| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 150,165 | 1,675,827 | +1,525,662 | 0.00 | 0.00 | +0.00 | buy |
| Rosalind Advisors, Inc. | 2,703,661 | 3,595,788 | +892,127 | 6.34 | 3.76 | -2.58 | buy |
| AIGH Capital Management LLC | 2,906,689 | 3,555,742 | +649,053 | 7.25 | 3.60 | -3.65 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 93,300 | 541,405 | +448,105 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 256,650 | 669,281 | +412,631 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 94,975 | 341,825 | +246,850 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,261,663 | 1,488,012 | +226,349 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 165,444 | 367,084 | +201,640 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 0 | 190,598 | +190,598 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 52,396 | 235,476 | +183,080 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 276,707 | 457,419 | +180,712 | 1.30 | 0.97 | -0.32 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 151,755 | +151,755 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 0 | 119,681 | +119,681 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 21,495 | 103,061 | +81,566 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 214,695 | 285,655 | +70,960 | 0.02 | 0.01 | -0.01 | buy |
| Graham Capital Management, L.P. | 0 | 62,879 | +62,879 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 241,657 | 304,400 | +62,743 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 62,130 | +62,130 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 263,940 | 324,590 | +60,650 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 0 | 58,802 | +58,802 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 321 | 57,598 | +57,277 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 43,707 | 92,606 | +48,899 | 0.00 | 0.00 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 12,500 | 60,000 | +47,500 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 0 | 45,643 | +45,643 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 45,100 | +45,100 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 34,624 | +34,624 | 0.00 | 0.01 | +0.01 | buy |
| RHUMBLINE ADVISERS | 0 | 29,934 | +29,934 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 109,568 | 137,307 | +27,739 | 0.00 | 0.00 | -0.00 | buy |
| Jump Financial, LLC | 61,198 | 87,000 | +25,802 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 21,300 | +21,300 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 17,787 | +17,787 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 17,750 | +17,750 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 17,113 | +17,113 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 16,564 | +16,564 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 16,300 | +16,300 | 0.00 | 0.00 | +0.00 | buy |
| R Squared Ltd | 0 | 13,195 | +13,195 | 0.00 | 0.02 | +0.02 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 12,200 | +12,200 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 18,483 | 30,097 | +11,614 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 0 | 11,559 | +11,559 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 2,496 | 9,081 | +6,585 | 0.00 | 0.00 | +0.00 | buy |
| Huntleigh Advisors, Inc. | 95,190 | 100,704 | +5,514 | 0.09 | 0.04 | -0.05 | buy |
| Summit Financial Strategies, Inc. | 10,000 | 15,000 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| Cubist Systematic Strategies, LLC | 49,101 | 53,912 | +4,811 | 0.00 | 0.00 | -0.00 | buy |
| Dynamic Technology Lab Private Ltd | 15,526 | 19,604 | +4,078 | 0.01 | 0.01 | -0.01 | buy |
| Legal & General Group Plc | 0 | 3,624 | +3,624 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 3,324 | +3,324 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 2,031 | +2,031 | 0.00 | 0.00 | +0.00 | buy |
| Accel Wealth Management | 41,082 | 42,582 | +1,500 | 0.07 | 0.03 | -0.04 | buy |
| AMALGAMATED BANK | 0 | 1,112 | +1,112 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 0 | 341 | +341 | 0.00 | 0.00 | +0.00 | buy |
| Point72 (DIFC) Ltd | 40 | 267 | +227 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 79 | +79 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 73,600 | 73,600 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Vontobel Holding Ltd. | 27,219 | 27,219 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 547 | 547 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Soleus Capital Management, L.P. | 704,275 | 704,275 | 0 | 0.27 | 0.11 | -0.16 | hold |
| Accurate Wealth Management, LLC | 21,065 | 21,065 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Federation des caisses Desjardins du Quebec | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 425,589 | 425,589 | 0 | 0.03 | 0.01 | -0.02 | hold |
| SBI Securities Co., Ltd. | 301 | 0 | -301 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 884 | 0 | -884 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,343 | 0 | -2,343 | 0.00 | 0.00 | -0.00 | sell |
| Capital Advisors Wealth Management, LLC | 39,800 | 32,100 | -7,700 | 0.03 | 0.01 | -0.02 | sell |
| SIMPLEX TRADING, LLC | 13,292 | 406 | -12,886 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 13,265 | 0 | -13,265 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 13,566 | 0 | -13,566 | 0.02 | 0.00 | -0.02 | sell |
| Quadrature Capital Ltd | 34,502 | 18,586 | -15,916 | 0.00 | 0.00 | -0.00 | sell |
| OXFORD ASSET MANAGEMENT LLP | 18,023 | 0 | -18,023 | 0.04 | 0.00 | -0.04 | sell |
| Jefferies Financial Group Inc. | 18,094 | 0 | -18,094 | 0.00 | 0.00 | -0.00 | sell |
| Quantessence Capital LLC | 18,255 | 0 | -18,255 | 0.02 | 0.00 | -0.02 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 24,087 | 0 | -24,087 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 49,202 | 23,175 | -26,027 | 0.00 | 0.00 | -0.00 | sell |
| Dauntless Investment Group, LLC | 108,435 | 81,776 | -26,659 | 1.93 | 0.83 | -1.10 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 29,501 | 0 | -29,501 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 30,311 | 0 | -30,311 | 0.00 | 0.00 | -0.00 | sell |
| Hillsdale Investment Management Inc. | 38,600 | 0 | -38,600 | 0.01 | 0.00 | -0.01 | sell |
| Aristides Capital LLC | 135,000 | 95,000 | -40,000 | 0.24 | 0.07 | -0.18 | sell |
| Calamos Advisors LLC | 44,161 | 0 | -44,161 | 0.00 | 0.00 | -0.00 | sell |
| THOMPSON DAVIS & CO., INC. | 53,600 | 0 | -53,600 | 0.20 | 0.00 | -0.20 | sell |
| Palumbo Wealth Management LLC | 53,753 | 0 | -53,753 | 0.09 | 0.00 | -0.09 | sell |
| HRT FINANCIAL LP | 56,899 | 0 | -56,899 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 162,658 | 83,156 | -79,502 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 82,967 | 0 | -82,967 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 88,693 | 0 | -88,693 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 95,400 | 0 | -95,400 | 0.00 | 0.00 | -0.00 | sell |
| Informed Momentum Co LLC | 114,544 | 0 | -114,544 | 0.10 | 0.00 | -0.10 | sell |
| MYDA Advisors LLC | 125,000 | 0 | -125,000 | 0.21 | 0.00 | -0.21 | sell |
| Qube Research & Technologies Ltd | 212,595 | 0 | -212,595 | 0.00 | 0.00 | -0.00 | sell |
| Journey Advisory Group, LLC | 1,124,796 | 875,844 | -248,952 | 0.44 | 0.15 | -0.30 | sell |
| Manatuck Hill Partners, LLC | 275,600 | 0 | -275,600 | 0.61 | 0.00 | -0.61 | sell |
| MORGAN STANLEY | 310,344 | 0 | -310,344 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 357,913 | 0 | -357,913 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 611,769 | 229,443 | -382,326 | 0.00 | 0.00 | -0.00 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 787,615 | 200,000 | -587,615 | 0.79 | 0.08 | -0.71 | sell |