Stock Transactions — NEXPOINT DIVERSIFIED REL ET

Total Bought
3,463,841
65 transactions
Total Sold
2,834,689
56 transactions
Net
+629,152
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WEDBUSH SECURITIES INC326,2581,939,041+1,612,7830.040.22+0.18buy
RAYMOND JAMES FINANCIAL INC76,844993,745+916,9010.000.00+0.00buy
NEXPOINT ASSET MANAGEMENT, L.P.4,905,3015,028,935+123,6341.611.34-0.27buy
BlackRock, Inc.2,910,4713,030,215+119,7440.000.00+0.00buy
JANE STREET GROUP, LLC0109,289+109,2890.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC278,864372,444+93,5800.000.00+0.00buy
HRT FINANCIAL LP10,10096,317+86,2170.000.00+0.00buy
Point72 Asset Management, L.P.052,464+52,4640.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC050,457+50,4570.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV120,424165,425+45,0010.030.03+0.01buy
GOLDMAN SACHS GROUP INC59,566102,686+43,1200.000.00+0.00buy
STATE STREET CORP787,928827,560+39,6320.000.00+0.00buy
TCW GROUP INC707,576734,487+26,9110.020.02-0.00buy
Bulldog Investors, LLP278,799293,119+14,3200.240.25+0.01buy
Neuberger Berman Group LLC013,265+13,2650.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO012,313+12,3130.000.00+0.00buy
IHT Wealth Management, LLC011,493+11,4930.000.00+0.00buy
Claro Advisors LLC011,377+11,3770.000.01+0.01buy
BARCLAYS PLC54,09063,639+9,5490.000.00+0.00buy
FMR LLC1,0879,563+8,4760.000.00+0.00buy
Russell Investments Group, Ltd.5,44212,904+7,4620.000.00+0.00buy
WELLS FARGO & COMPANY/MN40,03746,515+6,4780.000.00+0.00buy
MADDEN SECURITIES Corp216,122221,569+5,4470.240.26+0.01buy
Sovereign Financial Group, Inc.18,43723,449+5,0120.010.02+0.00buy
IFP Advisors, Inc174,486+4,4690.000.00+0.00buy
Nuveen, LLC158,240162,274+4,0340.000.00+0.00buy
OPPENHEIMER & CO INC346,770350,777+4,0070.020.02+0.00buy
Bank of New York Mellon Corp143,653146,542+2,8890.000.00+0.00buy
Daiwa Securities Group Inc.13,02815,385+2,3570.000.00+0.00buy
BTG Pactual Asset Management US LLC63,76766,111+2,3440.030.03-0.00buy
Invesco Ltd.35,25236,958+1,7060.000.00-0.00buy
Asset Management One Co., Ltd.63,56565,180+1,6150.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS7,2028,754+1,5520.000.00+0.00buy
Avion Wealth01,537+1,5370.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD51,94053,264+1,3240.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.01,258+1,2580.000.00+0.00buy
Garner Asset Management Corp01,151+1,1510.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.40,52041,553+1,0330.000.00+0.00buy
DEUTSCHE BANK AG\37,39438,348+9540.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.36,70737,642+9350.000.00+0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.33,54034,395+8550.000.00-0.00buy
Catalyst Capital Advisors LLC32,79433,630+8360.000.00+0.00buy
State of Alaska, Department of Revenue16,62417,342+7180.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/18,47319,155+6820.000.00+0.00buy
SEI INVESTMENTS CO19,18919,678+4890.000.00-0.00buy
CITIGROUP INC418876+4580.000.00+0.00buy
Resona Asset Management Co.,Ltd.15,18415,570+3860.000.00+0.00buy
Thomas J. Herzfeld Advisors, Inc.0276+2760.000.00+0.00buy
STRS OHIO7,1967,469+2730.000.00+0.00buy
GAMMA Investing LLC0183+1830.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,2985,431+1330.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.89,80989,910+1010.000.00+0.00buy
Legal & General Group Plc3,0313,108+770.000.00+0.00buy
Ameritas Investment Partners, Inc.2,9403,014+740.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,1332,177+440.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey12,45912,503+440.000.00+0.00buy
Allworth Financial LP240+380.000.00+0.00buy
Transamerica Financial Advisors, LLC026+260.000.00+0.00buy
Anfield Capital Management, LLC607622+150.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC013+130.000.00+0.00buy
Optiver Holding B.V.470482+120.000.00+0.00buy
Mountain Hill Investment Partners Corp.242251+90.000.00-0.00buy
Sound Income Strategies, LLC294301+70.000.00-0.00buy
Dunhill Financial, LLC01+10.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/6061+10.000.00-0.00buy
MidWestOne Financial Group, Inc.84,99984,99900.040.04-0.00hold
Colonial Trust Advisors313100.000.00+0.00hold
Covestor Ltd18818800.000.00-0.00hold
Atlas Wealth LLC76,96176,96100.350.33-0.03hold
Annis Gardner Whiting Capital Advisors, LLC1100.000.00-0.00hold
MassMutual Private Wealth & Trust, FSB10-10.000.00-0.00sell
MAI Capital Management41-30.000.00-0.00sell
Farther Finance Advisors, LLC40-40.000.00-0.00sell
Sunbelt Securities, Inc.70-70.000.00-0.00sell
EverSource Wealth Advisors, LLC16989-800.000.00-0.00sell
True Wealth Design, LLC844-800.000.00-0.00sell
Smartleaf Asset Management LLC12218-1040.000.00-0.00sell
AMALGAMATED BANK1,2501,143-1070.000.00-0.00sell
COMERICA BANK1130-1130.000.00-0.00sell
TD Waterhouse Canada Inc.1500-1500.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.16,40416,179-2250.000.00-0.00sell
CWM, LLC2,3732,123-2500.000.00-0.00sell
MetLife Investment Management, LLC1,4801,176-3040.000.00-0.00sell
Cornerstone Planning Group LLC3062-3040.000.00-0.00sell
Sterling Capital Management LLC2,3522,040-3120.000.00-0.00sell
Arax Advisory Partners643140-5030.000.00-0.00sell
Asset Dedication, LLC8350-8350.000.00-0.00sell
FIRST UNITED BANK & TRUST92723-9040.000.00-0.00sell
NewEdge Advisors, LLC1,678594-1,0840.000.00-0.00sell
Capital Investment Advisors, LLC16,69315,511-1,1820.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,64411,332-1,3120.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC18,21116,414-1,7970.000.00-0.00sell
Newbridge Financial Services Group, Inc.1,8160-1,8160.000.00-0.00sell
SMH CAPITAL ADVISORS INC60,34958,419-1,9300.390.46+0.06sell
HARBOUR INVESTMENTS, INC.2,165110-2,0550.000.00-0.00sell
RHUMBLINE ADVISERS37,01234,943-2,0690.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC8,9706,436-2,5340.000.00-0.00sell
CALDWELL SUTTER CAPITAL, INC.22,29919,416-2,8830.040.03-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC16,37613,359-3,0170.000.00-0.00sell
Tower Research Capital LLC (TRC)6,1302,996-3,1340.000.00-0.00sell
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