| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Private Capital Management, LLC | 2,794,497 | 3,012,393 | +217,896 | 3.55 | 4.50 | +0.95 | buy |
| CITADEL ADVISORS LLC | 181,708 | 340,265 | +158,557 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 147,048 | 302,489 | +155,441 | 1.00 | 2.22 | +1.22 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 102,321 | +102,321 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 3,820,000 | 3,920,600 | +100,600 | 11.38 | 11.30 | -0.07 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 91,686 | +91,686 | 0.00 | 0.00 | +0.00 | buy |
| WOODMONT INVESTMENT COUNSEL LLC | 122,069 | 211,579 | +89,510 | 0.13 | 0.24 | +0.11 | buy |
| STIFEL FINANCIAL CORP | 431,973 | 520,790 | +88,817 | 0.01 | 0.01 | +0.00 | buy |
| WASATCH ADVISORS LP | 302,532 | 388,132 | +85,600 | 0.02 | 0.03 | +0.01 | buy |
| CAPTRUST FINANCIAL ADVISORS | 10,282 | 93,944 | +83,662 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 10,011 | 61,100 | +51,089 | 0.00 | 0.01 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 25,953 | +25,953 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 118,432 | 140,997 | +22,565 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 671,546 | 693,979 | +22,433 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,808,552 | 1,829,805 | +21,253 | 0.00 | 0.00 | +0.00 | buy |
| ROYCE & ASSOCIATES LP | 294,900 | 314,900 | +20,000 | 0.03 | 0.04 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 19,400 | +19,400 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 140,776 | 159,078 | +18,302 | 0.00 | 0.00 | +0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 0 | 18,117 | +18,117 | 0.00 | 0.07 | +0.07 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 92,749 | 110,159 | +17,410 | 0.09 | 0.10 | +0.01 | buy |
| STATE STREET CORP | 618,040 | 635,372 | +17,332 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 0 | 16,342 | +16,342 | 0.00 | 0.00 | +0.00 | buy |
| Bayesian Capital Management, LP | 0 | 14,002 | +14,002 | 0.00 | 0.02 | +0.02 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 231,464 | 245,101 | +13,637 | 0.15 | 0.19 | +0.04 | buy |
| Centiva Capital, LP | 0 | 10,607 | +10,607 | 0.00 | 0.01 | +0.01 | buy |
| BBR PARTNERS, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Creative Planning | 10,401 | 14,986 | +4,585 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 66,050 | 69,880 | +3,830 | 0.28 | 0.33 | +0.05 | buy |
| China Universal Asset Management Co., Ltd. | 4,063 | 6,745 | +2,682 | 0.01 | 0.01 | +0.00 | buy |
| EQUITABLE TRUST CO | 81,155 | 83,500 | +2,345 | 0.07 | 0.08 | +0.01 | buy |
| Quantbot Technologies LP | 0 | 2,200 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.02 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 15,029 | 16,941 | +1,912 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 17,345 | 18,699 | +1,354 | 0.01 | 0.01 | +0.00 | buy |
| RHUMBLINE ADVISERS | 38,489 | 39,768 | +1,279 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 7,866 | 9,080 | +1,214 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 15,639 | 16,672 | +1,033 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 43,361 | 44,290 | +929 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 0 | 900 | +900 | 0.00 | 0.01 | +0.01 | buy |
| Legal & General Group Plc | 23,854 | 24,541 | +687 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 186 | 529 | +343 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 316,827 | 317,081 | +254 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 4,914 | 5,138 | +224 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 179 | +179 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 0 | 157 | +157 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 9 | 75 | +66 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11,247 | 11,298 | +51 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 1 | 6 | +5 | 0.00 | 0.00 | +0.00 | buy |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 108,000 | 108,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Ameritas Investment Partners, Inc. | 2,564 | 2,564 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 13,757 | 13,757 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FineMark National Bank & Trust | 22,730 | 22,730 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Birchview Capital, LP | 150,000 | 150,000 | 0 | 1.31 | 1.62 | +0.30 | hold |
| Lido Advisors, LLC | 10,500 | 10,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Independent Advisor Alliance | 10,278 | 10,278 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Key FInancial Inc | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INVICTUS PRIVATE WEALTH, LLC | 21,000 | 21,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Mendota Financial Group, LLC | 19,073 | 19,073 | 0 | 0.17 | 0.15 | -0.02 | hold |
| Frazier Financial Advisors, LLC | 12 | 12 | 0 | 0.00 | 0.00 | +0.00 | hold |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,775 | 1,775 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 7,645 | 7,645 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,444 | 10,444 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 1,300 | 1,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 81,829 | 81,829 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANUS HENDERSON GROUP PLC | 14,364 | 14,355 | -9 | 0.00 | 0.00 | +0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 15 | 2 | -13 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 1,930 | 1,883 | -47 | 0.02 | 0.02 | +0.00 | sell |
| UBS Group AG | 45,313 | 45,251 | -62 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN INTERNATIONAL GROUP, INC. | 15,067 | 14,939 | -128 | 0.00 | 0.00 | +0.00 | sell |
| HAZLETT, BURT & WATSON, INC. | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 11,110 | 10,650 | -460 | 0.00 | 0.00 | +0.00 | sell |
| Stonehage Fleming Financial Services Holdings Ltd | 2,390 | 1,800 | -590 | 0.00 | 0.00 | +0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 119,670 | 119,026 | -644 | 0.03 | 0.03 | +0.00 | sell |
| Westside Investment Management, Inc. | 212,314 | 211,579 | -735 | 0.61 | 0.67 | +0.06 | sell |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,772 | 5,730 | -1,042 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 65,392 | 64,212 | -1,180 | 0.01 | 0.01 | +0.00 | sell |
| AMERIPRISE FINANCIAL INC | 59,027 | 57,750 | -1,277 | 0.00 | 0.00 | +0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 12,002 | 10,421 | -1,581 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 2,747 | 0 | -2,747 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 33,161 | 29,883 | -3,278 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 62,300 | 58,900 | -3,400 | 0.00 | 0.00 | +0.00 | sell |
| Steward Partners Investment Advisory, LLC | 67,809 | 64,334 | -3,475 | 0.01 | 0.01 | -0.00 | sell |
| AMALGAMATED BANK | 4,380 | 877 | -3,503 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 23,820 | 19,690 | -4,130 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 54,221 | 48,622 | -5,599 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 54,839 | 49,220 | -5,619 | 0.00 | 0.00 | +0.00 | sell |
| Gradient Investments LLC | 5,882 | 0 | -5,882 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 8,073 | 0 | -8,073 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 23,626 | 13,684 | -9,942 | 0.00 | 0.00 | -0.00 | sell |
| CORRADO ADVISORS, LLC | 10,521 | 0 | -10,521 | 0.10 | 0.00 | -0.10 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 125,676 | 115,144 | -10,532 | 0.23 | 0.21 | -0.03 | sell |
| BARCLAYS PLC | 55,815 | 44,398 | -11,417 | 0.00 | 0.00 | -0.00 | sell |
| FRANKLIN RESOURCES INC | 294,221 | 281,812 | -12,409 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 13,505 | 0 | -13,505 | 0.00 | 0.00 | -0.00 | sell |
| State of Tennessee, Department of Treasury | 19,087 | 0 | -19,087 | 0.00 | 0.00 | -0.00 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 23,807 | 0 | -23,807 | 0.05 | 0.00 | -0.05 | sell |
| NORGES BANK | 26,200 | 0 | -26,200 | 0.00 | 0.00 | -0.00 | sell |