Stock Transactions — COMPASS DIVERSIFIED

Total Bought
2,013,051
104 transactions
Total Sold
1,118,554
69 transactions
Net
+894,497
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Verition Fund Management LLC0197,100+197,1000.000.02+0.02buy
Pacer Advisors, Inc.0166,000+166,0000.000.00+0.00buy
BANK OF AMERICA CORP /DE/1,047,5321,203,606+156,0740.000.00+0.00buy
JPMORGAN CHASE & CO92,517204,628+112,1110.000.00+0.00buy
CITADEL ADVISORS LLC78,593175,418+96,8250.000.00+0.00buy
Allspring Global Investments Holdings, LLC4,257,7594,338,161+80,4020.150.16+0.01buy
SMH CAPITAL ADVISORS INC078,970+78,9700.004.40+4.40buy
SEI INVESTMENTS CO732,020804,160+72,1400.020.02+0.00buy
Swedbank AB149,375218,900+69,5250.000.01+0.00buy
FMR LLC283,777345,588+61,8110.000.00+0.00buy
Aptus Capital Advisors, LLC269,304329,462+60,1580.090.09-0.00buy
GOLDMAN SACHS GROUP INC211,194267,722+56,5280.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC28,38782,381+53,9940.000.00+0.00buy
NORTHERN TRUST CORP458,257507,660+49,4030.000.00-0.00buy
D. E. Shaw & Co., Inc.049,379+49,3790.000.00+0.00buy
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC1,820,8081,866,533+45,7250.100.11+0.01buy
SCHRODER INVESTMENT MANAGEMENT GROUP1,068,6491,103,849+35,2000.020.02+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP033,494+33,4940.000.00+0.00buy
STATE STREET CORP1,220,9201,250,127+29,2070.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC118,955144,452+25,4970.000.00+0.00buy
Cubist Systematic Strategies, LLC025,237+25,2370.000.01+0.01buy
BARCLAYS PLC105,774130,871+25,0970.000.00+0.00buy
MACKENZIE FINANCIAL CORP021,915+21,9150.000.00+0.00buy
MACKENZIE FINANCIAL CORP021,915+21,9150.000.00+0.00buy
HRT FINANCIAL LP019,519+19,5190.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE1,085,1951,103,405+18,2100.020.02+0.00buy
FRANKLIN RESOURCES INC017,985+17,9850.000.00+0.00buy
WEDBUSH SECURITIES INC39,75957,444+17,6850.030.05+0.01buy
D.A. DAVIDSON & CO.78,29695,749+17,4530.010.02+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC016,714+16,7140.000.00+0.00buy
CreativeOne Wealth, LLC016,340+16,3400.000.01+0.01buy
CWM, LLC1,02717,007+15,9800.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC9,89625,710+15,8140.000.01+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP014,146+14,1460.000.00+0.00buy
Apollon Wealth Management, LLC33,66447,449+13,7850.020.03+0.00buy
Clearstead Advisors, LLC3,14615,327+12,1810.000.01+0.00buy
WELLS FARGO & COMPANY/MN161,130173,267+12,1370.000.00+0.00buy
Prosperity Consulting Group, LLC011,905+11,9050.000.02+0.02buy
Handelsbanken Fonder AB011,600+11,6000.000.00+0.00buy
Cerity Partners LLC011,309+11,3090.000.00+0.00buy
UBS Group AG608,511619,496+10,9850.000.00-0.00buy
Catalyst Capital Advisors LLC35,29245,292+10,0000.020.02+0.00buy
Frank, Rimerman Advisors LLC010,000+10,0000.000.02+0.02buy
Kestra Advisory Services, LLC09,871+9,8710.000.00+0.00buy
Bard Financial Services, Inc.08,925+8,9250.000.02+0.02buy
ProShare Advisors LLC23,00331,574+8,5710.000.00+0.00buy
Dynamic Technology Lab Private Ltd13,97022,214+8,2440.030.08+0.05buy
Janney Montgomery Scott LLC219,229227,384+8,1550.010.01+0.00buy
