| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,905,000 | 3,905,000 | 0 | 24.13 | 26.60 | +2.46 | hold |
| BlackRock, Inc. | 2,565,595 | 2,551,016 | -14,579 | 0.00 | 0.00 | +0.00 | sell |
| VANGUARD GROUP INC | 1,869,260 | 1,870,794 | +1,534 | 0.00 | 0.00 | +0.00 | buy |
| Private Capital Management, LLC | 1,945,361 | 1,855,664 | -89,697 | 6.02 | 8.26 | +2.24 | sell |
| STATE STREET CORP | 773,105 | 794,282 | +21,177 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 810,803 | 775,644 | -35,159 | 0.00 | 0.00 | +0.00 | sell |
| ROYCE & ASSOCIATES LP | 553,693 | 533,013 | -20,680 | 0.17 | 0.26 | +0.08 | sell |
| MARSHALL WACE, LLP | 564,876 | 508,116 | -56,760 | 0.02 | 0.03 | +0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 213,909 | 448,947 | +235,038 | 0.01 | 0.03 | +0.02 | buy |
| BRAIDWELL LP | 872,246 | 342,391 | -529,855 | 0.91 | 0.49 | -0.42 | sell |
| RICE HALL JAMES & ASSOCIATES, LLC | 370,627 | 333,695 | -36,932 | 0.61 | 0.88 | +0.27 | sell |
| Penn Capital Management Company, LLC | 0 | 325,478 | +325,478 | 0.00 | 1.21 | +1.21 | buy |
| NORTHERN TRUST CORP | 314,602 | 317,342 | +2,740 | 0.00 | 0.00 | +0.00 | buy |
| Luxor Capital Group, LP | 0 | 307,337 | +307,337 | 0.00 | 2.03 | +2.03 | buy |
| GOLDMAN SACHS GROUP INC | 95,524 | 286,165 | +190,641 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 153,313 | 280,217 | +126,904 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 668,642 | 276,556 | -392,086 | 0.02 | 0.01 | -0.01 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 258,110 | 272,793 | +14,683 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 215,335 | 227,695 | +12,360 | 0.01 | 0.01 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,456 | 213,789 | +203,333 | 0.00 | 0.01 | +0.01 | buy |
| Westside Investment Management, Inc. | 181,056 | 179,576 | -1,480 | 1.03 | 1.38 | +0.36 | sell |
| FIRST TRUST ADVISORS LP | 83,131 | 162,072 | +78,941 | 0.00 | 0.01 | +0.00 | buy |
| First Turn Management, LLC | 228,761 | 160,234 | -68,527 | 1.30 | 1.16 | -0.14 | sell |
| GROUP ONE TRADING LLC | 88,042 | 148,732 | +60,690 | 0.09 | 0.21 | +0.13 | buy |
| MORGAN STANLEY | 365,015 | 141,078 | -223,937 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 142,576 | 132,251 | -10,325 | 0.01 | 0.01 | +0.00 | sell |
| Diametric Capital, LP | 155,465 | 124,178 | -31,287 | 2.53 | 2.22 | -0.31 | sell |
| UBS Group AG | 104,396 | 122,202 | +17,806 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 87,929 | 121,433 | +33,504 | 0.00 | 0.00 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 140,570 | 118,670 | -21,900 | 0.29 | 0.27 | -0.02 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 142,517 | 118,117 | -24,400 | 0.01 | 0.01 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 213,448 | 113,190 | -100,258 | 0.00 | 0.00 | -0.00 | sell |
| Advantage Alpha Capital Partners LP | 0 | 111,553 | +111,553 | 0.00 | 1.62 | +1.62 | buy |
| Blackhawk Capital Partners LLC. | 0 | 109,421 | +109,421 | 0.00 | 2.05 | +2.05 | buy |
| Invesco Ltd. | 150,948 | 107,142 | -43,806 | 0.00 | 0.00 | +0.00 | sell |
| WOODMONT INVESTMENT COUNSEL LLC | 106,213 | 103,862 | -2,351 | 0.21 | 0.33 | +0.12 | sell |
| Russell Investments Group, Ltd. | 89 | 98,508 | +98,419 | 0.00 | 0.01 | +0.01 | buy |
| Nicholas Investment Partners, LP | 0 | 95,834 | +95,834 | 0.00 | 0.35 | +0.35 | buy |
| Bank of New York Mellon Corp | 89,204 | 90,004 | +800 | 0.00 | 0.00 | +0.00 | buy |
| Lumbard & Kellner, LLC | 0 | 88,855 | +88,855 | 0.00 | 1.57 | +1.57 | buy |
| HRT FINANCIAL LP | 12,715 | 87,719 | +75,004 | 0.00 | 0.02 | +0.01 | buy |
| Steward Partners Investment Advisory, LLC | 88,552 | 87,322 | -1,230 | 0.02 | 0.02 | +0.00 | sell |
| Soleus Capital Management, L.P. | 0 | 85,498 | +85,498 | 0.00 | 0.22 | +0.22 | buy |
| CAPTRUST FINANCIAL ADVISORS | 75,869 | 69,583 | -6,286 | 0.01 | 0.01 | +0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 67,908 | 67,645 | -263 | 0.05 | 0.07 | +0.02 | sell |
| Nuveen, LLC | 64,032 | 64,032 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 101,895 | 60,733 | -41,162 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 60,100 | 60,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STEMPOINT CAPITAL LP | 0 | 57,619 | +57,619 | 0.00 | 0.56 | +0.56 | buy |
