| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 23,599,942 | 20,401,870 | -3,198,072 | 0.19 | 0.15 | -0.04 | sell |
| MORGAN STANLEY | 5,947,698 | 12,967,203 | +7,019,505 | 0.00 | 0.01 | +0.00 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 13,887,168 | 10,823,437 | -3,063,731 | 0.07 | 0.05 | -0.02 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 8,372,171 | 9,927,134 | +1,554,963 | 0.11 | 0.13 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 8,368,272 | 8,629,664 | +261,392 | 0.01 | 0.01 | -0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 8,514,817 | 7,955,971 | -558,846 | 0.01 | 0.01 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 4,849,322 | 7,021,169 | +2,171,847 | 0.08 | 0.09 | +0.01 | buy |
| Tidal Investments LLC | 8,332,280 | 6,809,337 | -1,522,943 | 0.43 | 0.29 | -0.14 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 1,396,600 | 6,648,500 | +5,251,900 | 0.01 | 0.06 | +0.04 | buy |
| D. E. Shaw & Co., Inc. | 4,341,404 | 6,573,288 | +2,231,884 | 0.03 | 0.04 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 5,928,763 | 6,363,058 | +434,295 | 0.02 | 0.02 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,023,631 | 5,422,102 | +4,398,471 | 0.01 | 0.03 | +0.03 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 4,859,600 | 4,450,000 | -409,600 | 0.13 | 0.10 | -0.03 | sell |
| Euro Pacific Asset Management, LLC | 4,354,454 | 4,417,962 | +63,508 | 4.82 | 4.66 | -0.16 | buy |
| CITADEL ADVISORS LLC | 2,300,507 | 3,930,075 | +1,629,568 | 0.01 | 0.02 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 5,312,832 | 3,775,617 | -1,537,215 | 0.07 | 0.04 | -0.03 | sell |
| Hillsdale Investment Management Inc. | 5,121,135 | 3,670,115 | -1,451,020 | 1.58 | 0.89 | -0.70 | sell |
| Amundi | 3,101,188 | 3,567,575 | +466,387 | 0.01 | 0.01 | +0.00 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 4,359,907 | 3,538,538 | -821,369 | 0.10 | 0.09 | -0.01 | sell |
| Nuveen, LLC | 2,801,478 | 2,980,062 | +178,584 | 0.01 | 0.01 | +0.00 | buy |
| JANE STREET GROUP, LLC | 512,321 | 2,829,239 | +2,316,918 | 0.01 | 0.03 | +0.02 | buy |
| BANK OF MONTREAL /CAN/ | 2,746,708 | 2,775,310 | +28,602 | 0.01 | 0.01 | +0.00 | buy |
| Trexquant Investment LP | 1,441,830 | 2,473,285 | +1,031,455 | 0.10 | 0.18 | +0.08 | buy |
| UBS Group AG | 1,333,143 | 2,393,835 | +1,060,692 | 0.00 | 0.00 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 2,063,851 | 2,294,955 | +231,104 | 0.01 | 0.01 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 1,238,507 | 1,777,267 | +538,760 | 0.01 | 0.01 | +0.00 | buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,955,007 | 1,731,733 | -223,274 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 3,358,315 | 1,643,635 | -1,714,680 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 262,840 | 1,616,445 | +1,353,605 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA ADVISERS, LP | 2,114,700 | 1,343,000 | -771,700 | 0.03 | 0.02 | -0.01 | sell |
| Russell Investments Group, Ltd. | 935,099 | 1,138,367 | +203,268 | 0.01 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 1,159,522 | 1,065,168 | -94,354 | 0.00 | 0.00 | -0.00 | sell |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 0 | 1,032,980 | +1,032,980 | 0.00 | 0.05 | +0.05 | buy |
| Legal & General Group Plc | 844,791 | 1,007,808 | +163,017 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 2,083,146 | 963,559 | -1,119,587 | 0.17 | 0.07 | -0.10 | sell |
| DEUTSCHE BANK AG\ | 737,954 | 829,745 | +91,791 | 0.00 | 0.00 | +0.00 | buy |
| SPROTT INC. | 845,710 | 801,778 | -43,932 | 0.30 | 0.26 | -0.04 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 645,049 | 769,736 | +124,687 | 0.01 | 0.02 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,117,606 | 646,301 | -471,305 | 0.00 | 0.00 | -0.00 | sell |
| Sicart Associates LLC | 650,283 | 638,736 | -11,547 | 1.37 | 1.46 | +0.09 | sell |
| Y-Intercept (Hong Kong) Ltd | 0 | 606,418 | +606,418 | 0.00 | 0.10 | +0.10 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 468,967 | 594,167 | +125,200 | 0.01 | 0.01 | +0.00 | buy |
| Swiss National Bank | 610,830 | 589,730 | -21,100 | 0.00 | 0.00 | -0.00 | sell |
| Gotham Asset Management, LLC | 401,326 | 563,300 | +161,974 | 0.02 | 0.02 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 576,714 | 553,143 | -23,571 | 0.46 | 0.43 | -0.04 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 840,496 | 546,462 | -294,034 | 0.00 | 0.00 | -0.00 | sell |
| TIAA TRUST, NATIONAL ASSOCIATION | 0 | 436,540 | +436,540 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 50,034 | 399,243 | +349,209 | 0.00 | 0.01 | +0.00 | buy |
