Stock Transactions — NEXPOINT DIVERSIFIED REL ET

Total Bought
1,916,113
69 transactions
Total Sold
2,486,166
44 transactions
Net
-570,053
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
NEXPOINT ASSET MANAGEMENT, L.P.4,412,1204,905,301+493,1811.761.61-0.15buy
UBS Group AG0303,173+303,1730.000.00+0.00buy
MORGAN STANLEY2,827,5763,044,746+217,1700.000.00-0.00buy
CITADEL ADVISORS LLC64,017228,012+163,9950.000.00+0.00buy
TCW GROUP INC577,190707,576+130,3860.020.02+0.00buy
Matisse Capital819,900944,847+124,9471.621.57-0.05buy
STATE STREET CORP699,888787,928+88,0400.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC082,435+82,4350.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC958,4311,026,329+67,8980.000.00-0.00buy
BlackRock, Inc.2,869,6362,910,471+40,8350.000.00-0.00buy
GatePass Capital, LLC401,800433,362+31,5621.120.92-0.19buy
Quantinno Capital Management LP025,890+25,8900.000.00+0.00buy
Cubist Systematic Strategies, LLC28,05245,197+17,1450.000.00+0.00buy
FRANKLIN RESOURCES INC011,440+11,4400.000.00+0.00buy
Verition Fund Management LLC011,375+11,3750.000.00+0.00buy
Bank of New York Mellon Corp133,064143,653+10,5890.000.00-0.00buy
Quadrature Capital Ltd010,233+10,2330.000.00+0.00buy
HRT FINANCIAL LP010,100+10,1000.000.00+0.00buy
Invesco Ltd.28,66335,252+6,5890.000.00+0.00buy
JPMORGAN CHASE & CO45,88852,289+6,4010.000.00-0.00buy
Legacy Wealth Managment, LLC/ID82,00487,507+5,5030.180.15-0.04buy
MADDEN SECURITIES Corp210,745216,122+5,3770.300.24-0.05buy
Russell Investments Group, Ltd.2345,442+5,2080.000.00+0.00buy
Rockefeller Capital Management L.P.04,562+4,5620.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS3,5077,202+3,6950.000.00+0.00buy
Nuveen, LLC155,287158,240+2,9530.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.37,77940,520+2,7410.000.00-0.00buy
Atlas Wealth LLC74,26576,961+2,6960.370.35-0.02buy
INTECH INVESTMENT MANAGEMENT LLC15,80818,211+2,4030.000.00-0.00buy
Cetera Investment Advisers38,54340,878+2,3350.000.00-0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM662,133+2,0670.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1062,165+2,0590.000.00+0.00buy
Point72 (DIFC) Ltd01,662+1,6620.000.00+0.00buy
Asset Management One Co., Ltd.61,92363,565+1,6420.000.00-0.00buy
SMH CAPITAL ADVISORS INC58,77460,349+1,5750.560.39-0.17buy
Point72 Asia (Singapore) Pte. Ltd.491,514+1,4650.000.00+0.00buy
Sterling Capital Management LLC9122,352+1,4400.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.88,41689,809+1,3930.000.00-0.00buy
Tower Research Capital LLC (TRC)4,7706,130+1,3600.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD50,58651,940+1,3540.000.00-0.00buy
WELLS FARGO & COMPANY/MN38,83540,037+1,2020.000.00-0.00buy
FIRST UNITED BANK & TRUST0927+9270.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.32,66533,540+8750.000.00-0.00buy
Catalyst Capital Advisors LLC31,93932,794+8550.000.00-0.00buy
NORTHERN TRUST CORP283,439284,285+8460.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/17,80718,473+6660.000.00-0.00buy
Arax Advisory Partners134643+5090.000.00+0.00buy
SEI INVESTMENTS CO18,69019,189+4990.000.00-0.00buy
Optiver Holding B.V.0470+4700.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC15,95116,376+4250.000.00-0.00buy
Resona Asset Management Co.,Ltd.14,79015,184+3940.000.00-0.00buy
Daiwa Securities Group Inc.12,69913,028+3290.000.00-0.00buy
Cornerstone Planning Group LLC2306+3040.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey12,19312,459+2660.000.00-0.00buy
STRS OHIO7,0177,196+1790.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,1675,298+1310.000.00-0.00buy
Smartleaf Asset Management LLC3122+1190.000.00+0.00buy
Legal & General Group Plc2,9523,031+790.000.00-0.00buy
Newbridge Financial Services Group, Inc.1,7511,816+650.000.00-0.00buy
AMALGAMATED BANK1,2191,250+310.000.00-0.00buy
Anfield Capital Management, LLC593607+140.000.00-0.00buy
Covestor Ltd176188+120.000.00-0.00buy
LOOMIS SAYLES & CO L P3,3653,377+120.000.00-0.00buy
Mountain Hill Investment Partners Corp.233242+90.000.00-0.00buy
Sunbelt Securities, Inc.07+70.000.00+0.00buy
Sound Income Strategies, LLC287294+70.000.00-0.00buy
Farther Finance Advisors, LLC04+40.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/5860+20.000.00-0.00buy
Allworth Financial LP12+10.000.00+0.00buy
MAI Capital Management4400.000.00-0.00hold
Adams Asset Advisors, LLC56,30056,30000.030.03-0.01hold
MidWestOne Financial Group, Inc.84,99984,99900.050.04-0.01hold
Colonial Trust Advisors313100.000.00-0.00hold
IFP Advisors, Inc171700.000.00-0.00hold
Annis Gardner Whiting Capital Advisors, LLC1100.000.00-0.00hold
TD Waterhouse Canada Inc.15015000.000.00-0.00hold
DEUTSCHE BANK AG\37,39437,39400.000.00-0.00hold
Ameritas Investment Partners, Inc.2,9412,940-10.000.00-0.00sell
MassMutual Private Wealth & Trust, FSB21-10.000.00-0.00sell
Bulldog Investors, LLP278,800278,799-10.300.24-0.06sell
Steward Partners Investment Advisory, LLC40-40.000.00-0.00sell
Ameritas Advisory Services, LLC120-120.000.00-0.00sell
SJS Investment Consulting Inc.190-190.000.00-0.00sell
True Wealth Design, LLC12384-390.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.2610-2610.000.00-0.00sell
Sumitomo Mitsui Trust Group, Inc.37,03136,707-3240.000.00-0.00sell
NewEdge Advisors, LLC2,1571,678-4790.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.5,2094,647-5620.000.00-0.00sell
State of Alaska, Department of Revenue17,42716,624-8030.000.00-0.00sell
Asset Dedication, LLC1,742835-9070.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC77,91676,844-1,0720.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC47,00845,906-1,1020.000.00-0.00sell
CWM, LLC3,5022,373-1,1290.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.23,47322,299-1,1740.050.04-0.01sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE13,96112,644-1,3170.000.00-0.00sell
FMR LLC2,5761,087-1,4890.000.00-0.00sell
Capital Investment Advisors, LLC18,58416,693-1,8910.000.00-0.00sell
COMERICA BANK2,130113-2,0170.000.00-0.00sell
EverSource Wealth Advisors, LLC2,293169-2,1240.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.18,63316,404-2,2290.000.00-0.00sell
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