Stock Transactions

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
NEXPOINT ASSET MANAGEMENT, L.P.5,028,9355,365,110+336,1751.341.75+0.41buy
Matisse Capital861,609903,840+42,2311.471.81+0.33buy
Sovereign Financial Group, Inc.23,44930,465+7,0160.020.02+0.01buy
MADDEN SECURITIES Corp221,569226,781+5,2120.260.32+0.06buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV165,425168,246+2,8210.030.04+0.01buy
BTG Pactual Asset Management US LLC66,11168,123+2,0120.030.03+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.89,91091,171+1,2610.000.00+0.00buy
Catalyst Capital Advisors LLC33,63034,477+8470.000.00+0.00buy
Anfield Capital Management, LLC622636+140.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.276285+90.000.00+0.00buy
Bulldog Investors, LLP293,119293,117-20.250.31+0.06sell
Capital Investment Advisors, LLC15,51113,223-2,2880.000.00-0.00sell
Asset Management One Co., Ltd.65,18056,921-8,2590.000.00+0.00sell
Camelot Portfolios, LLC306,509258,863-47,6460.730.91+0.18sell
SMH CAPITAL ADVISORS INC58,419273-58,1460.460.83+0.37sell
Page 1 of 1