| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Private Capital Management, LLC | 1,416,900 | 2,794,497 | +1,377,597 | 2.46 | 3.55 | +1.10 | buy |
| DEUTSCHE BANK AG\ | 13,486 | 748,855 | +735,369 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 340,092 | 431,973 | +91,881 | 0.01 | 0.01 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 72,082 | +72,082 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 229,969 | 294,221 | +64,252 | 0.00 | 0.00 | -0.00 | buy |
| Ophir Asset Management Pty Ltd | 492,179 | 548,130 | +55,951 | 1.67 | 1.22 | -0.45 | buy |
| Qube Research & Technologies Ltd | 0 | 55,010 | +55,010 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 616,603 | 671,546 | +54,943 | 0.00 | 0.00 | -0.00 | buy |
| Westside Investment Management, Inc. | 159,019 | 212,314 | +53,295 | 0.66 | 0.61 | -0.05 | buy |
| WOODMONT INVESTMENT COUNSEL LLC | 68,861 | 122,069 | +53,208 | 0.10 | 0.13 | +0.02 | buy |
| VANGUARD GROUP INC | 1,759,879 | 1,808,552 | +48,673 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 77,312 | 123,976 | +46,664 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 38,175 | +38,175 | 0.00 | 0.04 | +0.04 | buy |
| Connective Capital Management, LLC | 0 | 36,645 | +36,645 | 0.00 | 0.35 | +0.35 | buy |
| EQUITABLE TRUST CO | 49,165 | 81,155 | +31,990 | 0.06 | 0.07 | +0.01 | buy |
| D.A. DAVIDSON & CO. | 37,980 | 65,392 | +27,412 | 0.01 | 0.01 | +0.00 | buy |
| NORGES BANK | 0 | 26,200 | +26,200 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 17,866 | 43,361 | +25,495 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 3,795,000 | 3,820,000 | +25,000 | 17.74 | 11.38 | -6.36 | buy |
| BARCLAYS PLC | 35,864 | 55,815 | +19,951 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 28,657 | 45,313 | +16,656 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 40,295 | 54,221 | +13,926 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 20,134 | 31,540 | +11,406 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 305,704 | 316,827 | +11,123 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 0 | 10,401 | +10,401 | 0.00 | 0.00 | +0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 458 | 10,282 | +9,824 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 11,254 | 17,345 | +6,091 | 0.01 | 0.01 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 18,590 | 23,820 | +5,230 | 0.00 | 0.00 | -0.00 | buy |
| State of Tennessee, Department of Treasury | 14,000 | 19,087 | +5,087 | 0.00 | 0.00 | +0.00 | buy |
| ROYCE & ASSOCIATES LP | 290,000 | 294,900 | +4,900 | 0.04 | 0.03 | -0.01 | buy |
| Tower Research Capital LLC (TRC) | 3,633 | 8,073 | +4,440 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 188,825 | 192,099 | +3,274 | 0.00 | 0.00 | -0.00 | buy |
| China Universal Asset Management Co., Ltd. | 908 | 4,063 | +3,155 | 0.00 | 0.01 | +0.01 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 89,741 | 92,749 | +3,008 | 0.12 | 0.09 | -0.03 | buy |
| WELLS FARGO & COMPANY/MN | 5,874 | 7,866 | +1,992 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 80,132 | 81,829 | +1,697 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 14,116 | 15,639 | +1,523 | 0.00 | 0.00 | -0.00 | buy |
| BARD ASSOCIATES INC | 65,450 | 66,050 | +600 | 0.39 | 0.28 | -0.11 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 14,624 | 15,067 | +443 | 0.00 | 0.00 | -0.00 | buy |
| AMALGAMATED BANK | 3,943 | 4,380 | +437 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 13,453 | 13,505 | +52 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 15 | +15 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 2,564 | 2,564 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 12,002 | 12,002 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,772 | 6,772 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Daiwa Securities Group Inc. | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 13,757 | 13,757 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FineMark National Bank & Trust | 22,730 | 22,730 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gradient Investments LLC | 5,882 | 5,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stratos Wealth Partners, LTD. | 11,110 | 11,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Birchview Capital, LP | 150,000 | 150,000 | 0 | 1.83 | 1.31 | -0.52 | hold |
