| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NEXPOINT ASSET MANAGEMENT, L.P. | 4,905,301 | 5,028,935 | +123,634 | 1.57 | 1.34 | -0.23 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 120,424 | 165,425 | +45,001 | 0.03 | 0.03 | +0.01 | buy |
| TCW GROUP INC | 707,576 | 734,487 | +26,911 | 0.02 | 0.02 | -0.00 | buy |
| Bulldog Investors, LLP | 278,799 | 293,119 | +14,320 | 0.24 | 0.25 | +0.01 | buy |
| MADDEN SECURITIES Corp | 216,122 | 221,569 | +5,447 | 0.24 | 0.26 | +0.01 | buy |
| Sovereign Financial Group, Inc. | 18,437 | 23,449 | +5,012 | 0.01 | 0.02 | +0.00 | buy |
| BTG Pactual Asset Management US LLC | 63,767 | 66,111 | +2,344 | 0.01 | 0.03 | +0.01 | buy |
| Asset Management One Co., Ltd. | 63,565 | 65,180 | +1,615 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Capital Advisors LLC | 32,794 | 33,630 | +836 | 0.00 | 0.00 | +0.00 | buy |
| Resona Asset Management Co.,Ltd. | 15,184 | 15,570 | +386 | 0.00 | 0.00 | +0.00 | buy |
| FULLER & THALER ASSET MANAGEMENT, INC. | 89,809 | 89,910 | +101 | 0.00 | 0.00 | +0.00 | buy |
| Anfield Capital Management, LLC | 607 | 622 | +15 | 0.00 | 0.00 | +0.00 | buy |
| Mountain Hill Investment Partners Corp. | 242 | 251 | +9 | 0.00 | 0.00 | -0.00 | buy |
| FIRST UNITED BANK & TRUST | 927 | 23 | -904 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 16,693 | 15,511 | -1,182 | 0.00 | 0.00 | -0.00 | sell |
| SMH CAPITAL ADVISORS INC | 60,349 | 58,419 | -1,930 | 0.39 | 0.46 | +0.06 | sell |
| CALDWELL SUTTER CAPITAL, INC. | 22,299 | 19,416 | -2,883 | 0.04 | 0.03 | -0.00 | sell |
| Burford Brothers, Inc. | 30,873 | 22,286 | -8,587 | 0.05 | 0.04 | -0.01 | sell |
| Legacy Wealth Managment, LLC/ID | 87,507 | 76,955 | -10,552 | 0.15 | 0.14 | -0.00 | sell |
| Camelot Portfolios, LLC | 336,784 | 306,509 | -30,275 | 0.73 | 0.72 | -0.01 | sell |
| GatePass Capital, LLC | 433,362 | 362,043 | -71,319 | 0.92 | 0.72 | -0.21 | sell |
| Matisse Capital | 944,847 | 861,609 | -83,238 | 1.57 | 1.47 | -0.10 | sell |