Stock Transactions — NEXPOINT DIVERSIFIED REL ET

Total Bought
2,479,418
79 transactions
Total Sold
2,442,235
34 transactions
Net
+37,183
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC35,371488,042+452,6710.000.00+0.00buy
NEXPOINT ASSET MANAGEMENT, L.P.2,958,0973,359,708+401,6113.002.46-0.54buy
MORGAN STANLEY2,385,8182,666,974+281,1560.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.347,434559,614+212,1800.010.01+0.00buy
Acuitas Investments, LLC0156,491+156,4910.000.46+0.46buy
RENAISSANCE TECHNOLOGIES LLC0132,063+132,0630.000.00+0.00buy
Camelot Portfolios, LLC259,665382,777+123,1121.681.20-0.48buy
Matisse Capital410,542504,948+94,4061.301.38+0.08buy
Bank of New York Mellon Corp89,540159,336+69,7960.000.00+0.00buy
VANGUARD GROUP INC3,419,9833,485,965+65,9820.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC053,793+53,7930.000.00+0.00buy
STATE STREET CORP558,755609,110+50,3550.000.00-0.00buy
CITADEL ADVISORS LLC045,747+45,7470.000.00+0.00buy
Marquette Asset Management, LLC028,247+28,2470.000.03+0.03buy
Pinnacle Wealth Planning Services, Inc.026,182+26,1820.000.02+0.02buy
Burford Brothers, Inc.75,665100,011+24,3460.330.32-0.01buy
AQR CAPITAL MANAGEMENT LLC023,294+23,2940.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.020,805+20,8050.000.00+0.00buy
Leonard Rickey Investment Advisors P.L.L.C.018,955+18,9550.000.03+0.03buy
Quantinno Capital Management LP015,770+15,7700.000.00+0.00buy
Qube Research & Technologies Ltd20,16834,548+14,3800.000.00+0.00buy
BOKF, NA357,325371,688+14,3630.040.04-0.00buy
OPPENHEIMER & CO INC208,454222,332+13,8780.020.02-0.00buy
NISA INVESTMENT ADVISORS, LLC14,01527,243+13,2280.000.00+0.00buy
FMR LLC2,50214,377+11,8750.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC260,630272,164+11,5340.000.00-0.00buy
Atlas Wealth LLC011,205+11,2050.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP010,551+10,5510.000.00+0.00buy
HF Advisory Group, LLC010,083+10,0830.000.03+0.03buy
STONEHILL CAPITAL MANAGEMENT LLC422,602432,500+9,8986.261.79-4.47buy
Farther Finance Advisors, LLC08,738+8,7380.000.00+0.00buy
FIRST FOUNDATION ADVISORS41,72250,336+8,6140.010.01-0.00buy
NORTHERN TRUST CORP279,280285,735+6,4550.000.00-0.00buy
MetLife Investment Management, LLC17,39220,830+3,4380.000.00-0.00buy
WELLS FARGO & COMPANY/MN20,98324,318+3,3350.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,47516,733+3,2580.000.00+0.00buy
Tower Research Capital LLC (TRC)1,2414,336+3,0950.000.00+0.00buy
Asset Dedication, LLC02,555+2,5550.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,365+2,3650.000.00+0.00buy
Quarry LP02,303+2,3030.000.01+0.01buy
SIMPLEX TRADING, LLC02,147+2,1470.000.00+0.00buy
CALDWELL SUTTER CAPITAL, INC.31,42133,477+2,0560.100.09-0.01buy
Sumitomo Mitsui Trust Group, Inc.33,25635,238+1,9820.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC27,62429,502+1,8780.000.00-0.00buy
Asset Management One Co., Ltd.56,82758,154+1,3270.000.00-0.00buy
Russell Investments Group, Ltd.3971,487+1,0900.000.00+0.00buy
BARROW HANLEY MEWHINNEY & STRAUSS LLC01,044+1,0440.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD35,15235,773+6210.000.00-0.00buy
