| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Knoll Capital Management, LLC | 5,475,516 | 5,475,516 | 0 | 13.01 | 5.14 | -7.87 | hold |
| BlackRock, Inc. | 3,850,103 | 3,763,887 | -86,216 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 1,226,922 | 2,829,875 | +1,602,953 | 0.00 | 0.00 | -0.00 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 1,850,000 | 2,152,315 | +302,315 | 1.47 | 0.61 | -0.86 | buy |
| 683 Capital Management, LLC | 1,530,000 | 1,500,000 | -30,000 | 0.66 | 0.24 | -0.42 | sell |
| D. E. Shaw & Co., Inc. | 1,601,324 | 1,403,990 | -197,334 | 0.01 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 1,170,537 | 1,251,652 | +81,115 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 1,098,600 | 1,124,710 | +26,110 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 44,059 | 995,243 | +951,184 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 303,852 | 968,891 | +665,039 | 0.00 | 0.00 | -0.00 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 1,450,000 | 950,000 | -500,000 | 0.96 | 0.24 | -0.71 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 350,000 | 863,187 | +513,187 | 0.00 | 0.00 | -0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 979,521 | 858,288 | -121,233 | 0.01 | 0.00 | -0.01 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 968,751 | 796,816 | -171,935 | 0.02 | 0.01 | -0.01 | sell |
| Propel Bio Management, LLC | 0 | 730,606 | +730,606 | 0.00 | 0.78 | +0.78 | buy |
| DIMENSIONAL FUND ADVISORS LP | 612,258 | 624,170 | +11,912 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 305,706 | 543,146 | +237,440 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 95,677 | 537,569 | +441,892 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 379,405 | 374,812 | -4,593 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 286,444 | +286,444 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 62,907 | 278,442 | +215,535 | 0.00 | 0.00 | +0.00 | buy |
| WOODSTOCK CORP | 266,756 | 266,756 | 0 | 0.12 | 0.04 | -0.08 | hold |
| IEQ CAPITAL, LLC | 144,199 | 266,518 | +122,319 | 0.00 | 0.00 | -0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 266,340 | +266,340 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 96,917 | 247,194 | +150,277 | 0.04 | 0.03 | -0.02 | buy |
| TWO SIGMA INVESTMENTS, LP | 287,364 | 223,537 | -63,827 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 366,169 | 189,729 | -176,440 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 163,087 | 169,698 | +6,611 | 0.00 | 0.00 | -0.00 | buy |
| ExodusPoint Capital Management, LP | 92,390 | 167,604 | +75,214 | 0.01 | 0.00 | -0.00 | buy |
| Caption Management, LLC | 35,000 | 165,000 | +130,000 | 0.01 | 0.01 | +0.01 | buy |
| Palo Alto Investors LP | 225,465 | 155,709 | -69,756 | 0.16 | 0.04 | -0.12 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 178,851 | 148,962 | -29,889 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 152,787 | 139,029 | -13,758 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 115,766 | 136,746 | +20,980 | 0.00 | 0.00 | -0.00 | buy |
| MARSHALL WACE, LLP | 0 | 129,693 | +129,693 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 1,255,838 | 95,862 | -1,159,976 | 0.14 | 0.00 | -0.13 | sell |
| Mariner, LLC | 22,876 | 91,870 | +68,994 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 43,305 | 91,623 | +48,318 | 0.00 | 0.00 | -0.00 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 20,983 | 90,964 | +69,981 | 0.02 | 0.03 | +0.01 | buy |
| Qube Research & Technologies Ltd | 84,928 | 87,078 | +2,150 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 114,126 | 84,300 | -29,826 | 0.00 | 0.00 | -0.00 | sell |
| Cerity Partners LLC | 51,049 | 81,223 | +30,174 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 42,227 | 75,166 | +32,939 | 0.01 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 64,262 | 73,772 | +9,510 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 70,413 | 69,205 | -1,208 | 0.00 | 0.00 | -0.00 | sell |
| STRS OHIO | 68,200 | 68,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 75,550 | 68,140 | -7,410 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 32,683 | 61,087 | +28,404 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 0 | 55,521 | +55,521 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 51,995 | 52,947 | +952 | 0.00 | 0.00 | -0.00 | buy |
