| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 1,137,845 | 1,416,595 | +278,750 | 3.32 | 3.31 | -0.02 | buy |
| Matisse Capital | 261,012 | 410,542 | +149,530 | 1.11 | 1.30 | +0.20 | buy |
| VANGUARD GROUP INC | 3,273,881 | 3,419,983 | +146,102 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 811,769 | 877,718 | +65,949 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 304,310 | 347,434 | +43,124 | 0.01 | 0.01 | -0.00 | buy |
| NEXPOINT ASSET MANAGEMENT, L.P. | 2,924,946 | 2,958,097 | +33,151 | 3.53 | 3.00 | -0.53 | buy |
| STATE STREET CORP | 529,208 | 558,755 | +29,547 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 14,664 | 42,941 | +28,277 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 2,363,337 | 2,385,818 | +22,481 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 16,753 | 35,371 | +18,618 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 43,422 | 59,849 | +16,427 | 0.00 | 0.00 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 14,990 | +14,990 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 13,530 | +13,530 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 266,319 | 279,280 | +12,961 | 0.00 | 0.00 | -0.00 | buy |
| STONEHILL CAPITAL MANAGEMENT LLC | 409,835 | 422,602 | +12,767 | 6.40 | 6.26 | -0.14 | buy |
| LOOMIS SAYLES & CO L P | 345,362 | 356,121 | +10,759 | 0.00 | 0.00 | -0.00 | buy |
| Qube Research & Technologies Ltd | 9,705 | 20,168 | +10,463 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 12,438 | 22,766 | +10,328 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 4,369 | 14,430 | +10,061 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 251,985 | 260,630 | +8,645 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,275 | 20,786 | +7,511 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 20,370 | 27,624 | +7,254 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 43,262 | 50,377 | +7,115 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 8,966 | 16,067 | +7,101 | 0.00 | 0.00 | +0.00 | buy |
| Atlas Wealth LLC | 33,094 | 39,136 | +6,042 | 0.26 | 0.30 | +0.04 | buy |
| BOKF, NA | 352,586 | 357,325 | +4,739 | 0.05 | 0.04 | -0.01 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 312,734 | 317,032 | +4,298 | 0.23 | 0.18 | -0.05 | buy |
| TCW GROUP INC | 210,039 | 213,760 | +3,721 | 0.02 | 0.01 | -0.00 | buy |
| Bulldog Investors, LLP | 177,868 | 181,020 | +3,152 | 0.46 | 0.39 | -0.07 | buy |
| WELLS FARGO & COMPANY/MN | 17,903 | 20,983 | +3,080 | 0.00 | 0.00 | -0.00 | buy |
| SMH CAPITAL ADVISORS INC | 57,278 | 60,316 | +3,038 | 0.99 | 1.07 | +0.09 | buy |
| Visionary Wealth Advisors | 31,637 | 33,770 | +2,133 | 0.02 | 0.02 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 57,405 | 59,353 | +1,948 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 43,918 | 45,784 | +1,866 | 0.00 | 0.00 | -0.00 | buy |
| Asset Management One Co., Ltd. | 55,239 | 56,827 | +1,588 | 0.00 | 0.00 | -0.00 | buy |
| Burford Brothers, Inc. | 74,238 | 75,665 | +1,427 | 0.42 | 0.33 | -0.09 | buy |
| CSS LLC/IL | 100,952 | 102,324 | +1,372 | 0.06 | 0.05 | -0.01 | buy |
| CIBC Private Wealth Group LLC | 0 | 1,061 | +1,061 | 0.00 | 0.00 | +0.00 | buy |
| NWF Advisory Services Inc. | 22,243 | 23,269 | +1,026 | 0.04 | 0.03 | -0.01 | buy |
| EverSource Wealth Advisors, LLC | 1 | 860 | +859 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 172 | 944 | +772 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 40,996 | 41,722 | +726 | 0.01 | 0.01 | -0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 12,844 | 13,475 | +631 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 34,695 | 35,152 | +457 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 397 | +397 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 12,443 | 12,829 | +386 | 0.00 | 0.00 | -0.00 | buy |
| Catalyst Capital Advisors LLC | 28,543 | 28,919 | +376 | 0.01 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 17,036 | 17,392 | +356 | 0.00 | 0.00 | -0.00 | buy |
| State of Alaska, Department of Revenue | 14,561 | 14,840 | +279 | 0.00 | 0.00 | -0.00 | buy |
