| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,905,000 | 2,832,230 | -1,072,770 | 25.25 | 13.15 | -12.09 | sell |
| BlackRock, Inc. | 2,568,402 | 2,552,759 | -15,643 | 0.00 | 0.00 | -0.00 | sell |
| Private Capital Management, LLC | 1,843,091 | 1,562,000 | -281,091 | 8.57 | 5.61 | -2.96 | sell |
| Luxor Capital Group, LP | 917,541 | 1,119,400 | +201,859 | 6.69 | 6.24 | -0.46 | buy |
| STATE STREET CORP | 783,740 | 855,047 | +71,307 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 785,089 | 852,034 | +66,945 | 0.00 | 0.00 | -0.00 | buy |
| MARSHALL WACE, LLP | 200,307 | 644,918 | +444,611 | 0.01 | 0.02 | +0.01 | buy |
| DIMENSIONAL FUND ADVISORS LP | 370,548 | 579,520 | +208,972 | 0.00 | 0.00 | +0.00 | buy |
| Ikarian Capital, LLC | 183,347 | 543,047 | +359,700 | 1.16 | 2.74 | +1.58 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 249,421 | 457,782 | +208,361 | 0.02 | 0.02 | +0.00 | buy |
| Penn Capital Management Company, LLC | 392,067 | 407,896 | +15,829 | 1.53 | 1.12 | -0.42 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 361,998 | 368,177 | +6,179 | 0.98 | 0.72 | -0.25 | buy |
| GOLDMAN SACHS GROUP INC | 366,533 | 341,707 | -24,826 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 300,865 | 296,865 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 272,612 | 270,536 | -2,076 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 252,019 | 268,515 | +16,496 | 0.02 | 0.01 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 212,493 | 234,660 | +22,167 | 0.01 | 0.01 | -0.00 | buy |
| CITADEL ADVISORS LLC | 312,071 | 221,258 | -90,813 | 0.01 | 0.01 | -0.00 | sell |
| Crawford Fund Management, LLC | 103,400 | 193,300 | +89,900 | 1.62 | 2.22 | +0.60 | buy |
| Westside Investment Management, Inc. | 181,351 | 185,926 | +4,575 | 1.42 | 1.00 | -0.42 | buy |
| UBS Group AG | 222,362 | 175,324 | -47,038 | 0.00 | 0.00 | -0.00 | sell |
| Blackhawk Capital Partners LLC. | 134,758 | 172,332 | +37,574 | 2.48 | 2.23 | -0.25 | buy |
| 12th Street Asset Management Company, LLC | 91,123 | 168,731 | +77,608 | 0.74 | 0.97 | +0.24 | buy |
| Patient Square Capital LP | 7,031 | 165,209 | +158,178 | 0.07 | 1.03 | +0.96 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 54,047 | 158,110 | +104,063 | 0.07 | 0.13 | +0.06 | buy |
| BRAIDWELL LP | 295,291 | 156,419 | -138,872 | 0.46 | 0.18 | -0.28 | sell |
| FIRST TRUST ADVISORS LP | 152,231 | 154,096 | +1,865 | 0.01 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 233,755 | 142,551 | -91,204 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 278,101 | 110,698 | -167,403 | 3.65 | 1.02 | -2.63 | sell |
| WOODMONT INVESTMENT COUNSEL LLC | 105,339 | 110,559 | +5,220 | 0.32 | 0.24 | -0.08 | buy |
| BANK OF AMERICA CORP /DE/ | 95,359 | 94,578 | -781 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 108,622 | 92,009 | -16,613 | 0.16 | 0.11 | -0.05 | sell |
| Steward Partners Investment Advisory, LLC | 83,689 | 90,629 | +6,940 | 0.02 | 0.02 | -0.01 | buy |
| Lumbard & Kellner, LLC | 88,312 | 88,559 | +247 | 1.52 | 1.08 | -0.43 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 109,638 | 87,393 | -22,245 | 0.00 | 0.00 | -0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 38,830 | 86,097 | +47,267 | 0.01 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 104,979 | 84,579 | -20,400 | 0.01 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 103,928 | 79,989 | -23,939 | 0.01 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 80,990 | 78,682 | -2,308 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 67,229 | 74,256 | +7,027 | 0.07 | 0.06 | -0.01 | buy |
| Nuveen, LLC | 63,038 | 65,504 | +2,466 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 61,725 | 64,635 | +2,910 | 0.00 | 0.00 | -0.00 | buy |
| Swiss National Bank | 62,100 | 62,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 69,959 | 56,788 | -13,171 | 0.01 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 51,869 | +51,869 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 56,202 | 50,967 | -5,235 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 59,097 | 50,119 | -8,978 | 0.01 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 64,274 | 47,535 | -16,739 | 0.01 | 0.00 | -0.00 | sell |
| EQUITABLE TRUST CO | 43,243 | 41,763 | -1,480 | 0.09 | 0.07 | -0.03 | sell |
