NEXPOINT DIVERSIFIED REL ET
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | 5,028,935 | 5,365,110 | +336,175 | 1.34 | 1.75 | +0.41 | buy |
| TCW GROUP INC | 734,487 | 867,521 | +133,034 | 0.02 | 0.03 | +0.01 | buy |
| Matisse Capital | 861,609 | 903,840 | +42,231 | 1.47 | 1.81 | +0.33 | buy |
| Sovereign Financial Group, Inc. | 23,449 | 30,465 | +7,016 | 0.02 | 0.02 | +0.01 | buy |
| MADDEN SECURITIES Corp | 221,569 | 226,781 | +5,212 | 0.26 | 0.32 | +0.06 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 165,425 | 168,246 | +2,821 | 0.03 | 0.04 | +0.01 | buy |
| BTG Pactual Asset Management US LLC | 66,111 | 68,123 | +2,012 | 0.03 | 0.03 | +0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 19,416 | 20,703 | +1,287 | 0.03 | 0.04 | +0.01 | buy |
| FULLER & THALER ASSET MANAGEMENT, INC. | 89,910 | 91,171 | +1,261 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Capital Advisors LLC | 33,630 | 34,477 | +847 | 0.00 | 0.00 | +0.00 | buy |
| Resona Asset Management Co.,Ltd. | 15,570 | 15,961 | +391 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 622 | 636 | +14 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 276 | 285 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Mountain Hill Investment Partners Corp. | 251 | 260 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 293,119 | 293,117 | -2 | 0.25 | 0.31 | +0.06 | sell |
| Atlas Wealth LLC | 76,961 | 76,796 | -165 | 0.33 | 0.31 | -0.02 | sell |
| Capital Investment Advisors, LLC | 15,511 | 13,223 | -2,288 | 0.00 | 0.00 | -0.00 | sell |
| Burford Brothers, Inc. | 22,286 | 19,557 | -2,729 | 0.04 | 0.04 | +0.00 | sell |
| Asset Management One Co., Ltd. | 65,180 | 56,921 | -8,259 | 0.00 | 0.00 | +0.00 | sell |
| Camelot Portfolios, LLC | 306,509 | 258,863 | -47,646 | 0.73 | 0.91 | +0.18 | sell |
| SMH CAPITAL ADVISORS INC | 58,419 | 273 | -58,146 | 0.46 | 0.83 | +0.37 | sell |
| GatePass Capital, LLC | 362,043 | 141,249 | -220,794 | 0.72 | 0.32 | -0.39 | sell |