| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 3,905,000 | 3,905,000 | 0 | 26.60 | 25.25 | -1.35 | hold |
| BlackRock, Inc. | 2,551,016 | 2,568,402 | +17,386 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 1,870,794 | 1,921,683 | +50,889 | 0.00 | 0.00 | +0.00 | buy |
| Private Capital Management, LLC | 1,855,664 | 1,843,091 | -12,573 | 8.26 | 8.57 | +0.31 | sell |
| Luxor Capital Group, LP | 307,337 | 917,541 | +610,204 | 2.03 | 6.69 | +4.66 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 775,644 | 785,089 | +9,445 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 794,282 | 783,740 | -10,542 | 0.00 | 0.00 | -0.00 | sell |
| ROYCE & ASSOCIATES LP | 533,013 | 509,746 | -23,267 | 0.26 | 0.25 | -0.00 | sell |
| Penn Capital Management Company, LLC | 325,478 | 392,067 | +66,589 | 1.21 | 1.53 | +0.33 | buy |
| DIMENSIONAL FUND ADVISORS LP | 280,217 | 370,548 | +90,331 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 286,165 | 366,533 | +80,368 | 0.00 | 0.00 | +0.00 | buy |
| RICE HALL JAMES & ASSOCIATES, LLC | 333,695 | 361,998 | +28,303 | 0.88 | 0.98 | +0.10 | buy |
| CITADEL ADVISORS LLC | 276,556 | 312,071 | +35,515 | 0.01 | 0.01 | -0.00 | buy |
| NORTHERN TRUST CORP | 317,342 | 300,865 | -16,477 | 0.00 | 0.00 | -0.00 | sell |
| BRAIDWELL LP | 342,391 | 295,291 | -47,100 | 0.49 | 0.46 | -0.03 | sell |
| Diametric Capital, LP | 124,178 | 278,101 | +153,923 | 2.22 | 3.65 | +1.43 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 272,793 | 272,612 | -181 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 213,789 | 252,019 | +38,230 | 0.01 | 0.02 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 448,947 | 249,421 | -199,526 | 0.03 | 0.02 | -0.01 | sell |
| JANE STREET GROUP, LLC | 132,251 | 239,265 | +107,014 | 0.01 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 141,078 | 233,755 | +92,677 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 122,202 | 222,362 | +100,160 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 227,695 | 212,493 | -15,202 | 0.01 | 0.01 | -0.00 | sell |
| MARSHALL WACE, LLP | 508,116 | 200,307 | -307,809 | 0.03 | 0.01 | -0.02 | sell |
| Ikarian Capital, LLC | 0 | 183,347 | +183,347 | 0.00 | 1.16 | +1.16 | buy |
| Westside Investment Management, Inc. | 179,576 | 181,351 | +1,775 | 1.38 | 1.42 | +0.04 | buy |
| FIRST TRUST ADVISORS LP | 162,072 | 152,231 | -9,841 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 107,142 | 145,406 | +38,264 | 0.00 | 0.00 | +0.00 | buy |
| Blackhawk Capital Partners LLC. | 109,421 | 134,758 | +25,337 | 2.05 | 2.48 | +0.43 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 121,433 | 109,638 | -11,795 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 148,732 | 108,622 | -40,110 | 0.21 | 0.16 | -0.06 | sell |
| WOODMONT INVESTMENT COUNSEL LLC | 103,862 | 105,339 | +1,477 | 0.33 | 0.32 | -0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 118,117 | 104,979 | -13,138 | 0.01 | 0.01 | +0.00 | sell |
| Russell Investments Group, Ltd. | 98,508 | 103,928 | +5,420 | 0.01 | 0.01 | +0.00 | buy |
| Crawford Fund Management, LLC | 0 | 103,400 | +103,400 | 0.00 | 1.62 | +1.62 | buy |
| BANK OF AMERICA CORP /DE/ | 113,190 | 95,359 | -17,831 | 0.00 | 0.00 | -0.00 | sell |
| 12th Street Asset Management Company, LLC | 0 | 91,123 | +91,123 | 0.00 | 0.74 | +0.74 | buy |
| Lumbard & Kellner, LLC | 88,855 | 88,312 | -543 | 1.57 | 1.52 | -0.06 | sell |
| Steward Partners Investment Advisory, LLC | 87,322 | 83,689 | -3,633 | 0.02 | 0.02 | -0.00 | sell |
| Bank of New York Mellon Corp | 90,004 | 80,990 | -9,014 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 69,583 | 69,959 | +376 | 0.01 | 0.01 | -0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 67,645 | 67,229 | -416 | 0.07 | 0.07 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 21,647 | 64,274 | +42,627 | 0.00 | 0.01 | +0.00 | buy |
| Nuveen, LLC | 64,032 | 63,038 | -994 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 60,100 | 62,100 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 60,733 | 61,725 | +992 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 51,015 | 59,097 | +8,082 | 0.01 | 0.01 | +0.00 | buy |
| BARCLAYS PLC | 54,371 | 56,380 | +2,009 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 53,935 | 56,202 | +2,267 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 54,047 | +54,047 | 0.00 | 0.07 | +0.07 | buy |
