| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 2,664,999 | 3,021,391 | +356,392 | 6.76 | 8.04 | +1.27 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 641,386 | 899,135 | +257,749 | 0.39 | 0.63 | +0.24 | buy |
| Informed Momentum Co LLC | 0 | 154,195 | +154,195 | 0.00 | 0.09 | +0.09 | buy |
| Stonepine Capital Management, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.25 | +0.25 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 58,314 | +58,314 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 54,746 | +54,746 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 40,478 | +40,478 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 64,257 | 103,342 | +39,085 | 0.01 | 0.03 | +0.02 | buy |
| XTX Topco Ltd | 0 | 37,268 | +37,268 | 0.00 | 0.01 | +0.01 | buy |
| VANGUARD GROUP INC | 1,206,105 | 1,242,907 | +36,802 | 0.00 | 0.00 | +0.00 | buy |
| Vontobel Holding Ltd. | 0 | 22,452 | +22,452 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 52,500 | 74,900 | +22,400 | 0.00 | 0.01 | +0.00 | buy |
| Evernest Financial Advisors, LLC | 0 | 17,500 | +17,500 | 0.00 | 0.02 | +0.02 | buy |
| BARCLAYS PLC | 0 | 8,958 | +8,958 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 135,084 | 143,100 | +8,016 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 1,205 | +1,205 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 4,597 | 5,441 | +844 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 12,477 | 12,883 | +406 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Summit Financial Strategies, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 547 | 547 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 3,000 | 3,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHERN TRUST CORP | 42,174 | 42,174 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 12,930 | 12,930 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 21,495 | 21,495 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 81,875 | 81,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Accurate Wealth Management, LLC | 21,565 | 21,005 | -560 | 0.03 | 0.02 | -0.01 | sell |
| Clear Point Advisors Inc. | 1,001 | 1 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Accel Wealth Management | 43,882 | 41,882 | -2,000 | 0.06 | 0.06 | +0.01 | sell |
| Tower Research Capital LLC (TRC) | 4,789 | 2,266 | -2,523 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 232,378 | 229,098 | -3,280 | 0.00 | 0.00 | +0.00 | sell |
| BAILARD, INC. | 33,905 | 0 | -33,905 | 0.00 | 0.00 | -0.00 | sell |
| PFG Advisors | 53,313 | 0 | -53,313 | 0.01 | 0.00 | -0.01 | sell |
| AIGH Capital Management LLC | 2,917,997 | 2,778,848 | -139,149 | 4.57 | 5.22 | +0.64 | sell |