Stock Transactions — NEXPOINT DIVERSIFIED REL ET

Total Bought
3,797,722
80 transactions
Total Sold
2,707,768
36 transactions
Net
+1,089,954
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
RAYMOND JAMES FINANCIAL INC993,7453,155,342+2,161,5970.000.00+0.00buy
NEXPOINT ASSET MANAGEMENT, L.P.5,028,9355,365,110+336,1751.341.75+0.41buy
TCW GROUP INC734,487867,521+133,0340.020.03+0.01buy
Nuveen, LLC162,274272,990+110,7160.000.00+0.00buy
UBS Group AG118,047219,584+101,5370.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC901,019999,712+98,6930.000.00+0.00buy
BlackRock, Inc.3,030,2153,126,249+96,0340.000.00+0.00buy
JANE STREET GROUP, LLC109,289196,886+87,5970.000.00+0.00buy
STATE STREET CORP827,560903,129+75,5690.000.00+0.00buy
CITADEL ADVISORS LLC073,365+73,3650.000.00+0.00buy
XTX Topco Ltd071,261+71,2610.000.01+0.01buy
GOLDMAN SACHS GROUP INC102,686167,878+65,1920.000.00+0.00buy
Quantinno Capital Management LP13,44370,204+56,7610.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC40,56496,448+55,8840.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC045,986+45,9860.000.00+0.00buy
Matisse Capital861,609903,840+42,2311.471.81+0.33buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO12,31341,789+29,4760.000.00+0.00buy
NORTHERN TRUST CORP270,491296,152+25,6610.000.00+0.00buy
MetLife Investment Management, LLC1,17623,178+22,0020.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/19,15530,864+11,7090.000.00+0.00buy
OPPENHEIMER & CO INC350,777361,262+10,4850.020.02+0.00buy
Copley Financial Group, Inc.010,430+10,4300.000.03+0.03buy
NOMURA ASSET MANAGEMENT CO LTD53,26461,946+8,6820.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1107,648+7,5380.000.00+0.00buy
Sovereign Financial Group, Inc.23,44930,465+7,0160.020.02+0.01buy
ALLIANCEBERNSTEIN L.P.41,55348,398+6,8450.000.00+0.00buy
Russell Investments Group, Ltd.12,90419,303+6,3990.000.00+0.00buy
MADDEN SECURITIES Corp221,569226,781+5,2120.260.32+0.06buy
CWM, LLC2,1236,469+4,3460.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.03,884+3,8840.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV165,425168,246+2,8210.030.04+0.01buy
Rockefeller Capital Management L.P.9533,533+2,5800.000.00+0.00buy
FMR LLC9,56311,964+2,4010.000.00+0.00buy
BTG Pactual Asset Management US LLC66,11168,123+2,0120.030.03+0.00buy
IHT Wealth Management, LLC11,49312,848+1,3550.000.00+0.00buy
CALDWELL SUTTER CAPITAL, INC.19,41620,703+1,2870.030.04+0.01buy
FULLER & THALER ASSET MANAGEMENT, INC.89,91091,171+1,2610.000.00+0.00buy
Neuberger Berman Group LLC13,26514,439+1,1740.000.00+0.00buy
Versant Capital Management, Inc01,134+1,1340.000.00+0.00buy
State of Alaska, Department of Revenue17,34218,380+1,0380.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC23,37224,241+8690.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.34,39535,260+8650.000.00+0.00buy
Catalyst Capital Advisors LLC33,63034,477+8470.000.00+0.00buy
CITIGROUP INC8761,721+8450.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.16,17916,984+8050.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey12,50313,119+6160.000.00+0.00buy
Tower Research Capital LLC (TRC)2,9963,570+5740.000.00+0.00buy
GAMMA Investing LLC183718+5350.000.00+0.00buy
SEI INVESTMENTS CO19,67820,173+4950.000.00+0.00buy
Resona Asset Management Co.,Ltd.15,57015,961+3910.000.00+0.00buy
Arax Advisory Partners140527+3870.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC13,35913,704+3450.000.00+0.00buy
Invesco Ltd.36,95837,292+3340.000.00+0.00buy
IFP Advisors, Inc4,4864,807+3210.000.00+0.00buy
Daiwa Securities Group Inc.15,38515,584+1990.000.00+0.00buy
STRS OHIO7,4697,645+1760.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,4315,557+1260.000.00+0.00buy
Legal & General Group Plc3,1083,186+780.000.00+0.00buy
Ameritas Investment Partners, Inc.3,0143,089+750.000.00+0.00buy
EverSource Wealth Advisors, LLC89154+650.000.00+0.00buy
Allworth Financial LP4098+580.000.00+0.00buy
MAI Capital Management154+530.000.00+0.00buy
Avion Wealth1,5371,573+360.000.00+0.00buy
DHJJ Financial Advisors, Ltd.035+350.000.00+0.00buy
SMH CAPITAL ADVISORS INC58,41958,453+340.460.77+0.32buy
AdvisorNet Financial, Inc031+310.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.1,2581,287+290.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC1342+290.000.00+0.00buy
Asset Dedication, LLC022+220.000.00+0.00buy
Anfield Capital Management, LLC622636+140.000.00+0.00buy
NewEdge Advisors, LLC594607+130.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.276285+90.000.00+0.00buy
Mountain Hill Investment Partners Corp.251260+90.000.00+0.00buy
Covestor Ltd188195+70.000.00+0.00buy
Western Wealth Management, LLC06+60.000.00+0.00buy
True Wealth Design, LLC48+40.000.00+0.00buy
Caitong International Asset Management Co., Ltd02+20.000.00+0.00buy
Sunbelt Securities, Inc.01+10.000.00+0.00buy
SJS Investment Consulting Inc.01+10.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/6162+10.000.00+0.00buy
Transamerica Financial Advisors, LLC262600.000.00+0.00hold
Colonial Trust Advisors313100.000.00+0.00hold
Cornerstone Planning Group LLC2200.000.00+0.00hold
Dunhill Financial, LLC1100.000.00-0.00hold
Annis Gardner Whiting Capital Advisors, LLC1100.000.00+0.00hold
Bulldog Investors, LLP293,119293,117-20.250.31+0.06sell
BNP PARIBAS FINANCIAL MARKETS8,7548,744-100.000.00+0.00sell
Smartleaf Asset Management LLC183-150.000.00-0.00sell
FIRST UNITED BANK & TRUST230-230.000.00-0.00sell
Optiver Holding B.V.482378-1040.000.00+0.00sell
Atlas Wealth LLC76,96176,796-1650.330.22-0.10sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,1772,005-1720.000.00+0.00sell
Sound Income Strategies, LLC3010-3010.000.00-0.00sell
RHUMBLINE ADVISERS34,94334,483-4600.000.00+0.00sell
Sterling Capital Management LLC2,0401,290-7500.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE11,33210,195-1,1370.000.00+0.00sell
AMALGAMATED BANK1,1430-1,1430.000.00-0.00sell
Garner Asset Management Corp1,1510-1,1510.000.00-0.00sell
Sumitomo Mitsui Trust Group, Inc.37,64236,207-1,4350.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC6,4364,301-2,1350.000.00-0.00sell
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