Stock Transactions — COMPASS DIVERSIFIED

Total Bought
15,796,557
129 transactions
Total Sold
13,785,134
122 transactions
Net
+2,011,423
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MANGROVE PARTNERS IM, LLC02,478,276+2,478,2760.001.67+1.67buy
D. E. Shaw & Co., Inc.172,3432,364,792+2,192,4490.000.01+0.01buy
MORGAN STANLEY305,7351,014,246+708,5110.000.00+0.00buy
Qube Research & Technologies Ltd93,602784,746+691,1440.000.01+0.00buy
Engineers Gate Manager LP0532,734+532,7340.000.04+0.04buy
MILLENNIUM MANAGEMENT LLC165,584648,101+482,5170.000.00+0.00buy
ING GROEP NV0382,400+382,4000.000.01+0.01buy
TUDOR INVESTMENT CORP ET AL68,207443,214+375,0070.010.02+0.01buy
Cubist Systematic Strategies, LLC45,440407,141+361,7010.010.03+0.02buy
JACOBS LEVY EQUITY MANAGEMENT, INC0350,520+350,5200.000.01+0.01buy
Y-Intercept (Hong Kong) Ltd41,609377,880+336,2710.050.06+0.01buy
UBS Group AG542,368877,175+334,8070.000.00-0.00buy
CANADA PENSION PLAN INVESTMENT BOARD0321,100+321,1000.000.00+0.00buy
JPMORGAN CHASE & CO171,954483,687+311,7330.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC0300,000+300,0000.000.03+0.03buy
FEDERATED HERMES, INC.0299,774+299,7740.000.00+0.00buy
BARCLAYS PLC84,030370,878+286,8480.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP36,656320,973+284,3170.000.00+0.00buy
JANE STREET GROUP, LLC193,907467,358+273,4510.010.00-0.00buy
OSAIC HOLDINGS, INC.84,638336,884+252,2460.000.00+0.00buy
Trexquant Investment LP0231,919+231,9190.000.02+0.02buy
AQR CAPITAL MANAGEMENT LLC15,758225,031+209,2730.000.00+0.00buy
Jain Global LLC0198,255+198,2550.000.02+0.02buy
ALGERT GLOBAL LLC0194,470+194,4700.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP94,837287,528+192,6910.000.00-0.00buy
BALYASNY ASSET MANAGEMENT L.P.21,087189,977+168,8900.000.00+0.00buy
Numerai GP LLC0162,093+162,0930.000.15+0.15buy
Quantbot Technologies LP27,289180,074+152,7850.020.03+0.01buy
BNP PARIBAS FINANCIAL MARKETS13,212155,856+142,6440.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD27,760163,449+135,6890.000.00+0.00buy
Saba Capital Management, L.P.128,798255,825+127,0270.070.04-0.02buy
Allspring Global Investments Holdings, LLC4,789,8924,912,110+122,2180.150.05-0.10buy
CITIGROUP INC57,550161,865+104,3150.000.00-0.00buy
CITADEL ADVISORS LLC127,596231,663+104,0670.000.00-0.00buy
NATIONAL BANK OF CANADA /FI/171,219260,952+89,7330.000.00-0.00buy
CANADA LIFE ASSURANCE Co63,599152,404+88,8050.000.00-0.00buy
TWO SIGMA ADVISERS, LP086,600+86,6000.000.00+0.00buy
Nebula Research & Development LLC12,34086,370+74,0300.020.05+0.02buy
TEACHER RETIREMENT SYSTEM OF TEXAS15,25486,609+71,3550.000.00+0.00buy
FRANKLIN RESOURCES INC19,01587,463+68,4480.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC154,458216,765+62,3070.000.00-0.00buy
GSA CAPITAL PARTNERS LLP058,747+58,7470.000.03+0.03buy
Walleye Capital LLC056,100+56,1000.000.00+0.00buy
AlphaQuest LLC15,95171,035+55,0840.030.04+0.01buy
AIGEN INVESTMENT MANAGEMENT, LP15,02668,744+53,7180.040.06+0.01buy
Schonfeld Strategic Advisors LLC052,687+52,6870.000.00+0.00buy
HRT FINANCIAL LP23,74473,201+49,4570.000.00-0.00buy
ARISTEIA CAPITAL, L.L.C.048,674+48,6740.000.01+0.01buy
Palogic Value Management, L.P.045,000+45,0000.000.12+0.12buy