| EntryPoint Capital, LLC | 3,613 | 3,865 | +252 | 0.03 | 0.02 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 13,771 | 14,015 | +244 | 0.00 | 0.00 | -0.00 | buy |
| Mitsubishi UFJ Asset Management Co., Ltd. | 16,892 | 17,114 | +222 | 0.00 | 0.00 | -0.00 | buy |
| HUNTINGTON NATIONAL BANK | 0 | 204 | +204 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 10,206 | 10,383 | +177 | 0.00 | 0.00 | -0.00 | buy |
| Covestor Ltd | 6,616 | 6,753 | +137 | 0.04 | 0.03 | -0.01 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 15,256 | 15,388 | +132 | 0.00 | 0.00 | -0.00 | buy |
| Cornerstone Planning Group LLC | 0 | 93 | +93 | 0.00 | 0.00 | +0.00 | buy |
| METROPOLITAN LIFE INSURANCE CO/NY | 2,795 | 2,884 | +89 | 0.00 | 0.00 | -0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 0 | 66 | +66 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 4,588 | 4,638 | +50 | 0.00 | 0.00 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 2,542 | 2,585 | +43 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 2,642 | 2,676 | +34 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Investment Partners, Inc. | 2,564 | 2,597 | +33 | 0.00 | 0.00 | -0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 32 | +32 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 947 | 963 | +16 | 0.00 | 0.00 | -0.00 | buy |
| Sound Income Strategies, LLC | 255 | 259 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 195 | 198 | +3 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 121 | 123 | +2 | 0.00 | 0.00 | -0.00 | buy |
| DELTA ASSET MANAGEMENT LLC/TN | 102 | 103 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Adams Asset Advisors, LLC | 111,300 | 111,300 | 0 | 0.12 | 0.10 | -0.02 | hold |
| MidWestOne Financial Group, Inc. | 85,000 | 85,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| GAMMA Investing LLC | 42 | 0 | -42 | 0.00 | 0.00 | -0.00 | sell |
| SOA Wealth Advisors, LLC. | 43 | 0 | -43 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 34,733 | 34,688 | -45 | 0.01 | 0.01 | -0.00 | sell |
| COMERICA BANK | 2,777 | 2,711 | -66 | 0.00 | 0.00 | -0.00 | sell |
| STRS OHIO | 6,591 | 6,300 | -291 | 0.00 | 0.00 | -0.00 | sell |
| Truvestments Capital LLC | 422 | 0 | -422 | 0.00 | 0.00 | -0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 31,925 | 31,421 | -504 | 0.13 | 0.10 | -0.03 | sell |
| Advisory Services Network, LLC | 644 | 0 | -644 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 683 | 0 | -683 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 3,445 | 2,502 | -943 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 2,773 | 1,090 | -1,683 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 13,684 | 11,991 | -1,693 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 210,163 | 208,454 | -1,709 | 0.03 | 0.02 | -0.01 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 5,059 | 3,143 | -1,916 | 0.00 | 0.00 | -0.00 | sell |
| Sumitomo Mitsui Trust Group, Inc. | 35,206 | 33,256 | -1,950 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 83,579 | 80,782 | -2,797 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 17,402 | 10,786 | -6,616 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Middle East FZE | 7,210 | 0 | -7,210 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 9,403 | 1,241 | -8,162 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 10,574 | 0 | -10,574 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 11,771 | 0 | -11,771 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 102,141 | 89,540 | -12,601 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 12,628 | 0 | -12,628 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 15,715 | 0 | -15,715 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 44,642 | 24,924 | -19,718 | 0.00 | 0.00 | -0.00 | sell |
| Jump Financial, LLC | 21,901 | 0 | -21,901 | 0.01 | 0.00 | -0.01 | sell |
| Quadrature Capital Ltd | 25,208 | 0 | -25,208 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26,536 | 0 | -26,536 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 27,301 | 0 | -27,301 | 0.00 | 0.00 | -0.00 | sell |