| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | 3,984,712 | 4,412,120 | +427,408 | 1.34 | 1.69 | +0.35 | buy |
| Matisse Capital | 665,917 | 819,900 | +153,983 | 1.35 | 1.62 | +0.28 | buy |
| TCW GROUP INC | 500,000 | 577,190 | +77,190 | 0.02 | 0.02 | +0.00 | buy |
| GatePass Capital, LLC | 355,009 | 401,800 | +46,791 | 1.02 | 1.12 | +0.10 | buy |
| Bulldog Investors, LLP | 264,468 | 278,800 | +14,332 | 0.27 | 0.30 | +0.02 | buy |
| Atlas Wealth LLC | 65,132 | 74,265 | +9,133 | 0.39 | 0.37 | -0.02 | buy |
| BTG Pactual Asset Management US LLC | 80,997 | 83,814 | +2,817 | 0.03 | 0.04 | +0.01 | buy |
| SMH CAPITAL ADVISORS INC | 57,620 | 58,774 | +1,154 | 0.51 | 0.56 | +0.05 | buy |
| Catalyst Capital Advisors LLC | 31,109 | 31,939 | +830 | 0.00 | 0.00 | +0.00 | buy |
| Resona Asset Management Co.,Ltd. | 14,407 | 14,790 | +383 | 0.00 | 0.00 | -0.00 | buy |
| Asset Management One Co., Ltd. | 61,641 | 61,923 | +282 | 0.00 | 0.00 | -0.00 | buy |
| LOOMIS SAYLES & CO L P | 3,279 | 3,365 | +86 | 0.00 | 0.00 | -0.00 | buy |
| Anfield Capital Management, LLC | 578 | 593 | +15 | 0.00 | 0.00 | +0.00 | buy |
| Mountain Hill Investment Partners Corp. | 224 | 233 | +9 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 357 | 261 | -96 | 0.00 | 0.00 | -0.00 | sell |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | 22,852 | 22,513 | -339 | 0.04 | 0.04 | -0.00 | sell |
| Legacy Wealth Managment, LLC/ID | 82,717 | 82,004 | -713 | 0.23 | 0.18 | -0.05 | sell |
| Burford Brothers, Inc. | 41,137 | 39,876 | -1,261 | 0.08 | 0.08 | +0.00 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 25,784 | 23,473 | -2,311 | 0.05 | 0.05 | -0.00 | sell |
| Capital Investment Advisors, LLC | 23,311 | 18,584 | -4,727 | 0.00 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 372,845 | 367,739 | -5,106 | 0.88 | 0.92 | +0.04 | sell |
| Legacy Investment Solutions, LLC | 89,287 | 82,004 | -7,283 | 0.31 | 0.18 | -0.13 | sell |
| Sovereign Financial Group, Inc. | 32,195 | 22,912 | -9,283 | 0.03 | 0.02 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 236,994 | 127,709 | -109,285 | 0.07 | 0.04 | -0.03 | sell |