Aster Capital Management (DIFC) Ltd07,590+7,5900.000.07+0.07buy
Invesco Ltd.235,605242,812+7,2070.000.00+0.00buy
CITIGROUP INC52,18559,230+7,0450.000.00+0.00buy
Atria Investments, Inc67,37273,380+6,0080.020.02+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/21,81326,445+4,6320.000.00+0.00buy
Arete Wealth Advisors, LLC9,11612,651+3,5350.020.02+0.00buy
Essex Financial Services, Inc.1,302,1741,305,545+3,3711.972.13+0.16buy
Quantbot Technologies LP7,82710,978+3,1510.010.01+0.00buy
SG Americas Securities, LLC15,89718,932+3,0350.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD1,3124,194+2,8820.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)11,48714,244+2,7570.000.00+0.00buy
MetLife Investment Management, LLC38,75741,023+2,2660.000.01+0.00buy
Sterling Capital Management LLC2302,133+1,9030.000.00+0.00buy
VAN ECK ASSOCIATES CORP9,31910,947+1,6280.000.00+0.00buy
Swiss National Bank132,500133,900+1,4000.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.36,59737,907+1,3100.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC10,50611,729+1,2230.000.00+0.00buy
Federation des caisses Desjardins du Quebec1,3002,450+1,1500.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.20,43521,442+1,0070.000.00+0.00buy
Tower Research Capital LLC (TRC)2,0793,055+9760.000.00+0.00buy
Steward Partners Investment Advisory, LLC21,85722,767+9100.000.00+0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2,4653,194+7290.020.01-0.00buy
Cetera Investment Advisers30,38231,104+7220.000.00+0.00buy
Principle Wealth Partners LLC9,86510,510+6450.020.02+0.00buy
SPC Financial, Inc.17,10017,600+5000.030.04+0.00buy
JONES FINANCIAL COMPANIES LLLP0500+5000.000.00+0.00buy
Mariner, LLC12,00912,459+4500.000.00+0.00buy
Smartleaf Asset Management LLC185630+4450.000.00+0.00buy
PEAK FINANCIAL ADVISORS LLC24,88325,291+4080.280.30+0.02buy
North Star Investment Management Corp.354,432354,809+3770.540.57+0.03buy
1620 INVESTMENT ADVISORS, INC.14,14014,375+2350.230.25+0.03buy
Arizona State Retirement System19,53619,761+2250.000.00+0.00buy
Larson Financial Group LLC0163+1630.000.00+0.00buy
GAMCO INVESTORS, INC. ET AL26,09226,251+1590.010.01+0.00buy
GAMMA Investing LLC108262+1540.000.00+0.00buy
Rehmann Capital Advisory Group10,90511,035+1300.020.02+0.00buy
ENVESTNET ASSET MANAGEMENT INC65,39065,511+1210.000.00+0.00buy
Verdence Capital Advisors LLC15,83015,941+1110.030.03+0.00buy
Evergreen Wealth Solutions, LLC10,90411,014+1100.160.18+0.01buy
Brooklyn Investment Group0105+1050.000.00+0.00buy
ASSETMARK, INC810910+1000.000.00+0.00buy
Moisand Fitzgerald Tamayo, LLC065+650.000.00+0.00buy
Cornerstone Advisory, LLC12,54212,607+650.040.03-0.01buy
Point72 (DIFC) Ltd055+550.000.00+0.00buy
HBK Sorce Advisory LLC13,75213,805+530.010.01+0.00buy
Creative Planning20,60520,658+530.000.00+0.00buy
Insight Advisors, LLC/ PA14,57614,627+510.060.06+0.00buy
ACADIAN ASSET MANAGEMENT LLC451482+310.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC5070+200.000.00+0.00buy
Sequoia Financial Advisors, LLC11,00111,020+190.000.00-0.00buy
EverSource Wealth Advisors, LLC019+190.000.00+0.00buy
IFP Advisors, Inc367374+70.000.00-0.00buy
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