| Graham Capital Management, L.P. | 76,365 | 51,592 | -24,773 | 0.01 | 0.00 | -0.01 | sell |
| DEUTSCHE BANK AG\ | 317,335 | 50,271 | -267,064 | 0.00 | 0.00 | -0.00 | sell |
| CANADA PENSION PLAN INVESTMENT BOARD | 35,500 | 47,400 | +11,900 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 10,571 | 37,742 | +27,171 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 47,475 | 37,360 | -10,115 | 0.02 | 0.00 | -0.01 | sell |
| FIRST MANHATTAN CO. LLC. | 34,745 | 34,745 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 263,407 | 29,815 | -233,592 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 34,521 | 28,871 | -5,650 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 25,203 | 25,815 | +612 | 0.00 | 0.00 | -0.00 | buy |
| Providence Wealth Advisors, LLC | 25,000 | 25,000 | 0 | 0.07 | 0.03 | -0.04 | hold |
| BRIGHTON JONES LLC | 0 | 22,199 | +22,199 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Wealth | 0 | 22,098 | +22,098 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 108,220 | 21,266 | -86,954 | 0.00 | 0.00 | -0.00 | sell |
| Hikari Power Ltd | 20,020 | 20,020 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Merit Financial Group, LLC | 0 | 19,679 | +19,679 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 0 | 19,523 | +19,523 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 10,721 | 18,181 | +7,460 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 12,187 | 18,106 | +5,919 | 0.00 | 0.00 | -0.00 | buy |
| LETKO, BROSSEAU & ASSOCIATES INC | 17,300 | 17,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focus Partners Advisor Solutions, LLC | 10,535 | 17,026 | +6,491 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 6,965 | 16,503 | +9,538 | 0.00 | 0.00 | -0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 17,021 | 16,155 | -866 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 14,805 | 15,805 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Abel Hall, LLC | 0 | 15,142 | +15,142 | 0.00 | 0.01 | +0.01 | buy |
| Capital Advisors Wealth Management, LLC | 15,800 | 15,000 | -800 | 0.01 | 0.00 | -0.01 | sell |
| Integrated Wealth Concepts LLC | 0 | 14,958 | +14,958 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 33,328 | 14,754 | -18,574 | 0.00 | 0.00 | -0.00 | sell |
| Krilogy Financial LLC | 0 | 14,459 | +14,459 | 0.00 | 0.00 | +0.00 | buy |
| King Wealth Management Group | 10,800 | 11,900 | +1,100 | 0.01 | 0.00 | -0.00 | buy |
| Caerus Investment Advisors, LLC | 0 | 11,455 | +11,455 | 0.00 | 0.01 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 5,005 | 11,325 | +6,320 | 0.00 | 0.00 | -0.00 | buy |
| INSPIRION WEALTH ADVISORS, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 84,471 | 9,906 | -74,565 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 9,598 | 9,598 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 5,645 | 4,940 | -705 | 0.00 | 0.00 | -0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 892 | 4,825 | +3,933 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 97 | 4,600 | +4,503 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 980 | 4,566 | +3,586 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 3,955 | 4,450 | +495 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 4,629 | 4,216 | -413 | 0.00 | 0.00 | -0.00 | sell |
| Activest Wealth Management | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 3,846 | 3,846 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quantbot Technologies LP | 0 | 3,795 | +3,795 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 29 | 3,208 | +3,179 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,555 | 3,111 | +1,556 | 0.00 | 0.00 | -0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 2,962 | +2,962 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,341 | 2,937 | -404 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 1,258 | 2,085 | +827 | 0.00 | 0.00 | -0.00 | buy |
| IFP Advisors, Inc | 1,443 | 1,442 | -1 | 0.00 | 0.00 | -0.00 | sell |
| GAMMA Investing LLC | 297 | 1,117 | +820 | 0.00 | 0.00 | +0.00 | buy |