Stock TransactionsNEXPOINT DIVERSIFIED REL ET

Total Bought
2,177,671
69 transactions
Total Sold
876,860
39 transactions
Net
+1,300,811
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
RAYMOND JAMES FINANCIAL INC3,155,3424,166,954+1,011,6120.000.01+0.00buy
Sixth Street Partners Management Company, L.P.0380,625+380,6250.000.00+0.00buy
BlackRock, Inc.3,126,2493,327,599+201,3500.000.00+0.00buy
NEXPOINT ASSET MANAGEMENT, L.P.5,365,1105,481,827+116,7171.751.90+0.15buy
OPPENHEIMER & CO INC361,262427,148+65,8860.020.02+0.00buy
TCW GROUP INC867,521923,518+55,9970.030.03+0.00buy
Quantinno Capital Management LP70,204115,704+45,5000.000.00+0.00buy
Empowered Funds, LLC035,714+35,7140.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC999,7121,034,651+34,9390.000.00-0.00buy
Matisse Capital903,840923,630+19,7901.811.92+0.11buy
Cambridge Investment Research Advisors, Inc.459,137476,211+17,0740.010.01+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV168,246185,131+16,8850.040.05+0.01buy
HighTower Advisors, LLC015,907+15,9070.000.00+0.00buy
WELLS FARGO & COMPANY/MN17,55433,306+15,7520.000.00+0.00buy
CITIGROUP INC1,72116,988+15,2670.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC366,325380,625+14,3000.000.00+0.00buy
Russell Investments Group, Ltd.19,30330,593+11,2900.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC010,327+10,3270.000.00+0.00buy
Invesco Ltd.37,29246,856+9,5640.000.00-0.00buy
DEUTSCHE BANK AG\27,57136,514+8,9430.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV08,285+8,2850.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC96,448103,440+6,9920.000.00-0.00buy
Legacy Wealth Managment, LLC/ID57,44764,409+6,9620.130.14+0.00buy
Bulldog Investors, LLP293,117300,011+6,8940.310.34+0.03buy
NORTHERN TRUST CORP296,152302,818+6,6660.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.48,39853,835+5,4370.000.00+0.00buy
MADDEN SECURITIES Corp226,781231,714+4,9330.320.33+0.02buy
Sovereign Financial Group, Inc.30,46533,183+2,7180.020.03+0.00buy
Arax Advisory Partners5273,081+2,5540.000.00+0.00buy
Tower Research Capital LLC (TRC)3,5705,668+2,0980.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/30,86432,732+1,8680.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.91,17192,857+1,6860.000.00-0.00buy
RHUMBLINE ADVISERS34,48336,154+1,6710.000.00+0.00buy
Asset Management One Co., Ltd.56,92158,467+1,5460.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,441+1,4410.000.00+0.00buy
SMH CAPITAL ADVISORS INC58,45359,797+1,3440.771.22+0.44buy
BTG Pactual Asset Management US LLC68,12369,419+1,2960.030.03-0.00buy
NOMURA ASSET MANAGEMENT CO LTD61,94663,229+1,2830.000.00-0.00buy
MetLife Investment Management, LLC23,17824,250+1,0720.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC45,98646,986+1,0000.000.00+0.00buy
FMR LLC11,96412,886+9220.000.00-0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.35,26036,088+8280.000.00-0.00buy
Catalyst Capital Advisors LLC34,47735,288+8110.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO41,78942,548+7590.000.00+0.00buy
GAMMA Investing LLC7181,396+6780.000.00+0.00buy
SEI INVESTMENTS CO20,17320,647+4740.000.00+0.00buy
State of Alaska, Department of Revenue18,38018,803+4230.000.00+0.00buy
Resona Asset Management Co.,Ltd.15,96116,233+2720.000.00+0.00buy
STRS OHIO7,6457,897+2520.000.00+0.00buy
HARBOUR INVESTMENTS, INC.7,6487,892+2440.000.00+0.00buy
Copley Financial Group, Inc.10,43010,656+2260.030.03+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,5575,677+1200.000.00+0.00buy
Legal & General Group Plc3,1863,260+740.000.00+0.00buy
Ameritas Investment Partners, Inc.3,0893,160+710.000.00-0.00buy
Financial Gravity Companies, Inc.637698+610.000.00+0.00buy
NewEdge Advisors, LLC607663+560.000.00+0.00buy
Versant Capital Management, Inc1,1341,190+560.000.00+0.00buy
Allworth Financial LP98137+390.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.1,2871,314+270.000.00+0.00buy
Westside Investment Management, Inc.023+230.000.00+0.00buy
Ameritas Advisory Services, LLC013+130.000.00+0.00buy
Optiver Holding B.V.378390+120.000.00-0.00buy
Covestor Ltd195207+120.000.00-0.00buy
SJS Investment Consulting Inc.19+80.000.00+0.00buy
True Wealth Design, LLC816+80.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC4250+80.000.00-0.00buy
Fortitude Family Office, LLC05+50.000.00+0.00buy
Caitong International Asset Management Co., Ltd25+30.000.00+0.00buy
JPL Wealth Management, LLC01+10.000.00+0.00buy
AdvisorNet Financial, Inc313100.000.00-0.00hold
Asset Dedication, LLC222200.000.00-0.00hold
Transamerica Financial Advisors, LLC262600.000.00+0.00hold
Thomas J. Herzfeld Advisors, Inc.28528500.000.00+0.00hold
Colonial Trust Advisors313100.000.00-0.00hold
Cornerstone Planning Group LLC2200.000.00-0.00hold
DHJJ Financial Advisors, Ltd.353500.000.00-0.00hold
Dunhill Financial, LLC1100.000.00+0.00hold
Atlas Wealth LLC76,79676,79600.220.14-0.08hold
Smartleaf Asset Management LLC3300.000.00+0.00hold
Police & Firemen's Retirement System of New Jersey13,11913,11900.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/626200.000.00-0.00hold
Annis Gardner Whiting Capital Advisors, LLC10-10.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.20,70320,701-20.040.04+0.00sell
IFP Advisors, Inc4,8074,801-60.000.00-0.00sell
Western Wealth Management, LLC60-60.000.00-0.00sell
Russell Investments Group, Ltd.19,30319,290-130.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.16,98416,960-240.000.00-0.00sell
EverSource Wealth Advisors, LLC154129-250.000.00+0.00sell
MAI Capital Management540-540.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.3,8843,807-770.000.00-0.00sell
Daiwa Securities Group Inc.15,58415,460-1240.000.00-0.00sell
Mountain Hill Investment Partners Corp.2600-2600.000.00-0.00sell
Sterling Capital Management LLC1,290685-6050.000.00-0.00sell
Capital Investment Advisors, LLC13,22312,613-6100.000.00-0.00sell
Cetera Investment Advisers27,58926,941-6480.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,005507-1,4980.000.00-0.00sell
Avion Wealth1,5730-1,5730.000.00-0.00sell
BARCLAYS PLC7,3825,565-1,8170.000.00-0.00sell
Camelot Portfolios, LLC258,863257,035-1,8280.910.95+0.04sell
BNP PARIBAS FINANCIAL MARKETS8,7446,592-2,1520.000.00-0.00sell
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