| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 0 | 779,000 | +779,000 | 0.00 | 0.93 | +0.93 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 1,150,000 | 1,750,000 | +600,000 | 1.11 | 2.29 | +1.18 | buy |
| Invesco Ltd. | 29,906 | 501,137 | +471,231 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 70,563 | 392,555 | +321,992 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 290,000 | 476,000 | +186,000 | 0.14 | 0.28 | +0.14 | buy |
| JANE STREET GROUP, LLC | 0 | 178,110 | +178,110 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 117,475 | +117,475 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 306,246 | 408,542 | +102,296 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 1,279 | 95,960 | +94,681 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 0 | 44,145 | +44,145 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 114,480 | 158,117 | +43,637 | 0.01 | 0.01 | +0.00 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 37,984 | +37,984 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 37,505 | +37,505 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 32,346 | +32,346 | 0.00 | 0.00 | +0.00 | buy |
| WOODSTOCK CORP | 194,919 | 223,094 | +28,175 | 0.09 | 0.13 | +0.03 | buy |
| Russell Investments Group, Ltd. | 0 | 27,042 | +27,042 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 20,695 | 47,195 | +26,500 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 23,332 | +23,332 | 0.00 | 0.01 | +0.01 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 0 | 22,912 | +22,912 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 22,395 | +22,395 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 6,355 | 27,093 | +20,738 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,119,555 | 1,137,828 | +18,273 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,522 | 19,244 | +17,722 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 0 | 13,017 | +13,017 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 12,028 | +12,028 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 11,397 | +11,397 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 11,054 | +11,054 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 10,910 | +10,910 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors Wealth Management, LLC | 0 | 10,800 | +10,800 | 0.00 | 0.01 | +0.01 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 0 | 10,328 | +10,328 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 32,105 | 35,083 | +2,978 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 25,394 | 27,544 | +2,150 | 0.00 | 0.00 | +0.00 | buy |
| Brooklyn Investment Group | 0 | 1,442 | +1,442 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 136,733 | 137,985 | +1,252 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 28,592 | 29,840 | +1,248 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 10,457 | 11,543 | +1,086 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 550,377 | 551,091 | +714 | 0.01 | 0.01 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 684 | +684 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 15 | 397 | +382 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 20 | 243 | +223 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 94,275 | 94,470 | +195 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 14,756 | 14,935 | +179 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 171 | +171 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 1,581 | 1,630 | +49 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 24 | +24 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 252 | 263 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 3,846 | 3,846 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,610 | 3,610 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 58,650 | 58,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERCEPTIVE ADVISORS LLC | 9,275,851 | 9,275,851 | 0 | 1.29 | 1.89 | +0.60 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 17,300 | 17,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Palo Alto Investors LP | 225,465 | 225,465 | 0 | 0.17 | 0.25 | +0.07 | hold |
| Knoll Capital Management, LLC | 5,475,516 | 5,475,516 | 0 | 17.59 | 20.48 | +2.89 | hold |
| Regal Investment Advisors LLC | 13,167 | 13,167 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Hikari Power Ltd | 20,020 | 20,020 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Providence Wealth Advisors, LLC | 25,000 | 25,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Truvestments Capital LLC | 265 | 265 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PSI Advisors, LLC | 650 | 650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighMark Wealth Management LLC | 155 | 155 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLFF WIESE MAGANA LLC | 113 | 113 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Activest Wealth Management | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Washington Trust Advisors, Inc. | 3,800 | 3,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stephens Consulting, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 6,906 | 6,906 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 15 | 15 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 6,992 | 6,992 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 10,016 | 10,016 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kennondale Capital Management LLC | 151,280 | 151,280 | 0 | 0.82 | 0.95 | +0.13 | hold |
| FIRST MANHATTAN CO. LLC. | 34,745 | 34,745 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Legal & General Group Plc | 4,397 | 4,397 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,598 | 9,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 10,398 | 10,398 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 238 | 238 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 1,571 | 1,571 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Joseph P. Lucia & Associates, LLC | 31,670 | 31,658 | -12 | 0.07 | 0.08 | +0.01 | sell |
| IFP Advisors, Inc | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 182 | 125 | -57 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 23,806 | 23,506 | -300 | 0.00 | 0.00 | +0.00 | sell |
| Corebridge Financial, Inc. | 24,767 | 24,406 | -361 | 0.00 | 0.00 | +0.00 | sell |
| FMR LLC | 10,771 | 10,233 | -538 | 0.00 | 0.00 | +0.00 | sell |
| MetLife Investment Management, LLC | 28,689 | 28,099 | -590 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Capital Management LLC | 1,438 | 777 | -661 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 19,161 | 18,102 | -1,059 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 393,654 | 392,532 | -1,122 | 0.00 | 0.00 | +0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 16,002 | 13,924 | -2,078 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 4,426 | 2,199 | -2,227 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 78,188 | 75,476 | -2,712 | 0.00 | 0.00 | +0.00 | sell |
| ProShare Advisors LLC | 14,031 | 10,784 | -3,247 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 38,594 | 34,662 | -3,932 | 0.00 | 0.00 | -0.00 | sell |
| ALPS ADVISORS INC | 48,155 | 43,803 | -4,352 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 22,365 | 17,818 | -4,547 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 319,287 | 314,423 | -4,864 | 0.00 | 0.00 | +0.00 | sell |
| Bank of New York Mellon Corp | 116,778 | 110,931 | -5,847 | 0.00 | 0.00 | +0.00 | sell |
| MACQUARIE GROUP LTD | 9,791 | 0 | -9,791 | 0.00 | 0.00 | -0.00 | sell |
| Prime Capital Investment Advisors, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 59,488 | 49,268 | -10,220 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 51,458 | 40,953 | -10,505 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 59,750 | 48,640 | -11,110 | 0.03 | 0.02 | -0.00 | sell |