GEODE CAPITAL MANAGEMENT, LLC817,611862,549+44,9380.000.00-0.00buy
Inspire Investing, LLC18,38062,229+43,8490.040.04+0.00buy
FIRST MANHATTAN CO. LLC.043,600+43,6000.000.00+0.00buy
Entropy Technologies, LP040,343+40,3430.000.02+0.02buy
FMR LLC288,359328,602+40,2430.000.00-0.00buy
SG Americas Securities, LLC14,27554,155+39,8800.000.00+0.00buy
IEQ CAPITAL, LLC034,730+34,7300.000.00+0.00buy
Verition Fund Management LLC62,93096,240+33,3100.010.00-0.00buy
SIMPLEX TRADING, LLC033,009+33,0090.000.01+0.01buy
Universal- Beteiligungs- und Servicegesellschaft mbH031,860+31,8600.000.00+0.00buy
AXQ CAPITAL, LP029,962+29,9620.000.06+0.06buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO1,88931,723+29,8340.000.00+0.00buy
Allworth Financial LP1,00029,257+28,2570.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC178,300205,700+27,4000.010.00-0.00buy
FIRST TRUST ADVISORS LP026,874+26,8740.000.00+0.00buy
DRW Securities, LLC025,641+25,6410.000.01+0.01buy
ExodusPoint Capital Management, LP20,10544,545+24,4400.000.00-0.00buy
CWM, LLC36,57760,522+23,9450.000.00-0.00buy
Graham Capital Management, L.P.023,439+23,4390.000.00+0.00buy
Atom Investors LP023,244+23,2440.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC147,541168,242+20,7010.000.00-0.00buy
TORONTO DOMINION BANK020,000+20,0000.000.00+0.00buy
FORA Capital, LLC019,581+19,5810.000.01+0.01buy
FOX RUN MANAGEMENT, L.L.C.019,396+19,3960.000.02+0.02buy
ARS Investment Partners, LLC014,895+14,8950.000.01+0.01buy
Tidal Investments LLC014,193+14,1930.000.00+0.00buy
CHOREO, LLC014,047+14,0470.000.00+0.00buy
HUB Investment Partners, LLC013,700+13,7000.000.00+0.00buy
Polymer Capital Management (US) LLC22,01335,694+13,6810.120.04-0.09buy
Ionic Capital Management LLC013,280+13,2800.000.09+0.09buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC16,33629,609+13,2730.000.00-0.00buy
Hibernia Wealth Partners, LLC012,860+12,8600.000.03+0.03buy
VAN ECK ASSOCIATES CORP15,04227,750+12,7080.000.00-0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC012,697+12,6970.000.00+0.00buy
Voleon Capital Management LP012,197+12,1970.000.00+0.00buy
Southeast Asset Advisors, LLC012,000+12,0000.000.01+0.01buy
DIVERSIFY WEALTH MANAGEMENT, LLC011,762+11,7620.000.01+0.01buy
MERCER GLOBAL ADVISORS INC /ADV011,296+11,2960.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC5,344,8235,355,737+10,9140.060.02-0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC162,085172,254+10,1690.000.00-0.00buy
Kestra Advisory Services, LLC010,060+10,0600.000.00+0.00buy
US BANCORP \DE\19,13928,977+9,8380.000.00-0.00buy
Tower Research Capital LLC (TRC)5,41713,972+8,5550.000.00-0.00buy
INTECH INVESTMENT MANAGEMENT LLC34,41942,152+7,7330.010.00-0.00buy
Cerity Partners LLC11,86319,581+7,7180.000.00-0.00buy
Bank of New York Mellon Corp187,703194,723+7,0200.000.00-0.00buy
Clearstead Advisors, LLC3,9219,507+5,5860.000.00-0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP15,94620,479+4,5330.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/28,69933,172+4,4730.000.00-0.00buy
Mariner, LLC11,65716,039+4,3820.000.00-0.00buy
Geneos Wealth Management Inc.5,8309,830+4,0000.000.00-0.00buy
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