| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 630,459 | 2,143,880 | +1,513,421 | 0.00 | 0.00 | +0.00 | buy |
| Catalio Capital Management, LP | 1,088,691 | 1,626,370 | +537,679 | 1.15 | 1.03 | -0.12 | buy |
| UBS Group AG | 636,674 | 1,135,767 | +499,093 | 0.00 | 0.00 | +0.00 | buy |
| ACORN CAPITAL ADVISORS, LLC | 1,279,800 | 1,752,115 | +472,315 | 3.64 | 3.47 | -0.16 | buy |
| Velan Capital Investment Management LP | 1,667,800 | 2,139,000 | +471,200 | 7.31 | 6.48 | -0.82 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 346,697 | 744,519 | +397,822 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 362,526 | +362,526 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 3,788,176 | 4,102,620 | +314,444 | 0.01 | 0.01 | -0.00 | buy |
| STATE STREET CORP | 83,200 | 290,907 | +207,707 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,602,852 | 1,801,980 | +199,128 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 72,175 | 248,170 | +175,995 | 0.00 | 0.00 | +0.00 | buy |
| Blackstone Inc. | 1,744,042 | 1,909,662 | +165,620 | 0.03 | 0.03 | -0.01 | buy |
| Nuveen, LLC | 0 | 101,601 | +101,601 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 15,000 | 95,774 | +80,774 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 18,350 | 94,117 | +75,767 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 186,564 | 246,064 | +59,500 | 0.01 | 0.01 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 235,610 | 291,494 | +55,884 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 54,857 | 93,113 | +38,256 | 0.02 | 0.02 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 33,982 | +33,982 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 33,600 | +33,600 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 31,541 | +31,541 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 36,249 | 61,554 | +25,305 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 23,935 | +23,935 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 22,816 | +22,816 | 0.00 | 0.01 | +0.01 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 40,000 | 59,830 | +19,830 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 129,400 | 149,200 | +19,800 | 0.00 | 0.00 | -0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 19,679 | +19,679 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 17,635 | +17,635 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 16,353 | +16,353 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 16,111 | +16,111 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 69,603 | 85,303 | +15,700 | 0.00 | 0.00 | -0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 15,545 | +15,545 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 12,643 | +12,643 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 12,232 | 24,374 | +12,142 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 11,591 | +11,591 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 9,921 | +9,921 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 3,639 | 10,838 | +7,199 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 147 | 4,434 | +4,287 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 3,298 | +3,298 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 2,937 | +2,937 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 151,906 | 154,665 | +2,759 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 2,015 | +2,015 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 1,361 | +1,361 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 0 | 1,103 | +1,103 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 872 | +872 | 0.00 | 0.00 | +0.00 | buy |
| BAKER BROS. ADVISORS LP | 536,832 | 536,832 | 0 | 0.03 | 0.02 | -0.01 | hold |
| CITADEL ADVISORS LLC | 412,531 | 412,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Semmax Financial Advisors Inc. | 1,572 | 1,572 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integral Health Asset Management, LLC | 1,400,000 | 1,400,000 | 0 | 0.66 | 0.40 | -0.26 | hold |
| Woodline Partners LP | 851,674 | 851,674 | 0 | 0.02 | 0.01 | -0.01 | hold |
| 5AM Venture Management, LLC | 800,000 | 800,000 | 0 | 1.29 | 0.93 | -0.36 | hold |
| SUPERSTRING CAPITAL MANAGEMENT LP | 360,000 | 360,000 | 0 | 1.83 | 1.36 | -0.47 | hold |
| ADAR1 Capital Management, LLC | 122,690 | 122,690 | 0 | 0.10 | 0.06 | -0.04 | hold |
| BAILARD, INC. | 29,769 | 29,769 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUIST FINANCIAL CORP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 143 | 103 | -40 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 568,421 | 564,120 | -4,301 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 23,590 | 14,404 | -9,186 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Quantessence Capital LLC | 10,188 | 0 | -10,188 | 0.01 | 0.00 | -0.01 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 18,710 | 0 | -18,710 | 0.00 | 0.00 | -0.00 | sell |
| J. Goldman & Co LP | 146,341 | 127,350 | -18,991 | 0.02 | 0.01 | -0.01 | sell |
| Jain Global LLC | 19,212 | 0 | -19,212 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 23,000 | 0 | -23,000 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 93,239 | 55,639 | -37,600 | 0.00 | 0.00 | -0.00 | sell |
| STEMPOINT CAPITAL LP | 1,190,579 | 1,143,677 | -46,902 | 1.62 | 1.12 | -0.50 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 274,881 | 219,897 | -54,984 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 199,254 | 137,587 | -61,667 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 61,917 | 0 | -61,917 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 229,454 | 161,091 | -68,363 | 0.01 | 0.00 | -0.01 | sell |
| OMERS ADMINISTRATION Corp | 75,100 | 0 | -75,100 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 91,455 | 0 | -91,455 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 288,717 | 181,600 | -107,117 | 0.00 | 0.00 | -0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 272,342 | 0 | -272,342 | 0.01 | 0.00 | -0.01 | sell |
| Opaleye Management Inc. | 1,730,000 | 855,000 | -875,000 | 1.64 | 0.52 | -1.12 | sell |
| Sio Capital Management, LLC | 1,514,300 | 0 | -1,514,300 | 1.95 | 0.00 | -1.95 | sell |
| RA CAPITAL MANAGEMENT, L.P. | 3,400,000 | 1,039,295 | -2,360,705 | 0.24 | 0.05 | -0.19 | sell |