| BARCLAYS PLC | 70,634 | 54,371 | -16,263 | 0.00 | 0.00 | +0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 89,917 | 53,935 | -35,982 | 0.00 | 0.00 | +0.00 | sell |
| Squarepoint Ops LLC | 20,956 | 51,015 | +30,059 | 0.00 | 0.01 | +0.00 | buy |
| RHUMBLINE ADVISERS | 46,969 | 45,793 | -1,176 | 0.00 | 0.00 | +0.00 | sell |
| Brookstone Capital Management | 13,766 | 45,775 | +32,009 | 0.01 | 0.03 | +0.02 | buy |
| D.A. DAVIDSON & CO. | 45,933 | 45,580 | -353 | 0.01 | 0.01 | +0.00 | sell |
| EQUITABLE TRUST CO | 55,035 | 43,243 | -11,792 | 0.08 | 0.10 | +0.01 | sell |
| BARD ASSOCIATES INC | 42,000 | 41,955 | -45 | 0.41 | 0.54 | +0.12 | sell |
| SIMPLEX TRADING, LLC | 8,121 | 40,360 | +32,239 | 0.01 | 0.04 | +0.04 | buy |
| STANSBERRY ASSET MANAGEMENT, LLC | 48,291 | 40,201 | -8,090 | 0.16 | 0.20 | +0.04 | sell |
| Birchview Capital, LP | 60,000 | 40,000 | -20,000 | 1.82 | 1.46 | -0.36 | sell |
| OSAIC HOLDINGS, INC. | 24,031 | 39,122 | +15,091 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 78,413 | 36,167 | -42,246 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 60,825 | 34,353 | -26,472 | 0.18 | 0.13 | -0.05 | sell |
| Creative Planning | 37,693 | 33,156 | -4,537 | 0.00 | 0.00 | +0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 27,964 | 30,848 | +2,884 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 30,753 | 30,622 | -131 | 0.00 | 0.00 | +0.00 | sell |
| LJI Wealth Management, LLC | 0 | 30,000 | +30,000 | 0.00 | 0.25 | +0.25 | buy |
| KORNITZER CAPITAL MANAGEMENT INC /KS | 30,000 | 30,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| ALLIANCEBERNSTEIN L.P. | 29,020 | 29,520 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 18,946 | 29,266 | +10,320 | 0.01 | 0.02 | +0.01 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 28,779 | 28,702 | -77 | 0.00 | 0.00 | +0.00 | sell |
| GREAT LAKES ADVISORS, LLC | 25,928 | 26,963 | +1,035 | 0.01 | 0.01 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 25,507 | 26,529 | +1,022 | 0.00 | 0.00 | +0.00 | buy |
| IMC-Chicago, LLC | 38,742 | 24,871 | -13,871 | 0.03 | 0.02 | -0.01 | sell |
| ROYAL BANK OF CANADA | 9,257 | 24,683 | +15,426 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 18,088 | 24,480 | +6,392 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 23,122 | 24,337 | +1,215 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 22,809 | 24,251 | +1,442 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 16,021 | 23,536 | +7,515 | 0.00 | 0.00 | +0.00 | buy |
| FineMark National Bank & Trust | 22,730 | 22,730 | 0 | 0.02 | 0.04 | +0.01 | hold |
| Cetera Investment Advisers | 0 | 22,659 | +22,659 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 22,575 | +22,575 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 42,320 | 21,647 | -20,673 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 123,566 | 19,561 | -104,005 | 0.01 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 19,470 | 19,486 | +16 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 18,542 | 18,542 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 0 | 17,403 | +17,403 | 0.00 | 0.00 | +0.00 | buy |
| Sonora Investment Management Group, LLC | 15,448 | 17,148 | +1,700 | 0.04 | 0.06 | +0.02 | buy |
| Quantbot Technologies LP | 8,974 | 16,943 | +7,969 | 0.01 | 0.02 | +0.02 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,547 | 16,007 | -540 | 0.00 | 0.00 | +0.00 | sell |
| Scientech Research LLC | 0 | 15,174 | +15,174 | 0.00 | 0.25 | +0.25 | buy |
| OPPENHEIMER & CO INC | 13,317 | 14,994 | +1,677 | 0.01 | 0.01 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 17,294 | 14,663 | -2,631 | 0.00 | 0.00 | +0.00 | sell |
| ExodusPoint Capital Management, LP | 0 | 14,194 | +14,194 | 0.00 | 0.01 | +0.01 | buy |
| Bleakley Financial Group, LLC | 14,377 | 14,147 | -230 | 0.01 | 0.02 | +0.00 | sell |
| CITIGROUP INC | 19,876 | 13,898 | -5,978 | 0.00 | 0.00 | +0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 0 | 13,664 | +13,664 | 0.00 | 0.00 | +0.00 | buy |
| JANUS HENDERSON GROUP PLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Trexquant Investment LP | 17,966 | 12,865 | -5,101 | 0.01 | 0.01 | +0.00 | sell |
| Legato Capital Management LLC | 0 | 12,627 | +12,627 | 0.00 | 0.07 | +0.07 | buy |