877 | 143,413 | +76,536 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 187,371 | 259,005 | +71,634 | 0.02 | 0.03 | +0.00 | buy |
| SG Americas Securities, LLC | 224,751 | 294,947 | +70,196 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 67,383 | +67,383 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 61,157 | +61,157 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 520,663 | 580,611 | +59,948 | 0.00 | 0.00 | +0.00 | buy |
| Third Point LLC | 850,000 | 900,000 | +50,000 | 0.02 | 0.02 | -0.00 | buy |
| WHITEBOX ADVISORS LLC | 1,807,486 | 1,854,586 | +47,100 | 0.13 | 0.09 | -0.03 | buy |
| WELLS FARGO & COMPANY/MN | 200,655 | 246,705 | +46,050 | 0.00 | 0.00 | +0.00 | buy |
| BARDIN HILL MANAGEMENT PARTNERS LP | 2,652,432 | 2,692,925 | +40,493 | 2.26 | 2.07 | -0.19 | buy |
| Inspire Investing, LLC | 256,362 | 291,121 | +34,759 | 0.04 | 0.04 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 7,814,929 | 7,849,191 | +34,262 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 33,008 | +33,008 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 66,647 | 99,330 | +32,683 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 26,381 | +26,381 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 351,790 | 376,987 | +25,197 | 0.00 | 0.00 | -0.00 | buy |
| DigitalBridge Group, Inc. | 804,733 | 823,833 | +19,100 | 0.10 | 0.08 | -0.02 | buy |
| Cubist Systematic Strategies, LLC | 78,344 | 97,302 | +18,958 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 162,465 | 176,289 | +13,824 | 0.00 | 0.00 | -0.00 | buy |
| Legion Partners Asset Management, LLC | 25,960,760 | 25,972,792 | +12,032 | 16.65 | 20.75 | +4.11 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 191,133 | 202,148 | +11,015 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 1,104 | 9,852 | +8,748 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 200,327 | 206,434 | +6,107 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 538,246 | 544,235 | +5,989 | 0.00 | 0.00 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 30,552 | 33,436 | +2,884 | 0.00 | 0.00 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 16,864 | 19,666 | +2,802 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 2,394,706 | 2,397,407 | +2,701 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 22,733 | 24,844 | +2,111 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 2,024 | 3,703 | +1,679 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 200,114 | 201,614 | +1,500 | 0.02 | 0.02 | -0.00 | buy |
| Global Retirement Partners, LLC | 0 | 594 | +594 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 536 | +536 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Asset Management Inc | 14,504 | 14,868 | +364 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 352 | +352 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 52 | 374 | +322 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 195,738 | 196,057 | +319 | 0.00 | 0.00 | -0.00 | buy |
| Amundi | 0 | 299 | +299 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 43 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 10,380 | 10,383 | +3 | 0.01 | 0.01 | -0.00 | buy |
| ZAZOVE ASSOCIATES LLC | 1,842,775 | 1,842,775 | 0 | 0.32 | 0.24 | -0.07 | hold |
| MAI Capital Management | 108,000 | 108,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANADA LIFE ASSURANCE Co | 14,885 | 14,885 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. | 1,597,614 | 1,597,614 | 0 | 0.78 | 0.74 | -0.04 | hold |
| SANDERS MORRIS HARRIS LLC | 15,840 | 15,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 36,584 | 36,584 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 679,664 | 679,664 | 0 | 0.04 | 0.03 | -0.00 | hold |
| FIRST FOUNDATION ADVISORS | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRUDENTIAL FINANCIAL INC | 24,958 | 24,958 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 12,110 | 12,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 207,579 | 207,579 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MASON CAPITAL MANAGEMENT LLC | 9,828,401 | 9,828,401 | 0 | 3.13 | 2.86 | -0.27 | hold |
| ARES MANAGEMENT LLC | 55,829,046 | 55,829,046 | 0 | 2.48 | 2.69 | +0.21 | hold |
| JANUS HENDERSON GROUP PLC | 144,728 | 144,728 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,365,168 | 1,365,168 | 0 | 0.04 | 0.03 | -0.01 | hold |
| CIBC Private Wealth Group LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,510 | 50,510 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LPL Financial LLC | 44,500 | 44,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital World Investors | 1,043,695 | 1,043,695 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bracebridge Capital, LLC | 756,426 | 756,426 | 0 | 0.46 | 0.10 | -0.36 | hold |
| AEGON USA Investment Management, LLC | 215,807 | 215,807 | 0 | 0.26 | 0.23 | -0.03 | hold |
| Neuberger Berman Group LLC | 3,779,765 | 3,779,765 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Assenagon Asset Management S.A. | 296,024 | 296,024 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 142 | 142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TCI Wealth Advisors, Inc. | 28,600 | 28,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 712 | 712 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Genesee Capital Advisors, LLC | 96,429 | 96,429 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Cetera Investment Advisers | 33,910 | 33,910 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Summit Trail Advisors, LLC | 348,234 | 348,234 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Close Asset Management Ltd | 32,500 | 32,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CCG WEALTH MANAGEMENT, LLC | 16,403 | 16,403 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CastleKnight Management LP | 1,613,105 | 1,613,105 | 0 | 0.30 | 0.24 | -0.06 | hold |
| CarsonAllaria Wealth Management, Ltd. | 21,363 | 21,363 | 0 | 0.02 | 0.02 | -0.00 | hold |