| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,955,000 | 3,905,000 | -50,000 | 23.42 | 24.13 | +0.71 | sell |
| BlackRock, Inc. | 2,573,051 | 2,565,595 | -7,456 | 0.00 | 0.00 | +0.00 | sell |
| Private Capital Management, LLC | 1,890,627 | 1,945,361 | +54,734 | 5.60 | 6.02 | +0.42 | buy |
| VANGUARD GROUP INC | 1,865,449 | 1,869,260 | +3,811 | 0.00 | 0.00 | +0.00 | buy |
| BRAIDWELL LP | 956,839 | 872,246 | -84,593 | 0.89 | 0.91 | +0.02 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 774,079 | 810,803 | +36,724 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 786,483 | 773,105 | -13,378 | 0.00 | 0.00 | +0.00 | sell |
| CITADEL ADVISORS LLC | 274,240 | 668,642 | +394,402 | 0.01 | 0.02 | +0.01 | buy |
| MARSHALL WACE, LLP | 429,674 | 564,876 | +135,202 | 0.02 | 0.02 | +0.01 | buy |
| ROYCE & ASSOCIATES LP | 327,096 | 553,693 | +226,597 | 0.09 | 0.17 | +0.08 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 296,172 | 370,627 | +74,455 | 0.46 | 0.61 | +0.15 | buy |
| MORGAN STANLEY | 222,850 | 365,015 | +142,165 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 313,728 | 314,602 | +874 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 248,900 | 258,110 | +9,210 | 0.00 | 0.00 | +0.00 | buy |
| First Turn Management, LLC | 188,829 | 228,761 | +39,932 | 1.01 | 1.30 | +0.29 | buy |
| STIFEL FINANCIAL CORP | 343,695 | 215,335 | -128,360 | 0.01 | 0.01 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 205,314 | 213,909 | +8,595 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 58,190 | 213,448 | +155,258 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 468,188 | 208,183 | -260,005 | 0.01 | 0.01 | -0.01 | sell |
| Westside Investment Management, Inc. | 173,856 | 181,056 | +7,200 | 0.99 | 1.03 | +0.04 | buy |
| Diametric Capital, LP | 0 | 155,465 | +155,465 | 0.00 | 2.53 | +2.53 | buy |
| DIMENSIONAL FUND ADVISORS LP | 0 | 153,313 | +153,313 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 14,139 | 150,948 | +136,809 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 131,067 | 142,576 | +11,509 | 0.01 | 0.01 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 245,370 | 142,517 | -102,853 | 0.01 | 0.01 | -0.00 | sell |
| Divisadero Street Capital Management, LP | 0 | 140,570 | +140,570 | 0.00 | 0.29 | +0.29 | buy |
| Qube Research & Technologies Ltd | 187,371 | 123,566 | -63,805 | 0.01 | 0.01 | -0.00 | sell |
| WOODMONT INVESTMENT COUNSEL LLC | 103,693 | 106,213 | +2,520 | 0.20 | 0.21 | +0.01 | buy |
| UBS Group AG | 125,892 | 104,396 | -21,496 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 106,031 | 101,895 | -4,136 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 127,783 | 95,524 | -32,259 | 0.00 | 0.00 | -0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 64,141 | 89,917 | +25,776 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 84,684 | 89,204 | +4,520 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 92,188 | 88,552 | -3,636 | 0.02 | 0.02 | -0.00 | sell |
| GROUP ONE TRADING LLC | 85,830 | 88,042 | +2,212 | 0.10 | 0.09 | -0.01 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 74,739 | 87,929 | +13,190 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 83,131 | +83,131 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 126,631 | 78,413 | -48,218 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 75,848 | 75,869 | +21 | 0.01 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 45,756 | 70,634 | +24,878 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 63,023 | 67,908 | +4,885 | 0.04 | 0.05 | +0.01 | buy |
| Nuveen, LLC | 76,904 | 64,032 | -12,872 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 62,480 | 60,825 | -1,655 | 0.17 | 0.18 | +0.01 | sell |
| Swiss National Bank | 58,700 | 60,100 | +1,400 | 0.00 | 0.00 | -0.00 | buy |
| Birchview Capital, LP | 72,910 | 60,000 | -12,910 | 1.68 | 1.82 | +0.14 | sell |
| EQUITABLE TRUST CO | 47,570 | 55,035 | +7,465 | 0.07 | 0.08 | +0.01 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 50,100 | 50,316 | +216 | 0.01 | 0.01 | -0.00 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 51,182 | 48,291 | -2,891 | 0.16 | 0.16 | -0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 0 | 47,132 | +47,132 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 42,975 | 46,969 | +3,994 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 59,188 | 45,933 | -13,255 | 0.01 | 0.01 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 90,353 | 42,320 | -48,033 | 0.01 | 0.00 | -0.00 | sell |