| IMC-Chicago, LLC | 24,871 | 53,327 | +28,456 | 0.02 | 0.05 | +0.02 | buy |
| Militia Capital Partners, LP | 0 | 47,000 | +47,000 | 0.00 | 0.87 | +0.87 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 34,353 | 44,525 | +10,172 | 0.13 | 0.16 | +0.03 | buy |
| HRT FINANCIAL LP | 87,719 | 43,681 | -44,038 | 0.02 | 0.01 | -0.01 | sell |
| EQUITABLE TRUST CO | 43,243 | 43,243 | 0 | 0.10 | 0.09 | -0.00 | hold |
| BARD ASSOCIATES INC | 41,955 | 40,697 | -1,258 | 0.54 | 0.51 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 24,480 | 39,112 | +14,632 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 45,580 | 39,019 | -6,561 | 0.01 | 0.01 | -0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 0 | 38,830 | +38,830 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 45,793 | 37,505 | -8,288 | 0.00 | 0.00 | -0.00 | sell |
| STANSBERRY ASSET MANAGEMENT, LLC | 40,201 | 37,183 | -3,018 | 0.20 | 0.18 | -0.02 | sell |
| JPMORGAN CHASE & CO | 36,167 | 34,907 | -1,260 | 0.00 | 0.00 | +0.00 | sell |
| Birchview Capital, LP | 40,000 | 34,000 | -6,000 | 1.46 | 0.98 | -0.48 | sell |
| OSAIC HOLDINGS, INC. | 39,122 | 31,968 | -7,154 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 24,337 | 30,833 | +6,496 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 30,848 | 30,821 | -27 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 30,622 | 30,484 | -138 | 0.00 | 0.00 | +0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 29,520 | 29,520 | 0 | 0.00 | 0.00 | +0.00 | hold |
| KORNITZER CAPITAL MANAGEMENT INC /KS | 30,000 | 28,119 | -1,881 | 0.03 | 0.03 | -0.00 | sell |
| BLAIR WILLIAM & CO/IL | 0 | 27,403 | +27,403 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 17,403 | 27,001 | +9,598 | 0.00 | 0.00 | +0.00 | buy |
| GREAT LAKES ADVISORS, LLC | 26,963 | 26,963 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FRANKLIN RESOURCES INC | 26,529 | 26,092 | -437 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 24,251 | 25,412 | +1,161 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 13,898 | 25,311 | +11,413 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 33,156 | 24,808 | -8,348 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 22,659 | 23,256 | +597 | 0.00 | 0.00 | -0.00 | buy |
| Verition Fund Management LLC | 6,151 | 22,144 | +15,993 | 0.00 | 0.01 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 28,702 | 21,937 | -6,765 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 0 | 21,154 | +21,154 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 19,486 | 19,486 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ellsworth Advisors, LLC | 0 | 18,909 | +18,909 | 0.00 | 0.18 | +0.18 | buy |
| MetLife Investment Management, LLC | 18,542 | 18,542 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FineMark National Bank & Trust | 22,730 | 17,430 | -5,300 | 0.04 | 0.03 | -0.01 | sell |
| Round Rock Advisors, LLC | 10,385 | 17,412 | +7,027 | 0.08 | 0.13 | +0.05 | buy |
| SEI INVESTMENTS CO | 0 | 17,326 | +17,326 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 16,943 | 17,017 | +74 | 0.02 | 0.03 | +0.01 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 16,353 | +16,353 | 0.00 | 0.05 | +0.05 | buy |
| FEDERATED HERMES, INC. | 97 | 15,898 | +15,801 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,476 | 15,823 | +3,347 | 0.00 | 0.00 | +0.00 | buy |
| State of Alaska, Department of Revenue | 1,742 | 15,807 | +14,065 | 0.00 | 0.01 | +0.01 | buy |
| Atria Investments, Inc | 0 | 15,756 | +15,756 | 0.00 | 0.01 | +0.01 | buy |
| LJI Wealth Management, LLC | 30,000 | 15,300 | -14,700 | 0.25 | 0.11 | -0.14 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,007 | 15,064 | -943 | 0.00 | 0.00 | -0.00 | sell |
| Brevan Howard Capital Management LP | 29,266 | 14,819 | -14,447 | 0.02 | 0.01 | -0.01 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 12,622 | 14,639 | +2,017 | 0.01 | 0.01 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 14,663 | 14,613 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Bleakley Financial Group, LLC | 14,147 | 14,349 | +202 | 0.02 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 0 | 14,321 | +14,321 | 0.00 | 0.03 | +0.03 | buy |
| JANUS HENDERSON GROUP PLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |