| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,920,600 | 3,990,000 | +69,400 | 11.30 | 19.04 | +7.74 | buy |
| Private Capital Management, LLC | 3,012,393 | 2,714,851 | -297,542 | 4.50 | 6.73 | +2.22 | sell |
| VANGUARD GROUP INC | 1,829,805 | 1,840,710 | +10,905 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 693,979 | 718,770 | +24,791 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 635,372 | 715,419 | +80,047 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 520,790 | 542,847 | +22,057 | 0.01 | 0.01 | +0.00 | buy |
| ROYCE & ASSOCIATES LP | 314,900 | 539,900 | +225,000 | 0.04 | 0.11 | +0.07 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 477,358 | 306,208 | -171,150 | 0.01 | 0.01 | +0.00 | sell |
| BRAIDWELL LP | 125,967 | 297,188 | +171,221 | 0.05 | 0.19 | +0.14 | buy |
| NORTHERN TRUST CORP | 317,081 | 290,036 | -27,045 | 0.00 | 0.00 | +0.00 | sell |
| Diametric Capital, LP | 302,489 | 288,896 | -13,593 | 2.22 | 3.27 | +1.05 | sell |
| DEUTSCHE BANK AG\ | 501,016 | 283,967 | -217,049 | 0.00 | 0.00 | -0.00 | sell |
| RICE HALL JAMES & ASSOCIATES, LLC | 245,101 | 255,862 | +10,761 | 0.19 | 0.32 | +0.14 | buy |
| FRANKLIN RESOURCES INC | 281,812 | 242,445 | -39,367 | 0.00 | 0.00 | +0.00 | sell |
| Westside Investment Management, Inc. | 211,579 | 209,944 | -1,635 | 0.67 | 1.00 | +0.33 | sell |
| WOODMONT INVESTMENT COUNSEL LLC | 211,579 | 205,863 | -5,716 | 0.24 | 0.35 | +0.12 | sell |
| Birchview Capital, LP | 150,000 | 150,000 | 0 | 1.62 | 2.90 | +1.28 | hold |
| CITADEL ADVISORS LLC | 340,265 | 140,232 | -200,033 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 159,078 | 138,137 | -20,941 | 0.00 | 0.00 | +0.00 | sell |
| JANE STREET GROUP, LLC | 21,602 | 110,570 | +88,968 | 0.00 | 0.00 | +0.00 | buy |
| PARADIGM CAPITAL MANAGEMENT INC/NY | 108,000 | 108,000 | 0 | 0.07 | 0.10 | +0.03 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 102,321 | 106,041 | +3,720 | 0.00 | 0.01 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 119,026 | 105,675 | -13,351 | 0.03 | 0.05 | +0.01 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 110,159 | 105,209 | -4,950 | 0.10 | 0.18 | +0.08 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 91,686 | 99,567 | +7,881 | 0.00 | 0.00 | +0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 115,144 | 96,450 | -18,694 | 0.21 | 0.26 | +0.06 | sell |
| CAPTRUST FINANCIAL ADVISORS | 93,944 | 93,954 | +10 | 0.00 | 0.01 | +0.00 | buy |
| Bank of New York Mellon Corp | 75,630 | 88,210 | +12,580 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 64,334 | 86,625 | +22,291 | 0.01 | 0.02 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 81,829 | 85,027 | +3,198 | 0.00 | 0.00 | +0.00 | buy |
| EQUITABLE TRUST CO | 83,500 | 83,500 | 0 | 0.08 | 0.12 | +0.04 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 81,277 | +81,277 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 48,622 | 80,269 | +31,647 | 0.00 | 0.00 | +0.00 | buy |
| APIS CAPITAL ADVISORS, LLC | 0 | 79,481 | +79,481 | 0.00 | 1.23 | +1.23 | buy |
| Invesco Ltd. | 13,684 | 73,383 | +59,699 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 952,523 | 72,807 | -879,716 | 0.00 | 0.00 | -0.00 | sell |
| BARD ASSOCIATES INC | 69,880 | 68,680 | -1,200 | 0.33 | 0.55 | +0.22 | sell |
| D.A. DAVIDSON & CO. | 64,212 | 64,212 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA ADVISERS, LP | 123,600 | 57,800 | -65,800 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 0 | 53,249 | +53,249 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 74,764 | 43,887 | -30,877 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 140,997 | 43,644 | -97,353 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 39,768 | 43,021 | +3,253 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 44,290 | 37,572 | -6,718 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 9,080 | 35,402 | +26,322 | 0.00 | 0.00 | +0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 18,117 | 29,551 | +11,434 | 0.07 | 0.17 | +0.10 | buy |
