| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 2,552,759 | 2,740,117 | +187,358 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 2,832,230 | 2,400,000 | -432,230 | 13.15 | 9.23 | -3.92 | sell |
| Private Capital Management, LLC | 1,562,000 | 1,598,770 | +36,770 | 5.61 | 6.16 | +0.55 | buy |
| Deep Track Capital, LP | 0 | 969,000 | +969,000 | 0.00 | 0.61 | +0.61 | buy |
| STATE STREET CORP | 855,047 | 939,888 | +84,841 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 852,034 | 905,560 | +53,526 | 0.00 | 0.00 | +0.00 | buy |
| BAMCO INC /NY/ | 0 | 809,350 | +809,350 | 0.00 | 0.05 | +0.05 | buy |
| DIMENSIONAL FUND ADVISORS LP | 579,520 | 667,036 | +87,516 | 0.00 | 0.01 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 0 | 439,155 | +439,155 | 0.00 | 0.44 | +0.44 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 368,177 | 387,545 | +19,368 | 0.72 | 0.80 | +0.08 | buy |
| MARSHALL WACE, LLP | 644,918 | 369,435 | -275,483 | 0.02 | 0.01 | -0.01 | sell |
| CITADEL ADVISORS LLC | 221,258 | 359,874 | +138,616 | 0.01 | 0.01 | +0.00 | buy |
| NORTHERN TRUST CORP | 296,865 | 323,206 | +26,341 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 319,625 | +319,625 | 0.00 | 0.07 | +0.07 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 273,696 | +273,696 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 270,536 | 273,696 | +3,160 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 185,926 | 224,051 | +38,125 | 1.00 | 1.25 | +0.25 | buy |
| Blackhawk Capital Partners LLC. | 172,332 | 203,241 | +30,909 | 2.23 | 2.82 | +0.59 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 457,782 | 190,116 | -267,666 | 0.02 | 0.01 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 234,660 | 180,893 | -53,767 | 0.01 | 0.01 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 341,707 | 154,777 | -186,930 | 0.00 | 0.00 | -0.00 | sell |
| ROYCE & ASSOCIATES LP | 39,713 | 154,587 | +114,874 | 0.01 | 0.05 | +0.04 | buy |
| Crawford Fund Management, LLC | 193,300 | 142,120 | -51,180 | 2.22 | 1.85 | -0.37 | sell |
| Ikarian Capital, LLC | 543,047 | 135,775 | -407,272 | 2.74 | 0.94 | -1.80 | sell |
| MORGAN STANLEY | 142,551 | 120,204 | -22,347 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 110,698 | 116,908 | +6,210 | 1.02 | 0.53 | -0.49 | buy |
| WOODMONT INVESTMENT COUNSEL LLC | 110,559 | 111,810 | +1,251 | 0.24 | 0.26 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 94,578 | 107,497 | +12,919 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 154,096 | 100,315 | -53,781 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 47,535 | 97,627 | +50,092 | 0.00 | 0.01 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 87,393 | 92,644 | +5,251 | 0.00 | 0.00 | +0.00 | buy |
| 12th Street Asset Management Company, LLC | 168,731 | 91,409 | -77,322 | 0.97 | 0.55 | -0.42 | sell |
| Lumbard & Kellner, LLC | 88,559 | 90,322 | +1,763 | 1.08 | 1.16 | +0.08 | buy |
| Steward Partners Investment Advisory, LLC | 90,629 | 90,251 | -378 | 0.02 | 0.02 | +0.00 | sell |
| Bank of New York Mellon Corp | 78,682 | 85,363 | +6,681 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 84,182 | +84,182 | 0.00 | 0.00 | +0.00 | buy |
| EQUITABLE TRUST CO | 41,763 | 79,378 | +37,615 | 0.07 | 0.14 | +0.07 | buy |
| Squarepoint Ops LLC | 50,119 | 73,622 | +23,503 | 0.00 | 0.01 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 64,635 | 70,862 | +6,227 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 74,256 | 70,748 | -3,508 | 0.06 | 0.05 | -0.00 | sell |
| Nuveen, LLC | 65,504 | 69,801 | +4,297 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 79,989 | 67,426 | -12,563 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 62,100 | 63,500 | +1,400 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 56,788 | 56,414 | -374 | 0.00 | 0.00 | +0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 51,869 | 56,371 | +4,502 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 50,967 | 52,737 | +1,770 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 175,324 | 50,145 | -125,179 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 92,009 | 49,115 | -42,894 | 0.11 | 0.06 | -0.05 | sell |