| BARD ASSOCIATES INC | 40,697 | 40,397 | -300 | 0.51 | 0.36 | -0.15 | sell |
| ROYCE & ASSOCIATES LP | 509,746 | 39,713 | -470,033 | 0.25 | 0.01 | -0.24 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 30,821 | 39,019 | +8,198 | 0.00 | 0.00 | -0.00 | buy |
| LJI Wealth Management, LLC | 15,300 | 38,700 | +23,400 | 0.11 | 0.22 | +0.10 | buy |
| SEI INVESTMENTS CO | 17,326 | 38,032 | +20,706 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 37,505 | 37,190 | -315 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 39,019 | 36,536 | -2,483 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 34,907 | 36,393 | +1,486 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 31,968 | 35,058 | +3,090 | 0.00 | 0.00 | -0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 37,183 | 34,748 | -2,435 | 0.18 | 0.13 | -0.06 | sell |
| BLAIR WILLIAM & CO/IL | 27,403 | 32,760 | +5,357 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 30,833 | 31,560 | +727 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 25,412 | 29,665 | +4,253 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 29,520 | 29,637 | +117 | 0.00 | 0.00 | +0.00 | buy |
| Brookstone Capital Management | 0 | 28,884 | +28,884 | 0.00 | 0.01 | +0.01 | buy |
| KORNITZER CAPITAL MANAGEMENT INC /KS | 28,119 | 27,202 | -917 | 0.03 | 0.02 | -0.01 | sell |
| GREAT LAKES ADVISORS, LLC | 26,963 | 26,963 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gotham Asset Management, LLC | 0 | 26,219 | +26,219 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 30,484 | 24,530 | -5,954 | 0.00 | 0.00 | -0.00 | sell |
| Birchview Capital, LP | 34,000 | 24,000 | -10,000 | 0.98 | 0.48 | -0.49 | sell |
| Creative Planning | 24,808 | 22,273 | -2,535 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 145,406 | 21,954 | -123,452 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 53,327 | 21,789 | -31,538 | 0.05 | 0.01 | -0.03 | sell |
| Focus Partners Wealth | 21,154 | 21,430 | +276 | 0.00 | 0.00 | -0.00 | buy |
| FRANKLIN RESOURCES INC | 26,092 | 20,631 | -5,461 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 0 | 19,608 | +19,608 | 0.00 | 0.02 | +0.02 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 10,000 | 19,000 | +9,000 | 0.08 | 0.10 | +0.02 | buy |
| MetLife Investment Management, LLC | 18,542 | 18,378 | -164 | 0.00 | 0.00 | -0.00 | sell |
| Atria Investments, Inc | 15,756 | 17,629 | +1,873 | 0.01 | 0.01 | -0.00 | buy |
| Round Rock Advisors, LLC | 17,412 | 17,481 | +69 | 0.13 | 0.09 | -0.03 | buy |
| COMMERCE BANK | 0 | 17,430 | +17,430 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 44,525 | 16,843 | -27,682 | 0.16 | 0.05 | -0.12 | sell |
| Lido Advisors, LLC | 19,486 | 16,470 | -3,016 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 25,311 | 16,243 | -9,068 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 23,256 | 16,059 | -7,197 | 0.00 | 0.00 | -0.00 | sell |
| State of Alaska, Department of Revenue | 15,807 | 15,807 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 39,112 | 15,251 | -23,861 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 15,064 | 14,778 | -286 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 14,613 | 14,774 | +161 | 0.00 | 0.00 | -0.00 | buy |
| Patriot Financial Group Insurance Agency, LLC | 7,700 | 13,900 | +6,200 | 0.04 | 0.03 | -0.02 | buy |
| SG Americas Securities, LLC | 9,382 | 13,817 | +4,435 | 0.00 | 0.00 | -0.00 | buy |
| JANUS HENDERSON GROUP PLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bleakley Financial Group, LLC | 14,349 | 13,183 | -1,166 | 0.01 | 0.01 | -0.00 | sell |
| Phoenix Financial Ltd. | 10,060 | 13,070 | +3,010 | 0.01 | 0.00 | -0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 15,823 | 12,817 | -3,006 | 0.00 | 0.00 | -0.00 | sell |
| Massar Capital Management, LP | 0 | 12,634 | +12,634 | 0.00 | 0.09 | +0.09 | buy |
| FEDERATED HERMES, INC. | 15,898 | 12,255 | -3,643 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 0 | 12,135 | +12,135 | 0.00 | 0.01 | +0.01 | buy |
| CAISSE DES DEPOTS ET CONSIGNATIONS | 5,515 | 11,806 | +6,291 | 0.01 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 56,380 | 11,603 | -44,777 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 11,545 | 11,450 | -95 | 0.00 | 0.00 | -0.00 | sell |