Stock Transactions — COMPASS DIVERSIFIED

Total Bought
2,940,913
98 transactions
Total Sold
1,120,681
79 transactions
Net
+1,820,232
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG0619,720+619,7200.000.00+0.00buy
BANK OF AMERICA CORP /DE/555,4921,019,844+464,3520.000.00+0.00buy
Essex Financial Services, Inc.755,1411,083,780+328,6391.681.66-0.02buy
LORD, ABBETT & CO. LLC1,368,1631,614,499+246,3360.110.12+0.01buy
GW&K Investment Management, LLC1,440,0941,543,412+103,3180.310.31+0.00buy
GEODE CAPITAL MANAGEMENT, LLC716,797808,088+91,2910.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC15,600103,400+87,8000.000.00+0.00buy
Allspring Global Investments Holdings, LLC4,037,2864,117,375+80,0890.150.15-0.00buy
TUDOR INVESTMENT CORP ET AL078,284+78,2840.000.02+0.02buy
MORGAN STANLEY288,874361,058+72,1840.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC68,912136,855+67,9430.000.00+0.00buy
STATE STREET CORP1,156,5251,222,324+65,7990.000.00-0.00buy
SEI INVESTMENTS CO643,970703,142+59,1720.020.02-0.00buy
JANE STREET GROUP, LLC23,95881,263+57,3050.000.00+0.00buy
CITADEL ADVISORS LLC049,986+49,9860.000.00+0.00buy
Aptus Capital Advisors, LLC187,030233,080+46,0500.100.10+0.00buy
DEUTSCHE BANK AG\24,05562,896+38,8410.000.00+0.00buy
GOLDMAN SACHS GROUP INC108,939143,697+34,7580.000.00+0.00buy
Bank of New York Mellon Corp210,581240,161+29,5800.000.00+0.00buy
FMR LLC105,126131,994+26,8680.000.00+0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM018,040+18,0400.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.63,70079,210+15,5100.000.00+0.00buy
Verition Fund Management LLC015,255+15,2550.000.00+0.00buy
Verdence Capital Advisors LLC015,075+15,0750.000.03+0.03buy
WELLS FARGO & COMPANY/MN165,368179,586+14,2180.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP013,139+13,1390.000.00+0.00buy
Hibernia Wealth Partners, LLC012,860+12,8600.000.10+0.10buy
Pathstone Holdings, LLC31,68544,339+12,6540.000.00+0.00buy
STIFEL FINANCIAL CORP16,50728,311+11,8040.000.00+0.00buy
Tower Research Capital LLC (TRC)82912,399+11,5700.000.00+0.00buy
Gilman Hill Asset Management, LLC373,446384,848+11,4021.611.52-0.09buy
Bard Financial Services, Inc.010,925+10,9250.000.02+0.02buy
Centiva Capital, LP09,215+9,2150.000.01+0.01buy
MERCER GLOBAL ADVISORS INC /ADV09,154+9,1540.000.00+0.00buy
EntryPoint Capital, LLC08,396+8,3960.000.09+0.09buy
NATIONAL BANK OF CANADA /FI/189,805197,546+7,7410.010.01-0.00buy
Clearstead Advisors, LLC06,816+6,8160.000.00+0.00buy
Ashton Thomas Private Wealth, LLC06,258+6,2580.000.01+0.01buy
OSAIC HOLDINGS, INC.36,86042,691+5,8310.000.00+0.00buy
RHUMBLINE ADVISERS98,358104,171+5,8130.000.00-0.00buy
D.A. DAVIDSON & CO.71,69177,479+5,7880.020.02-0.00buy
MetLife Investment Management, LLC33,09138,757+5,6660.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC58,47063,621+5,1510.000.00-0.00buy
Steward Partners Investment Advisory, LLC17,55322,005+4,4520.000.01+0.00buy
CANADA LIFE ASSURANCE Co52,16256,597+4,4350.000.00-0.00buy
Atria Investments, Inc61,00964,651+3,6420.020.02-0.00buy
TWO SIGMA INVESTMENTS, LP17,07420,675+3,6010.000.00+0.00buy
