Stock Transactions — COMPASS DIVERSIFIED

Total Bought
10,958,083
68 transactions
Total Sold
7,853,033
135 transactions
Net
+3,105,050
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SG Capital Management LLC01,588,657+1,588,6570.000.83+0.83buy
CenterBook Partners LP01,374,382+1,374,3820.000.32+0.32buy
MORGAN STANLEY1,055,6702,305,229+1,249,5590.000.00+0.00buy
Western Standard LLC01,165,000+1,165,0000.002.58+2.58buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND0854,000+854,0000.000.01+0.01buy
JACOBS LEVY EQUITY MANAGEMENT, INC1,122,4431,966,408+843,9650.030.04+0.01buy
MARSHALL WACE, LLP36,419780,482+744,0630.000.00+0.00buy
JANE STREET GROUP, LLC635,648995,068+359,4200.000.01+0.00buy
AMERICAN CENTURY COMPANIES INC4,957,6345,200,546+242,9120.020.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP315,863493,081+177,2180.000.00+0.00buy
Jump Financial, LLC2,800164,568+161,7680.000.01+0.01buy
J. Goldman & Co LP0144,919+144,9190.000.03+0.03buy
SOROS FUND MANAGEMENT LLC0124,827+124,8270.000.01+0.01buy
AMERIPRISE FINANCIAL INC196,345319,972+123,6270.000.00+0.00buy
CITIGROUP INC24,317147,736+123,4190.000.00+0.00buy
Invesco Ltd.185,781305,005+119,2240.000.00-0.00buy
NATIXIS187,400299,700+112,3000.010.01-0.00buy
Trexquant Investment LP43,604152,966+109,3620.000.01+0.00buy
Saba Capital Management, L.P.300,932409,259+108,3270.070.07+0.00buy
Atom Investors LP16,56099,978+83,4180.010.04+0.03buy
PEAK6 LLC082,425+82,4250.000.01+0.01buy
FRANKLIN RESOURCES INC121,212202,282+81,0700.000.00+0.00buy
Taconic Capital Advisors LP070,000+70,0000.000.12+0.12buy
Legal & General Group Plc532,991601,194+68,2030.000.00-0.00buy
BANK OF AMERICA CORP /DE/679,134736,524+57,3900.000.00-0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO77,665132,531+54,8660.000.00+0.00buy
WINTON GROUP Ltd054,200+54,2000.000.01+0.01buy
FIRST MANHATTAN CO. LLC.53,600107,000+53,4000.000.00+0.00buy
SEI INVESTMENTS CO115,570168,610+53,0400.000.00-0.00buy
Allspring Global Investments Holdings, LLC4,296,6834,346,106+49,4230.050.03-0.01buy
XTX Topco Ltd047,194+47,1940.000.01+0.01buy
NATIONAL BANK OF CANADA /FI/260,229306,875+46,6460.000.00-0.00buy
Alpine Global Management, LLC036,809+36,8090.000.04+0.04buy
Y-Intercept (Hong Kong) Ltd283,380319,494+36,1140.050.03-0.01buy
FMR LLC416,740449,815+33,0750.000.00-0.00buy
Inspire Investing, LLC69,15598,544+29,3890.040.04-0.00buy
SG Americas Securities, LLC028,977+28,9770.000.00+0.00buy
TradeLink Capital LLC028,167+28,1670.001.08+1.08buy
STATE STREET CORP1,211,0181,238,792+27,7740.000.00-0.00buy
Marex Group plc026,954+26,9540.000.00+0.00buy
US BANCORP \DE\19,13940,639+21,5000.000.00+0.00buy
Pekin Hardy Strauss, Inc.021,000+21,0000.000.01+0.01buy
ExodusPoint Capital Management, LP016,326+16,3260.000.00+0.00buy
Graham Capital Management, L.P.016,290+16,2900.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL442,358458,624+16,2660.020.01-0.01buy
Bank of New York Mellon Corp201,220217,274+16,0540.000.00-0.00buy
RPO LLC012,468+12,4680.000.07+0.07buy
Jain Global LLC33,35545,545+12,1900.000.00-0.00buy