| Lido Advisors, LLC | 10,500 | 10,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Independent Advisor Alliance | 10,278 | 10,278 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Stonehage Fleming Financial Services Holdings Ltd | 2,390 | 2,390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Key FInancial Inc | 750 | 750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mendota Financial Group, LLC | 19,073 | 19,073 | 0 | 0.29 | 0.17 | -0.12 | hold |
| Federation des caisses Desjardins du Quebec | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HAZLETT, BURT & WATSON, INC. | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,775 | 1,775 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 23,854 | 23,854 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 7,645 | 7,645 | 0 | 0.01 | 0.00 | -0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11,247 | 11,247 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 23 | 0 | -23 | 0.00 | 0.00 | -0.00 | sell |
| JANUS HENDERSON GROUP PLC | 14,393 | 14,364 | -29 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,509 | 10,444 | -65 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 33,328 | 33,161 | -167 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| West Tower Group, LLC | 328 | 0 | -328 | 0.00 | 0.00 | -0.00 | sell |
| ARMSTRONG ADVISORY GROUP, INC | 708 | 0 | -708 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 3,565 | 2,747 | -818 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 6,209 | 4,914 | -1,295 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 1,400 | 0 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 1,814 | 9 | -1,805 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 121,808 | 119,670 | -2,138 | 0.04 | 0.03 | -0.01 | sell |
| RHUMBLINE ADVISERS | 40,866 | 38,489 | -2,377 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 61,073 | 58,532 | -2,541 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 65,400 | 62,300 | -3,100 | 0.00 | 0.00 | -0.00 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 27,599 | 23,807 | -3,792 | 0.07 | 0.05 | -0.03 | sell |
| CORRADO ADVISORS, LLC | 14,417 | 10,521 | -3,896 | 0.14 | 0.10 | -0.05 | sell |
| Spire Wealth Management | 4,170 | 0 | -4,170 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 19,361 | 15,029 | -4,332 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 66,255 | 59,027 | -7,228 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 124,126 | 113,534 | -10,592 | 0.00 | 0.00 | -0.00 | sell |
| OCCUDO QUANTITATIVE STRATEGIES LP | 11,617 | 0 | -11,617 | 0.02 | 0.00 | -0.02 | sell |
| Dynamic Technology Lab Private Ltd | 11,869 | 0 | -11,869 | 0.02 | 0.00 | -0.02 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 139,423 | 125,676 | -13,747 | 0.35 | 0.23 | -0.12 | sell |
| Invesco Ltd. | 37,587 | 23,626 | -13,961 | 0.00 | 0.00 | -0.00 | sell |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 15,170 | 0 | -15,170 | 0.07 | 0.00 | -0.07 | sell |
| Nebula Research & Development LLC | 15,940 | 0 | -15,940 | 0.12 | 0.00 | -0.12 | sell |
| FMR LLC | 16,957 | 186 | -16,771 | 0.00 | 0.00 | -0.00 | sell |
| RICE HALL JAMES & ASSOCIATES, LLC | 250,380 | 231,464 | -18,916 | 0.23 | 0.15 | -0.08 | sell |
| SIMPLEX TRADING, LLC | 23,210 | 0 | -23,210 | 0.01 | 0.00 | -0.01 | sell |
| ExodusPoint Capital Management, LP | 34,099 | 10,011 | -24,088 | 0.01 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 24,409 | 0 | -24,409 | 0.00 | 0.00 | -0.00 | sell |
| ANCHOR CAPITAL ADVISORS LLC | 25,923 | 0 | -25,923 | 0.01 | 0.00 | -0.01 | sell |
| Steward Partners Investment Advisory, LLC | 97,930 | 67,809 | -30,121 | 0.02 | 0.01 | -0.01 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 32,508 | 0 | -32,508 | 0.01 | 0.00 | -0.01 | sell |