CITIGROUP INC14,26217,859+3,5970.000.00+0.00buy
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC1,872,8151,876,309+3,4940.120.11-0.01buy
PRICE T ROWE ASSOCIATES INC /MD/18,05121,190+3,1390.000.00+0.00buy
Lee Financial Co48,58251,157+2,5750.190.18-0.01buy
Ridgewood Investments LLC02,500+2,5000.000.03+0.03buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.02,413+2,4130.000.02+0.02buy
SIMPLEX TRADING, LLC1272,457+2,3300.000.00+0.00buy
Arlington Trust Co LLC02,200+2,2000.000.01+0.01buy
E. Ohman J:or Asset Management AB73,00075,170+2,1700.040.04-0.00buy
HHM Wealth Advisors, LLC01,500+1,5000.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC21,70223,071+1,3690.000.00-0.00buy
VAN ECK ASSOCIATES CORP6,2867,571+1,2850.000.00+0.00buy
Inspire Investing, LLC14,91216,166+1,2540.040.04+0.00buy
Dakota Wealth Management29,22430,214+9900.020.02-0.00buy
ASSETMARK, INC0810+8100.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD1,0231,776+7530.000.00+0.00buy
TRUIST FINANCIAL CORP47,99848,746+7480.000.00-0.00buy
WEDBUSH SECURITIES INC27,83428,405+5710.020.02-0.00buy
Redwood Wealth Management Group, LLC0550+5500.000.01+0.01buy
Camelot Portfolios, LLC0500+5000.000.01+0.01buy
IFP Advisors, Inc0367+3670.000.00+0.00buy
Arizona State Retirement System18,64218,965+3230.000.00-0.00buy
SWS Partners0312+3120.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0291+2910.000.00+0.00buy
HUNTINGTON NATIONAL BANK0250+2500.000.00+0.00buy
ROYCE & ASSOCIATES LP817,289817,534+2450.180.17-0.01buy
Farther Finance Advisors, LLC351594+2430.000.00+0.00buy
Rockefeller Capital Management L.P.10,95411,194+2400.000.00-0.00buy
nVerses Capital, LLC8001,000+2000.050.01-0.03buy
SPC Financial, Inc.17,43017,600+1700.040.04-0.00buy
Rehmann Capital Advisory Group10,67710,791+1140.020.02-0.00buy
AMALGAMATED BANK2,1192,219+1000.000.00-0.00buy
Evergreen Wealth Solutions, LLC10,71110,808+970.190.17-0.02buy
North Star Investment Management Corp.349,290349,361+710.600.56-0.04buy
CWM, LLC700764+640.000.00-0.00buy
Quarry LP050+500.000.00+0.00buy
Creative Planning20,15620,204+480.000.00-0.00buy
Insight Advisors, LLC/ PA14,58714,633+460.070.06-0.01buy
Allworth Financial LP1,0001,045+450.000.00-0.00buy
Kestra Advisory Services, LLC10,82410,862+380.000.00-0.00buy
EverSource Wealth Advisors, LLC028+280.000.00+0.00buy
Arax Advisory Partners026+260.000.00+0.00buy
Sequoia Financial Advisors, LLC10,96810,985+170.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC515+100.000.00+0.00buy
HBK Sorce Advisory LLC13,73413,743+90.010.01-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND27,02427,033+90.000.00-0.00buy
NewEdge Advisors, LLC1,6491,657+80.000.00-0.00buy
Northwest Financial Advisors698705+70.010.01-0.00buy
SOA Wealth Advisors, LLC.555561+60.000.00-0.00buy
PFG Investments, LLC10,20210,205+30.010.02+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO131133+20.000.00-0.00buy
Ameritas Investment Partners, Inc.6,2806,28000.010.00-0.00hold
TRUST CO OF VERMONT35035000.000.00-0.00hold
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