Stock Transactions — COMPASS DIVERSIFIED

Total Bought
8,571,518
105 transactions
Total Sold
6,861,671
105 transactions
Net
+1,709,847
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
D. E. Shaw & Co., Inc.2,364,7923,666,003+1,301,2110.010.02+0.00buy
MANGROVE PARTNERS IM, LLC2,478,2763,684,800+1,206,5241.671.80+0.13buy
JACOBS LEVY EQUITY MANAGEMENT, INC350,5201,122,443+771,9230.010.03+0.02buy
AQR CAPITAL MANAGEMENT LLC225,031746,366+521,3350.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC648,1011,157,141+509,0400.000.01+0.00buy
FIRST TRUST ADVISORS LP26,874439,421+412,5470.000.00+0.00buy
HRT FINANCIAL LP73,201434,887+361,6860.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP320,973582,524+261,5510.000.01+0.00buy
BALYASNY ASSET MANAGEMENT L.P.189,977430,711+240,7340.000.01+0.00buy
GOLDMAN SACHS GROUP INC159,474398,462+238,9880.000.00+0.00buy
ALGERT GLOBAL LLC194,470385,200+190,7300.030.04+0.02buy
NATIXIS0187,400+187,4000.000.01+0.01buy
JANE STREET GROUP, LLC467,358635,648+168,2900.000.00+0.00buy
TWO SIGMA ADVISERS, LP86,600240,800+154,2000.000.00+0.00buy
CAXTON ASSOCIATES LLP0152,395+152,3950.000.03+0.03buy
BlackRock, Inc.4,047,1694,188,320+141,1510.000.00+0.00buy
AMERIPRISE FINANCIAL INC69,213196,345+127,1320.000.00+0.00buy
IEQ CAPITAL, LLC34,730149,912+115,1820.000.00+0.00buy
Russell Investments Group, Ltd.35,040142,603+107,5630.000.00+0.00buy
Brooklyn Investment Group0103,719+103,7190.000.07+0.07buy
BNP PARIBAS FINANCIAL MARKETS155,856244,231+88,3750.000.00+0.00buy
FMR LLC328,602416,740+88,1380.000.00+0.00buy
Nuveen, LLC139,801208,882+69,0810.000.00+0.00buy
FourThought Financial Partners, LLC052,761+52,7610.000.03+0.03buy
STATE STREET CORP1,162,5531,211,018+48,4650.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO31,72377,665+45,9420.000.00+0.00buy
Qube Research & Technologies Ltd784,746830,304+45,5580.010.01+0.00buy
Saba Capital Management, L.P.255,825300,932+45,1070.040.07+0.02buy
LOS ANGELES CAPITAL MANAGEMENT LLC12,69757,317+44,6200.000.00+0.00buy
LPL Financial LLC69,264113,160+43,8960.000.00+0.00buy
Savant Capital, LLC042,476+42,4760.000.00+0.00buy
GSA CAPITAL PARTNERS LLP58,747100,207+41,4600.030.06+0.03buy
MORGAN STANLEY1,014,2461,055,670+41,4240.000.00+0.00buy
Brevan Howard Capital Management LP040,015+40,0150.000.00+0.00buy
Apollon Wealth Management, LLC036,738+36,7380.000.00+0.00buy
MARSHALL WACE, LLP036,419+36,4190.000.00+0.00buy
FRANKLIN RESOURCES INC87,463121,212+33,7490.000.00+0.00buy
CANADA LIFE ASSURANCE Co152,404183,309+30,9050.000.00+0.00buy
Dynamic Technology Lab Private Ltd030,536+30,5360.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP287,528315,863+28,3350.000.00+0.00buy
Cerity Partners LLC19,58146,113+26,5320.000.00+0.00buy
DRW Securities, LLC25,64150,417+24,7760.010.02+0.01buy
Arax Advisory Partners022,664+22,6640.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.19,39639,474+20,0780.020.04+0.02buy
Pallas Capital Advisors LLC019,344+19,3440.000.00+0.00buy
AlphaQuest LLC71,03590,140+19,1050.040.04-0.00buy
NORTHERN TRUST CORP465,793480,702+14,9090.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC29,60943,963+14,3540.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS013,136+13,1360.000.00+0.00buy