RHUMBLINE ADVISERS45,78446,310+5260.000.00-0.00buy
Arax Advisory Partners123648+5250.000.00+0.00buy
Catalyst Capital Advisors LLC28,91929,431+5120.000.00-0.00buy
LPL Financial LLC13,53013,947+4170.000.00-0.00buy
DEUTSCHE BANK AG\12,82913,233+4040.000.00-0.00buy
Private Wealth Management Group, LLC0401+4010.000.00+0.00buy
WETZEL INVESTMENT ADVISORS, INC.0337+3370.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.17,11417,416+3020.000.00-0.00buy
Daiwa Securities Group Inc.10,38310,623+2400.000.00-0.00buy
Resona Asset Management Co.,Ltd.13,74513,960+2150.000.00-0.00buy
Covestor Ltd6,7536,956+2030.030.02-0.00buy
STRS OHIO6,3006,448+1480.000.00-0.00buy
State of Alaska, Department of Revenue14,84014,982+1420.000.00-0.00buy
CWM, LLC9441,070+1260.000.00-0.00buy
Visionary Wealth Advisors33,77033,895+1250.020.01-0.00buy
TruNorth Capital Management, LLC0107+1070.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND4,6384,742+1040.000.00-0.00buy
HARBOUR INVESTMENTS, INC.2,5852,643+580.000.00-0.00buy
Legal & General Group Plc2,6762,723+470.000.00-0.00buy
Ameritas Investment Partners, Inc.2,5972,642+450.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC040+400.000.00+0.00buy
CIBC Private Wealth Group LLC1,0611,095+340.000.00-0.00buy
GAMMA Investing LLC025+250.000.00+0.00buy
AMALGAMATED BANK1,0901,115+250.000.00-0.00buy
Cetera Investment Advisers22,76622,787+210.000.00-0.00buy
MassMutual Private Wealth & Trust, FSB3240+80.000.00+0.00buy
SMH CAPITAL ADVISORS INC60,31660,323+71.071.02-0.05buy
Sound Income Strategies, LLC259265+60.000.00-0.00buy
Larson Financial Group LLC05+50.000.00+0.00buy
Avior Wealth Management, LLC198201+30.000.00-0.00buy
DELTA ASSET MANAGEMENT LLC/TN103105+20.000.00-0.00buy
Adams Asset Advisors, LLC111,300111,30000.100.08-0.01hold
Bulldog Investors, LLP181,020181,02000.390.37-0.02hold
Atlas Wealth LLC39,13639,13600.300.09-0.21hold
MidWestOne Financial Group, Inc.85,00084,999-10.100.08-0.02sell
PRINCIPAL SECURITIES, INC.660-660.000.00-0.00sell
Cornerstone Planning Group LLC932-910.000.00-0.00sell
COMERICA BANK2,7112,615-960.000.00-0.00sell
EverSource Wealth Advisors, LLC860675-1850.000.00-0.00sell
HUNTINGTON NATIONAL BANK2040-2040.000.00-0.00sell
NewEdge Advisors, LLC963545-4180.000.00-0.00sell
ROYAL BANK OF CANADA80,78279,946-8360.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,1432,274-8690.000.00-0.00sell
Capital Investment Advisors, LLC34,68833,069-1,6190.010.00-0.00sell
CITIGROUP INC14,43011,570-2,8600.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY2,8840-2,8840.000.00-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV317,032313,627-3,4050.180.14-0.03sell
COMMONWEALTH EQUITY SERVICES, LLC20,78617,273-3,5130.000.00-0.00sell
EntryPoint Capital, LLC3,8650-3,8650.020.00-0.02sell
NWF Advisory Services Inc.23,26918,670-4,5990.030.02-0.01sell
BNP PARIBAS FINANCIAL MARKETS16,0675,787-10,2800.000.00-0.00sell
SG Americas Securities, LLC10,7860-10,7860.000.00-0.00sell
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