| Creative Planning | 14,986 | 29,486 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 19,690 | 29,020 | +9,330 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 26,599 | +26,599 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 45,251 | 26,409 | -18,842 | 0.00 | 0.00 | -0.00 | sell |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 16,342 | 25,447 | +9,105 | 0.00 | 0.01 | +0.01 | buy |
| SIMPLEX TRADING, LLC | 0 | 22,916 | +22,916 | 0.00 | 0.02 | +0.02 | buy |
| FineMark National Bank & Trust | 22,730 | 22,730 | 0 | 0.01 | 0.02 | +0.01 | hold |
| BBR PARTNERS, LLC | 10,000 | 22,000 | +12,000 | 0.01 | 0.04 | +0.03 | buy |
| Mendota Financial Group, LLC | 19,073 | 19,073 | 0 | 0.15 | 0.21 | +0.07 | hold |
| MetLife Investment Management, LLC | 13,757 | 17,882 | +4,125 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 16,672 | 17,262 | +590 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 16,464 | +16,464 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 44,398 | 13,087 | -31,311 | 0.00 | 0.00 | -0.00 | sell |
| Trexquant Investment LP | 0 | 12,758 | +12,758 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11,298 | 11,865 | +567 | 0.00 | 0.00 | +0.00 | buy |
| Belvedere Trading LLC | 0 | 11,634 | +11,634 | 0.00 | 0.01 | +0.01 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 0 | 11,261 | +11,261 | 0.00 | 0.00 | +0.00 | buy |
| SHERBROOKE PARK ADVISERS LLC | 0 | 11,099 | +11,099 | 0.00 | 0.04 | +0.04 | buy |
| Stratos Wealth Partners, LTD. | 10,650 | 10,610 | -40 | 0.00 | 0.00 | +0.00 | sell |
| Lido Advisors, LLC | 10,500 | 10,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighTower Advisors, LLC | 0 | 10,475 | +10,475 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,444 | 10,456 | +12 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 10,421 | 10,353 | -68 | 0.00 | 0.00 | +0.00 | sell |
| Independent Advisor Alliance | 10,278 | 10,289 | +11 | 0.00 | 0.01 | +0.00 | buy |
| CITIGROUP INC | 5,138 | 9,734 | +4,596 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 7,645 | 7,645 | 0 | 0.00 | 0.01 | +0.00 | hold |
| EntryPoint Capital, LLC | 1,883 | 6,398 | +4,515 | 0.02 | 0.06 | +0.04 | buy |
| Tower Research Capital LLC (TRC) | 0 | 5,284 | +5,284 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 6,745 | 4,157 | -2,588 | 0.01 | 0.01 | +0.00 | sell |
| ROYAL BANK OF CANADA | 0 | 3,950 | +3,950 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 24,541 | 3,426 | -21,115 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 0 | 3,045 | +3,045 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 16,941 | 2,567 | -14,374 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 2,564 | 2,564 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 29,883 | 2,213 | -27,670 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 75 | 2,123 | +2,048 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 529 | 1,775 | +1,246 | 0.00 | 0.00 | +0.00 | buy |
| nVerses Capital, LLC | 0 | 1,600 | +1,600 | 0.00 | 0.02 | +0.02 | buy |
| SALEM INVESTMENT COUNSELORS INC | 1,300 | 1,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 877 | 1,064 | +187 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 0 | 1,056 | +1,056 | 0.00 | 0.00 | +0.00 | buy |
| Key FInancial Inc | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OPTIMUM INVESTMENT ADVISORS | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 0 | 222 | +222 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 157 | 157 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Daiwa Securities Group Inc. | 110 | 110 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avior Wealth Management, LLC | 179 | 110 | -69 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 6 | 96 | +90 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 2 | 83 | +81 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 57 | +57 | 0.00 | 0.00 | +0.00 | buy |
| INNEALTA CAPITAL, LLC | 0 | 34 | +34 | 0.00 | 0.00 | +0.00 | buy |
| Creekmur Asset Management LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 15 | +15 | 0.00 | 0.00 | +0.00 | buy |