SHIKIAR ASSET MANAGEMENT INC012,500+12,5000.000.02+0.02buy
Focus Partners Advisor Solutions, LLC011,331+11,3310.000.00+0.00buy
Cetera Investment Advisers28,95240,172+11,2200.000.00+0.00buy
Rockefeller Capital Management L.P.010,925+10,9250.000.00+0.00buy
Quantessence Capital LLC010,546+10,5460.000.02+0.02buy
Focus Partners Wealth010,027+10,0270.000.00+0.00buy
FIRST MANHATTAN CO. LLC.43,60053,600+10,0000.000.00+0.00buy
DEUTSCHE BANK AG\32,81741,872+9,0550.000.00+0.00buy
Mariner, LLC16,03924,697+8,6580.000.00+0.00buy
Inspire Investing, LLC62,22969,155+6,9260.040.04+0.00buy
MERCER GLOBAL ADVISORS INC /ADV11,29618,163+6,8670.000.00+0.00buy
Bank of New York Mellon Corp194,723201,220+6,4970.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS86,60992,240+5,6310.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD6,54812,007+5,4590.000.00+0.00buy
Campbell & CO Investment Adviser LLC10,19315,580+5,3870.000.01+0.00buy
Equitable Holdings, Inc.13,20018,200+5,0000.000.00+0.00buy
JPMORGAN CHASE & CO483,687488,398+4,7110.000.00-0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM58,59662,803+4,2070.000.00+0.00buy
Voleon Capital Management LP12,19716,098+3,9010.000.00-0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH31,86035,699+3,8390.000.00+0.00buy
Sterling Capital Management LLC1,7864,638+2,8520.000.00+0.00buy
Jump Financial, LLC02,800+2,8000.000.00+0.00buy
Farther Finance Advisors, LLC5833,365+2,7820.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey14,65417,320+2,6660.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/33,17235,715+2,5430.000.00+0.00buy
Point72 (DIFC) Ltd02,289+2,2890.000.00+0.00buy
Creative Planning15,72217,944+2,2220.000.00+0.00buy
SEI INVESTMENTS CO113,548115,570+2,0220.000.00-0.00buy
HARBOR CAPITAL ADVISORS, INC.2822,180+1,8980.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.21,52723,423+1,8960.000.00+0.00buy
RHUMBLINE ADVISERS93,84395,717+1,8740.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.01,388+1,3880.000.00+0.00buy
MATHER GROUP, LLC.01,347+1,3470.000.00+0.00buy
Sequoia Financial Advisors, LLC11,06111,900+8390.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.0793+7930.000.00+0.00buy
EverSource Wealth Advisors, LLC8961,655+7590.000.00+0.00buy
Optiver Holding B.V.0620+6200.000.00+0.00buy
Kestra Advisory Services, LLC10,06010,647+5870.000.00+0.00buy
MEEDER ASSET MANAGEMENT INC8501,424+5740.000.00+0.00buy
Point72 Europe (London) LLP0567+5670.000.00+0.00buy
Cornerstone Planning Group LLC219629+4100.000.00+0.00buy
Tidal Investments LLC14,19314,564+3710.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC55405+3500.000.00+0.00buy
GAMMA Investing LLC86414+3280.000.00+0.00buy
Colonial Trust Advisors7001,000+3000.000.00+0.00buy
Larson Financial Group LLC0290+2900.000.00+0.00buy
True Wealth Design, LLC9101,197+2870.000.00+0.00buy
Arizona State Retirement System19,76120,036+2750.000.00-0.00buy
Vermillion & White Wealth Management Group, LLC0250+2500.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC5,0435,259+2160.000.00-0.00buy
Parkside Financial Bank & Trust080+800.000.00+0.00buy
Page 1 of 3