Russell Investments Group, Ltd.142,603151,429+8,8260.000.00-0.00buy
Southeast Asset Advisors, LLC12,00020,000+8,0000.010.01+0.00buy
DEUTSCHE BANK AG\41,87248,526+6,6540.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/35,71540,453+4,7380.000.00-0.00buy
Swiss National Bank129,300133,600+4,3000.000.00-0.00buy
Nuveen, LLC208,882212,649+3,7670.000.00-0.00buy
Tower Research Capital LLC (TRC)2,7215,902+3,1810.000.00+0.00buy
Verition Fund Management LLC30,00031,700+1,7000.000.00-0.00buy
KLP KAPITALFORVALTNING AS13,10014,800+1,7000.000.00-0.00buy
EverSource Wealth Advisors, LLC1,6553,040+1,3850.000.00+0.00buy
Capital Analysts, LLC01,349+1,3490.000.00+0.00buy
NBC SECURITIES, INC.3,8564,931+1,0750.000.00-0.00buy
DIVERSIFY WEALTH MANAGEMENT, LLC11,76212,762+1,0000.000.00-0.00buy
BNP Paribas Asset Management Holding S.A.7931,430+6370.000.00-0.00buy
VAN ECK ASSOCIATES CORP18,19218,822+6300.000.00-0.00buy
GAMMA Investing LLC414960+5460.000.00+0.00buy
Camelot Portfolios, LLC0500+5000.000.00+0.00buy
Colonial Trust Advisors1,0001,400+4000.000.00-0.00buy
Optiver Holding B.V.620736+1160.000.00-0.00buy
Insight Advisors, LLC/ PA17,11417,116+20.020.01-0.00buy
VOYA INVESTMENT MANAGEMENT LLC12,94212,94200.000.00-0.00hold
JANUS HENDERSON GROUP PLC32,74432,74400.000.00-0.00hold
CANADA PENSION PLAN INVESTMENT BOARD321,100321,10000.000.00-0.00hold
Estabrook Capital Management2,0502,05000.000.00-0.00hold
BROWN ADVISORY INC80,73480,73400.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)14,24414,24400.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC1,2501,25000.000.00-0.00hold
MetLife Investment Management, LLC40,37240,37200.000.00-0.00hold
MANGROVE PARTNERS IM, LLC3,684,8003,684,80001.801.44-0.36hold
Oakworth Capital, Inc.48648600.000.00-0.00hold
Pacer Advisors, Inc.0000.000.00-0.00hold
Geneos Wealth Management Inc.9,8309,83000.000.00-0.00hold
SOA Wealth Advisors, LLC.58858800.000.00-0.00hold
Federation des caisses Desjardins du Quebec65065000.000.00-0.00hold
Safe Harbor Fiduciary, LLC10010000.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey17,32017,32000.000.00-0.00hold
BankPlus Trust Department1,1361,13600.000.00-0.00hold
Navigoe, LLC44044000.000.00-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH35,69935,69900.000.00-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO12,70712,70700.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND16,43316,43300.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP50050000.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,1441,14400.000.00-0.00hold
NAVELLIER & ASSOCIATES INC65,99565,99500.040.04-0.01hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM18,04018,04000.000.00-0.00hold
TORONTO DOMINION BANK20,00020,00000.000.00-0.00hold
ARS Investment Partners, LLC14,89414,892-20.010.00-0.00sell
Sunbelt Securities, Inc.80-80.000.00-0.00sell
IFP Advisors, Inc490481-90.000.00-0.00sell
Advisory Services Network, LLC100-100.000.00-0.00sell
Magnolia Private Wealth, LLC22,30822,298-100.110.07-0.03sell
ProShare Advisors LLC25,93225,919-130.000.00-0.00sell
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