| De Lisle Partners LLP | 360,000 | 373,775 | +13,775 | 0.37 | 0.35 | -0.02 | buy |
| PCJ Investment Counsel Ltd. | 430,700 | 368,110 | -62,590 | 1.02 | 0.83 | -0.20 | sell |
| Penn Capital Management Company, LLC | 0 | 350,622 | +350,622 | 0.00 | 0.20 | +0.20 | buy |
| GUGGENHEIM CAPITAL LLC | 295,977 | 349,762 | +53,785 | 0.02 | 0.02 | +0.00 | buy |
| CAPITAL FUND MANAGEMENT S.A. | 0 | 331,574 | +331,574 | 0.00 | 0.02 | +0.02 | buy |
| BARCLAYS PLC | 374,778 | 326,584 | -48,194 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 117,800 | 296,088 | +178,288 | 0.01 | 0.02 | +0.01 | buy |
| CIBC Asset Management Inc | 380,063 | 292,939 | -87,124 | 0.01 | 0.01 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 0 | 289,000 | +289,000 | 0.00 | 0.02 | +0.02 | buy |
| Jump Financial, LLC | 2,307,495 | 279,280 | -2,028,215 | 0.22 | 0.02 | -0.20 | sell |
| SUSQUEHANNA ADVISORS GROUP, INC. | 0 | 277,100 | +277,100 | 0.00 | 0.07 | +0.07 | buy |
| VANGUARD GROUP INC | 282,969 | 264,653 | -18,316 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Technology Lab Private Ltd | 0 | 263,225 | +263,225 | 0.00 | 0.23 | +0.23 | buy |
| Invesco Ltd. | 2,692,091 | 253,385 | -2,438,706 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 232,254 | 241,150 | +8,896 | 0.08 | 0.10 | +0.02 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 228,062 | 228,271 | +209 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 245,518 | 226,174 | -19,344 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 0 | 216,021 | +216,021 | 0.00 | 0.07 | +0.07 | buy |
| Erste Asset Management GmbH | 0 | 196,800 | +196,800 | 0.00 | 0.02 | +0.02 | buy |
| Squarepoint Ops LLC | 0 | 194,746 | +194,746 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 383,400 | 194,715 | -188,685 | 0.01 | 0.01 | -0.01 | sell |
| Vident Advisory, LLC | 208,130 | 192,732 | -15,398 | 0.02 | 0.01 | -0.00 | sell |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp | 359,407 | 186,258 | -173,149 | 0.01 | 0.01 | -0.01 | sell |
| CIBC WORLD MARKET INC. | 245,708 | 184,352 | -61,356 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 661,561 | 179,654 | -481,907 | 0.01 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 164,547 | 170,952 | +6,405 | 0.00 | 0.00 | -0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 7,524 | 170,946 | +163,422 | 0.01 | 0.20 | +0.19 | buy |
| Man Group plc | 2,234,017 | 163,681 | -2,070,336 | 0.04 | 0.00 | -0.04 | sell |
| Quantbot Technologies LP | 0 | 160,260 | +160,260 | 0.00 | 0.03 | +0.03 | buy |
| Graham Capital Management, L.P. | 53,759 | 156,462 | +102,703 | 0.01 | 0.03 | +0.02 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 145,920 | +145,920 | 0.00 | 0.01 | +0.01 | buy |
| FRANKLIN RESOURCES INC | 315,606 | 141,144 | -174,462 | 0.00 | 0.00 | -0.00 | sell |
| Northwest & Ethical Investments L.P. | 181,592 | 132,642 | -48,950 | 0.03 | 0.02 | -0.01 | sell |
| LPL Financial LLC | 55,064 | 130,360 | +75,296 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 253,200 | 127,914 | -125,286 | 0.11 | 0.05 | -0.06 | sell |
| Schonfeld Strategic Advisors LLC | 0 | 126,406 | +126,406 | 0.00 | 0.01 | +0.01 | buy |
| Capula Management Ltd | 0 | 123,200 | +123,200 | 0.00 | 0.01 | +0.01 | buy |
| KLEIN PAVLIS & PEASLEY FINANCIAL, INC. | 119,990 | 122,877 | +2,887 | 0.53 | 0.54 | +0.01 | buy |
| SIG North Trading, ULC | 146,942 | 118,966 | -27,976 | 0.18 | 0.17 | -0.01 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 118,357 | 118,357 | 0 | 0.03 | 0.03 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 118,109 | 118,109 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OXFORD ASSET MANAGEMENT LLP | 0 | 108,276 | +108,276 | 0.00 | 0.23 | +0.23 | buy |
| PKO Investment Management Joint-Stock Co | 154,377 | 104,377 | -50,000 | 0.11 | 0.07 | -0.03 | sell |
| SG Americas Securities, LLC | 178,250 | 103,809 | -74,441 | 0.00 | 0.00 | -0.00 | sell |
| Neuberger Berman Group LLC | 25,820 | 101,373 | +75,553 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 99,177 | +99,177 | 0.00 | 0.00 | +0.00 | buy |
| Versor Investments LP | 0 | 97,400 | +97,400 | 0.00 | 0.11 | +0.11 | buy |
| Catalyst Funds Management Pty Ltd | 0 | 89,300 | +89,300 | 0.00 | 0.16 | +0.16 | buy |
| Tower Research Capital LLC (TRC) | 7,276 | 84,781 | +77,505 | 0.00 | 0.01 | +0.01 | buy |
| State of Tennessee, Department of Treasury | 48,283 | 83,752 | +35,469 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 86,456 | 82,889 | -3,567 | 0.03 | 0.02 | -0.00 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 82,793 | 82,793 | 0 | 0.00 | 0.00 | -0.00 | hold |