| LJI Wealth Management, LLC | 38,700 | 47,600 | +8,900 | 0.22 | 0.28 | +0.06 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 84,579 | 44,617 | -39,962 | 0.00 | 0.00 | -0.00 | sell |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 43,885 | +43,885 | 0.00 | 0.01 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 7,060 | 43,361 | +36,301 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 37,190 | 40,965 | +3,775 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 40,397 | 40,409 | +12 | 0.36 | 0.38 | +0.02 | buy |
| BLAIR WILLIAM & CO/IL | 32,760 | 39,880 | +7,120 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 29,637 | 39,437 | +9,800 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 39,019 | 38,031 | -988 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 31,560 | 36,432 | +4,872 | 0.00 | 0.00 | +0.00 | buy |
| Campbell & CO Investment Adviser LLC | 0 | 36,286 | +36,286 | 0.00 | 0.08 | +0.08 | buy |
| D.A. DAVIDSON & CO. | 36,536 | 34,650 | -1,886 | 0.01 | 0.01 | +0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 29,665 | 33,703 | +4,038 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 158,110 | 33,373 | -124,737 | 0.13 | 0.03 | -0.10 | sell |
| JPMORGAN CHASE & CO | 36,393 | 32,625 | -3,768 | 0.00 | 0.00 | -0.00 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 34,748 | 32,032 | -2,716 | 0.13 | 0.12 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 15,251 | 31,486 | +16,235 | 0.00 | 0.00 | +0.00 | buy |
| Brookstone Capital Management | 28,884 | 31,153 | +2,269 | 0.01 | 0.01 | +0.00 | buy |
| CITIGROUP INC | 16,243 | 30,444 | +14,201 | 0.00 | 0.00 | +0.00 | buy |
| GREAT LAKES ADVISORS, LLC | 26,963 | 26,963 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Legal & General Group Plc | 24,530 | 26,822 | +2,292 | 0.00 | 0.00 | +0.00 | buy |
| KORNITZER CAPITAL MANAGEMENT INC /KS | 27,202 | 26,314 | -888 | 0.02 | 0.02 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 35,058 | 25,217 | -9,841 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 8,496 | 25,039 | +16,543 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 24,243 | +24,243 | 0.00 | 0.01 | +0.01 | buy |
| Bleakley Financial Group, LLC | 13,183 | 24,067 | +10,884 | 0.01 | 0.01 | +0.01 | buy |
| Birchview Capital, LP | 24,000 | 24,000 | 0 | 0.48 | 0.48 | -0.01 | hold |
| XTX Topco Ltd | 12,135 | 23,147 | +11,012 | 0.01 | 0.01 | +0.01 | buy |
| Focus Partners Wealth | 21,430 | 23,071 | +1,641 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 21,954 | 22,659 | +705 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 22,476 | +22,476 | 0.00 | 0.00 | +0.00 | buy |
| COMMERCE BANK | 17,430 | 22,430 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 21,789 | 20,877 | -912 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 22,273 | 20,863 | -1,410 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 11,450 | 20,652 | +9,202 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 19,000 | 19,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| MetLife Investment Management, LLC | 18,378 | 18,908 | +530 | 0.00 | 0.00 | +0.00 | buy |
| Round Rock Advisors, LLC | 17,481 | 17,481 | 0 | 0.09 | 0.10 | +0.00 | hold |
| BARCLAYS PLC | 11,603 | 16,803 | +5,200 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 10,356 | 16,666 | +6,310 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 16,470 | 16,489 | +19 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,817 | 16,296 | +3,479 | 0.00 | 0.00 | +0.00 | buy |
| Atria Investments, Inc | 17,629 | 16,087 | -1,542 | 0.01 | 0.01 | -0.00 | sell |
| State of Alaska, Department of Revenue | 15,807 | 15,807 | 0 | 0.01 | 0.01 | +0.00 | hold |
| SIMPLEX TRADING, LLC | 19,608 | 15,349 | -4,259 | 0.02 | 0.02 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 0 | 15,345 | +15,345 | 0.00 | 0.01 | +0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 14,774 | 14,911 | +137 | 0.00 | 0.00 | +0.00 | buy |
| Grandeur Peak Global Advisors, LLC | 0 | 14,353 | +14,353 | 0.00 | 0.14 | +0.14 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 14,778 | 14,138 | -640 | 0.00 | 0.00 | +0.00 | sell |
| Perigon Wealth Management, LLC | 11,233 | 13,229 | +1,996 | 0.01 | 0.01 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 268,515 | 12,956 | -255,559 | 0.01 | 0.00 | -0.01 | sell |
| Phoenix Financial Ltd. | 13,070 | 12,338 | -732 | 0.00 | 0.00 | -0.00 | sell |