| BARD ASSOCIATES INC | 57,300 | 42,000 | -15,300 | 0.57 | 0.41 | -0.16 | sell |
| IMC-Chicago, LLC | 37,523 | 38,742 | +1,219 | 0.04 | 0.03 | -0.01 | buy |
| Creative Planning | 30,956 | 37,693 | +6,737 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 76,245 | 37,419 | -38,826 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 12,070 | 35,565 | +23,495 | 0.01 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 101,414 | 32,475 | -68,939 | 0.01 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 27,369 | 30,753 | +3,384 | 0.00 | 0.00 | +0.00 | buy |
| KORNITZER CAPITAL MANAGEMENT INC /KS | 0 | 30,000 | +30,000 | 0.00 | 0.02 | +0.02 | buy |
| ALLIANCEBERNSTEIN L.P. | 29,020 | 29,020 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 17,129 | 28,779 | +11,650 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 28,230 | 27,964 | -266 | 0.00 | 0.00 | +0.00 | sell |
| GREAT LAKES ADVISORS, LLC | 27,036 | 25,928 | -1,108 | 0.01 | 0.01 | +0.00 | sell |
| FRANKLIN RESOURCES INC | 25,599 | 25,507 | -92 | 0.00 | 0.00 | +0.00 | sell |
| Polar Asset Management Partners Inc. | 0 | 24,591 | +24,591 | 0.00 | 0.02 | +0.02 | buy |
| OSAIC HOLDINGS, INC. | 21,782 | 24,031 | +2,249 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 22,262 | 23,122 | +860 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 20,300 | 22,809 | +2,509 | 0.00 | 0.00 | +0.00 | buy |
| FineMark National Bank & Trust | 22,730 | 22,730 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Harvest Investment Services, LLC | 21,934 | 21,526 | -408 | 0.16 | 0.15 | -0.02 | sell |
| Squarepoint Ops LLC | 110,950 | 20,956 | -89,994 | 0.01 | 0.00 | -0.01 | sell |
| GSA CAPITAL PARTNERS LLP | 0 | 20,328 | +20,328 | 0.00 | 0.04 | +0.04 | buy |
| CITIGROUP INC | 33,611 | 19,876 | -13,735 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 19,470 | 19,470 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Brevan Howard Capital Management LP | 21,009 | 18,946 | -2,063 | 0.02 | 0.01 | -0.01 | sell |
| MetLife Investment Management, LLC | 18,447 | 18,542 | +95 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 14,975 | 18,088 | +3,113 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 9,647 | 17,966 | +8,319 | 0.00 | 0.01 | +0.00 | buy |
| CAISSE DES DEPOTS ET CONSIGNATIONS | 15,950 | 17,522 | +1,572 | 0.02 | 0.02 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 18,146 | 17,294 | -852 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 23,809 | 17,011 | -6,798 | 0.01 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,206 | 16,547 | +341 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 13,217 | 16,021 | +2,804 | 0.00 | 0.00 | +0.00 | buy |
| Sonora Investment Management Group, LLC | 15,448 | 15,448 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Bleakley Financial Group, LLC | 0 | 14,377 | +14,377 | 0.00 | 0.01 | +0.01 | buy |
| Brookstone Capital Management | 12,254 | 13,766 | +1,512 | 0.00 | 0.01 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OPPENHEIMER & CO INC | 0 | 13,317 | +13,317 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 12,168 | 12,715 | +547 | 0.00 | 0.00 | -0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,125 | 12,476 | +2,351 | 0.00 | 0.00 | +0.00 | buy |
| Assenagon Asset Management S.A. | 12,138 | 12,138 | 0 | 0.00 | 0.00 | +0.00 | hold |
| EntryPoint Capital, LLC | 0 | 12,126 | +12,126 | 0.00 | 0.19 | +0.19 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 12,307 | 11,986 | -321 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA ADVISERS, LP | 29,700 | 11,500 | -18,200 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,456 | 10,456 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 9,813 | 9,257 | -556 | 0.00 | 0.00 | -0.00 | sell |
| Arizona State Retirement System | 8,671 | 9,164 | +493 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 9,156 | +9,156 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 8,974 | +8,974 | 0.00 | 0.01 | +0.01 | buy |